CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • November 7th, 2022
This Customer Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex Clearing Corporation (“you” or “your” or “Apex”) and the Customer’s (as defined below) brokerage firm (the “Introducing Broker”), and the customer(s) identified on the New Account Application (the “Customer”) in connection with the Customer’s brokerage account with the Introducing Broker (“the Account”). The Customer hereby agrees as follows with respect to the Account, which the Customer has established with the Introducing Broker for the purchase, sale or carrying of securities or contracts relating thereto and/or the borrowing of funds, which transactions are cleared through you. To help the government fight the funding of terrorism and money laundering, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. In order to open an account, the Customer will provide information that will allow you
ASPIRATION FINANCIAL, LLC CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • October 18th, 2023 • California
This Customer Account Agreement (“Agreement”) sets forth the respective rights and obligations of Aspiration Financial LLC (“Broker”) and you in connection with your brokerage account (“Account”). The Agreement includes the application you submit to open your Account, and the schedules, supplements, statements, disclosures and other agreements (each a “Supplement”) for the products and services for which you have applied to receive from Aspiration Financial LLC (“Aspiration” or “Broker”). Broker reserves the right to amend or terminate any such Supplement at any time. Both the Agreement and all applicable Supplements are subject to Broker’s approval. Broker reserves the right to decline any request to open an Account or to provide any product or service. Please note that Accounts are not available to non-resident aliens or individuals lacking a Social Security number. “You” or “your” means each natural person or legal entity indicated in the title to the Account on whose behalf this Ag
CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • January 3rd, 2024
This Customer Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex Clearing Corporation (“you” or “your” or “Apex”) and the Customer’s (as defined below) brokerage firm (the “Introducing Broker”), and the customer(s) identified on the New Account Application (the “Customer”) in connection with the Customer’s brokerage account with the Introducing Broker (“the Account”). The Customer hereby agrees as follows with respect to the Account, which the Customer has established with the Introducing Broker for the purchase, sale or carrying of securities or contracts relating thereto and/or the borrowing of funds, which transactions are cleared through you. To help the government fight the funding of terrorism and money laundering, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. In order to open an account, the Customer will provide information that will allow you
HAMILTON INTERNATIONAL RESERVE BANK LTD. CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • March 22nd, 2022 • Nevis
This Customer Account Agreement (the “Agreement”) is entered and made effective as of March 25, 2022 (the “Effective Date”) and is the customer agreement governing the terms of each customer’s relationship with Hamilton International Reserve Bank, formerly StateTrust International Bank & Trust, LLC.
Customer Account AgreementCustomer Account Agreement • September 30th, 2021 • New York
This Agreement sets forth the terms and conditions of the brokerage services provided by LEX Markets LLC (“LEX” or “we”), Member: FINRA/SIPC, to its brokerage customers (“you”). This Agree- ment contains a pre-dispute arbitration clause (see Section 14 below).
Customer Account AgreementCustomer Account Agreement • November 9th, 2012 • Advent Claymore Convertible Securities & Income Fund II • New York
EMBED CLEARING LLC CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • December 16th, 2022 • Delaware
This Customer Account Agreement (“Agreement”) sets forth the terms and conditions under which we, Embed Clearing LLC (“we” or “us”), will open and maintain one or more brokerage account(s) (“Account”) in your name and on your behalf and otherwise transact business with you (“you” or “your”, and collectively “Customer”).
CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • August 8th, 2023 • United States Oil Fund, LP • Commodity contracts brokers & dealers • Illinois
In consideration of ADM Investor Services, Inc. (“ADMIS”) opening and carrying one or more accounts (collectively, “Account”) for the undersigned person(s) (individually or collectively, as applicable, “Customer”), and ADMIS acting as futures commission merchant (“FCM”) for Customer in the execution and clearing of orders for the purchase or sale of commodity futures, commodity options, forward contracts, foreign exchange, physical or cash commodities, and exchange for physical (“EFP”) or exchange for risk (“EFR”) transactions (collectively “Commodity Contracts”), Customer enters into this Customer Account Agreement (“Agreement”) with ADMIS as of the date executed by Customer below.
