Broker-Dealer Sales and Supervision Agreement Sample Contracts

BROKER-DEALER SALES AND SUPERVISION AGREEMENT This Broker-Dealer Sales and Supervision Agreement ("Agreement") dated is made by and between Hartford Life Insurance Company and ITT Hartford Life and Annuity Insurance Company (referred to collectively...

Broker-Dealer Sales and Supervision Agreement • August 10th, 2010 • Hartford Life Insurance Co Separate Account 11 • Connecticut

• Contract Type
  Broker-Dealer Sales and Supervision Agreement
• Filed
  August 10th, 2010
• Company
  Hartford Life Insurance Co Separate Account 11
• Jurisdiction
  Connecticut

BROKER-DEALER SALES AND SUPERVISION AGREEMENT

Broker-Dealer Sales and Supervision Agreement • April 29th, 2021 • Talcott Resolution Life & Annuity Insurance Co Separate Account Seven • Connecticut

• Contract Type
  Broker-Dealer Sales and Supervision Agreement
• Filed
  April 29th, 2021
• Company
  Talcott Resolution Life & Annuity Insurance Co Separate Account Seven
• Jurisdiction
  Connecticut

This Broker-Dealer Sales and Supervision Agreement ("Agreement") dated ___________________________ is made by and between Hartford Life Insurance Company and ITT Hartford Life and Annuity Insurance Company (referred to collectively as "Companies"), Hartford Securities Distribution Company, Inc. ("Distributor"), a broker-dealer registered with the Securities and Exchange Commission ("SEC") under the Securities and Exchange Act of 1934 ("1934 Act") and a member of the National Association of Securities Dealers, Inc. ("NASD") and __________________________________, who is also a broker-dealer registered with the SEC under the 1934 Act and a member of the NASD ("Broker-Dealer"), and any and all undersigned insurance agency affiliates ("Affiliates") of Broker- Dealer.