TRANSFER AGENCY AND SERVICES AGREEMENTAlps Series Trust • September 25th, 2018 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of September 24, 2018, between ALPS Series Trust (the “Trust”), a Delaware statutory trust under the laws of the state of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST CLARKSTON CAPITAL PARTNERS, LLC INVESTMENT ADVISORY AGREEMENTAlps Series Trust • January 28th, 2020 • ALPS Series Trust • Colorado
This Agreement is made and entered into effective as of February 13, 2019, by and between the ALPS Series Trust (the “Trust”), a Delaware statutory trust, on behalf of the funds listed in APPENDIX A hereto, each a series of shares of the Trust (collectively, the “Funds” and individually, a “Fund”), and Clarkston Capital Partners, LLC, a Michigan limited liability company (the “Adviser”).
ALPS SERIES TRUST DISTRIBUTION AGREEMENTAlps Series Trust • September 29th, 2017 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of October 2, 2017, between ALPS Series Trust (the “Trust”), a Delaware statutory trust, and ALPS Distributors, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST CUPPS ALL CAP GROWTH FUND CUPPS MID CAP GROWTH FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAlps Series Trust • June 30th, 2014 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of June 30, 2014, between ALPS Series Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
ALPS SERIES TRUST NEW SHERIDAN DEVELOPING WORLD FUND INVESTMENT ADVISORY AGREEMENTAlps Series Trust • August 29th, 2014 • ALPS Series Trust • Colorado
This Agreement is made and entered into effective as of August 29, 2014, by and between the ALPS Series Trust, a Delaware statutory trust (the “Trust”) on behalf of the New Sheridan Developing World Fund, a series of shares of the Trust (the “Fund”), and New Sheridan Advisors, LLC, a Delaware limited liability company (the “Adviser”).
ALPS SERIES TRUST AMERICAN INDEPENDENCE KANSAS TAX-EXEMPT BOND FUND INVESTMENT ADVISORY AGREEMENTAlps Series Trust • January 28th, 2020 • ALPS Series Trust • Delaware
This Agreement is made and entered into effective as of September 23, 2019, by and between the ALPS Series Trust (“Trust”), a Delaware statutory trust, on behalf of the American Independence Kansas Tax-Exempt Bond Fund, a series of shares of the Trust (the “Fund”), and Carret Asset Management, LLC, a Delaware limited liability company (“Adviser”).
ALPS SERIES TRUST CUPPS ALL CAP GROWTH FUND CUPPS MID CAP GROWTH FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTAlps Series Trust • June 30th, 2014 • ALPS Series Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of June 30, 2014 (the “Effective Date”) by and between ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST INVESTMENT ADVISORY AGREEMENTAlps Series Trust • February 11th, 2021 • ALPS Series Trust • Delaware
This Agreement is made and entered into effective as of January 12, 2021, by and between the ALPS Series Trust (“Trust”), a Delaware statutory trust, on behalf of each series included on Exhibit A hereto, each a separate series of shares of the Trust (each, a “Fund”), and Hillman Capital Management, Inc., a Maryland corporation (“Adviser”).