Customer Account Agreement Disclosure and ConsentCustomer Account Agreement • February 28th, 2023
Airmoney Inc partners with financial services software company Sila Inc. (Sila) and banking services provider Evolve Bank & Trust (Evolve), member FDIC, to provide you with an Account on our platform. The Account allows you to store value and perform certain transactions through our platform. By registering to use our platform and receiving access to the Account, you agree to the terms and conditions of the Evolve Customer Account Agreement, available at
CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • July 5th, 2018
This Customer Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex Clearing Corporation (“you” or “your” or “Apex”) and the Customer’s (as defined below) brokerage firm (the “Introducing Broker”), and the customer(s) identified on the New Account Application (the “Customer”) in connection with the Customer’s brokerage account with the Introducing Broker (“the Account”). The Customer hereby agrees as follows with respect to the Account, which the Customer has established with the Introducing Broker for the purchase, sale or carrying of securities or contracts relating thereto and/or the borrowing of funds, which transactions are cleared through you. To help the government fight the funding of terrorism and money laundering, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. In order to open an account, the Customer will provide information that will allow you
CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • July 5th, 2018 • Texas
This Customer Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex Clearing Corporation (“you” or “your” or “Apex”) and the Customer’s (as defined below) brokerage firm (the “Introducing Broker”), and the customer(s) identified on the New Account Application (the “Customer”) in connection with the Customer’s brokerage account with the Introducing Broker (“the Account”). The Customer hereby agrees as follows with respect to the Account, which the Customer has established with the Introducing Broker for the purchase, sale or carrying of securities or contracts relating thereto and/or the borrowing of funds, which transactions are cleared through you. To help the government fight the funding of terrorism and money laundering, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. In order to open an account, the Customer will provide information that will allow you
CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • November 23rd, 2020
This Light Horse Market Solutions Inc. Customer Agreement (“Agreement”) sets forth the terms and conditions pursuant to which Light Horse Market Solutions Inc. (“Light Horse” or the “Firm”) will open and maintain one or more accounts, including, without limitation, cash, margin, or other accounts (each, and “Account” and collectively, the “Accounts”) for you (“Customer” or “Account Owner”), either individually or jointly with others. The clearing firm and custodian for the accounts will be Apex Clearing Corporation (the “Clearing Firm”) You, the customer, hereby represent, warrant and agree as follows:
CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • September 21st, 2022
Capitist, a company licensed and registered in, Office 305, Griffith Corporate Centre, Kingstown, St. Vincent and the Grenadines. License No. 26187 BC2021 (hereinafter called “ C a p i t i s t ” ) on the one part, and the customer whose name is and address appears below (hereinafter called “Customer”) of the other part.
Customer Account AgreementCustomer Account Agreement • April 23rd, 2012 • Maryland
• I agree to be bound by the terms of the prospectus for each T. Rowe Price Fund (Fund) in which I am investing. I have the authority and legal capacity to purchase mutual fund shares and am of legal age in my state.
Customer Account AgreementCustomer Account Agreement • February 1st, 2021
The extent of the economic risk to which you are exposed as a result of such transactions(and determine that such risk is suitable for you in light of your specific experience in relation to the transaction and your financial objectives, circumstances and resources).
Customer Account AgreementCustomer Account Agreement • November 12th, 2009 • Illinois
Clear Chicago Group (“Firm”) is committed to complying with U.S. statutory and regulatory requirements designed to assist the Federal Government in combating money laundering and any activity that facilitates the funding of terrorist or criminal activities, including those activities set forth in the USA PATRIOT Act, as amended from time to time (the “Act”). Under the Act, money laundering is defined as any financial transaction using income derived from criminal activity including, but not limited to, drug trafficking, fraud, illegal gambling and terrorism.
APEX Customer Account Agreement and Advisor AuthorizationCustomer Account Agreement • December 16th, 2020 • Texas
This Customer Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex Clearing Corporation (“Apex”) and the customer identified on the New Account Application (the “Customer”) in connection with the Customer’s brokerage account with Apex (the “Account”). Customer hereby agrees as follows with respect to the
ContractCustomer Account Agreement • October 6th, 2020 • Texas
Customer Account AgreementThis Customer Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex Clearing Corporation (“you” or “your” or “Apex”) and the Customer’s (as defined below) brokerage firm (the “Introducing Broker”), and the customer(s) identified on the New Account Application(the “Customer”) in connection with the Customer’s brokerage account with the Introducing Broker (“the Account”). The Customer hereby agrees as follows with respect to the Account, which the Customer has established with the Introducing Broker for the purchase, sale or carrying of securities or contracts relating thereto and/or the borrowing of funds, which transactions are cleared through you. To help the government fight the funding of terrorism and money laundering, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. In order to open an account, the Customer will provide informa
Customer Account AgreementCustomer Account Agreement • August 31st, 2023
This Agreement sets forth the terms under which TCFG Wealth Management, LLC and TCFG Investment Advisors, LLC ("TCFG") will accept, open, and maintain one or more accounts for you (whether designated by name, number, or otherwise, and whether brokerage or non- brokerage) for the purchase, sale, or carrying of securities, options, contracts relating to it, and or other property (collectively, "property").
