THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTDunham Funds Sub-Advisory Agreement • February 27th, 2020 • Dunham Funds • California
This AGREEMENT is dated November 21, 2019, and effective on or about January 1, 2020, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and AMERICAN ASSETS CAPITAL ADVISERS, LLC, a State of Delaware limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
SUB-ADVISORY AGREEMENT ADDENDUMSub-Advisory Agreement Addendum • February 27th, 2020 • Dunham Funds
This addendum (“Addendum”), dated as of July 1, 2019, amends and is incorporated into and shall form a part of the SUB-ADVISORY AGREEMENT, dated April 24, 2018 (the “Sub-Advisory Agreement” and, together with this Addendum, the “Agreement”), is made by and between DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., (“Adviser”), DUNHAM FUNDS (“Trust”) and MetLife Investment Management, LLC (“Sub-Adviser”) on behalf of itself and its affiliates.