Customer Account Agreement This contains important information and explanations regarding your JB Oxford & Company ("JBOC") brokerage investment account and contains additional terms and conditions which are incorporated by reference in your Account...Customer Account Agreement • October 1st, 1999 • Third Capital LLC • Security & commodity brokers, dealers, exchanges & services
CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • August 13th, 2020
Folionet is a service mark of Santos Capital Group LLC (“SCG”), a registered broker-dealer member of FINRA and SIPC. You understand that below are the terms and conditions that will govern your relationship with SCG once your account is submitted for approval to open. This agreement may be modified or amended periodically so its latest version may be requested at info@folionet.com. It is your responsibility to follow changes to this agreement since you will abide by any revised terms and conditions. This agreement contains a PREDISPUTE ARBITRATION CLAUSE.
CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • July 5th, 2018 • Texas
This Customer Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex Clearing Corporation (“you” or “your” or “Apex”) and the Customer’s (as defined below) brokerage firm (the “Introducing Broker”), and the customer(s) identified on the New Account Application (the “Customer”) in connection with the Customer’s brokerage account with the Introducing Broker (“the Account”). The Customer hereby agrees as follows with respect to the Account, which the Customer has established with the Introducing Broker for the purchase, sale or carrying of securities or contracts relating thereto and/or the borrowing of funds, which transactions are cleared through you. To help the government fight the funding of terrorism and money laundering, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. In order to open an account, the Customer will provide information that will allow you
CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • October 16th, 2022 • Texas
This Customer Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex Clearing Corporation (“Apex”) and the customer identified on the New Account Application (the “Customer”) in connection with the Customer’s brokerage account with Apex (the “Account”). Customer hereby agrees as follows with respect to the Account, which Customer has established with Apex for the purchase, sale, and/or carrying of securities or contracts relating thereto and/or the borrowing of funds, at the instruction of Customer’s registered investment advisor as authorized by Customer in the New Account Application (“Advisor”), which transactions will be cleared through Apex. To help the government fight the funding of terrorism and money laundering, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. In order to open the Account, Customer will provide information that will allow Apex to ide
Customer Account AgreementCustomer Account Agreement • September 29th, 2021 • Artisan Partners Funds Inc • New York
This account agreement, including all terms, schedules, supplements and exhibits attached hereto, and the account application (this “Customer Account Agreement”) sets forth the terms and conditions under which Cowen and Company, LLC (“Cowen”) and on behalf of itself and each of Cowen’s subsidiaries, parents and affiliates (each a “Cowen Entity” and collectively, the “Cowen Entities”) will establish and maintain one or more accounts on behalf of the customer specified in the account application (“Customer”) and Cowen will otherwise transact business with Customer. In consideration of Cowen accepting and maintaining an account for Customer, Customer hereby represents and warrants that it has read, understands, consents and agrees to all the terms and conditions set forth in this Customer Account Agreement.
Customer Account AgreementCustomer Account Agreement • July 16th, 2014 • Maryland
• I agree to be bound by the terms of the prospectus for each T. Rowe Price Fund (Fund) in which I am investing. I have the authority and legal capacity to purchase mutual fund shares and am of legal age in my state.
CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • August 30th, 2021
This Ainvest Financial, Inc. Customer Agreement (“Agreement”) sets forth the terms and conditions pursuant to which Ainvest Financial, Inc. (“Ainvest” or the “Firm”) will open and maintain one or more accounts, including, without limitation, cash, margin, or other accounts (each, and “Account” and collectively, the “Accounts”) for you (“Customer” or “Account Owner”), either individually or jointly with others. The clearing firm and custodian for the accounts will be Apex Clearing Corporation (the “Clearing Firm”) You, the customer, hereby represent, warrant and agree as follows:
CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • August 7th, 2020 • Nevis
The words “you,” “your,” “account holder,” and “Customer” mean the person or legal entity that has submitted an account application (hereinafter an “Account Application”) to or opened an Account with the Bank, as well as all signatories on any Bank documentation.
Customer Account AgreementCustomer Account Agreement • February 11th, 2021
This is the agreement for your account with CNS Securities. It describes the features and policies associated with the account. Please review this document and keep it for your records. Do not return it with your application.
CUSTOMER ACCOUNT AGREEMENTCustomer Account Agreement • June 15th, 2018
