FORM OF SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • December 20th, 2017 • Cavanal Hill Funds • Massachusetts
This Shareholder Servicing Agreement (the “Agreement”) is made as of , 20__, by Cavanal Hill Funds, a Massachusetts business trust (the “Trust”) and _______________________________________, a [jurisdiction/form of organization] (the “Service Provider”) (each a “Party,” and collectively, the “Parties”).
AMENDMENT TO THE ADMINISTRATION AGREEMENTAdministration Agreement • December 20th, 2017 • Cavanal Hill Funds
This AMENDMENT to the ADMINISTRATION GREEMENT (the “Amendment”) effective as of December 26, 2017 (the “Effective Date”), among Cavanal Hill Funds, a Massachusetts business trust (the “Trust”) and Cavanal Hill Investment Management, Inc., an Oklahoma corporation, (“Administrator”), to that certain Administration Agreement, dated July 1, 2004, between the Trust and Administrator (as in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT TO SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • December 20th, 2017 • Cavanal Hill Funds
This AMENDMENT to SUB-ADMINISTRATION AGREEMENT (the “Amendment”) made as of the Effective Date among Cavanal Hill Investment Management, Inc., an Oklahoma corporation (the “Administrator”) and Citi Fund Services Ohio, Inc., an Ohio corporation (“Citi”), to that certain Sub-Administration Agreement, dated July 1, 2004, between the Administrator and Citi (as amended and in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT TO THE BOKF, NA SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • December 20th, 2017 • Cavanal Hill Funds
This AMENDMENT to the BOKF, NA SHAREHOLDER SERVICING AGREEMENT (the “Amendment”) effective as of December 26, 2017 (the “Effective Date”), among Cavanal Hill Funds, a Massachusetts business trust (the “Trust”) and BOKF, NA, an Oklahoma corporation, (“Service Provider”), to that certain Shareholder Servicing Agreement, dated January 1, 2007, between the Trust and Service Provider (as in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT TO THE BOK FINANCIAL SECURITIIES SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • December 20th, 2017 • Cavanal Hill Funds
This AMENDMENT to the BOK FINANCIAL SECURITIES SHAREHOLDER SERVICING AGREEMENT (the “Amendment”) effective as of December 26, 2017 (the “Effective Date”), among Cavanal Hill Funds, a Massachusetts business trust (the “Trust”) and BOK Financial Securities, Inc., an Oklahoma corporation, (“Service Provider”), to that certain Shareholder Servicing Agreement, dated February 1, 2007, between the Trust and Service Provider (as in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT TO TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • December 20th, 2017 • Cavanal Hill Funds
This AMENDMENT (the “Amendment”) is made as of the Effective Date between Cavanal Hill Funds, a Massachusetts business trust (the “Trust”) and FIS Investor Services, LLC, a Delaware limited liability company and formerly known as SunGard Investor Services, LLC (“FIS”), and is made to the Amended and Restated Transfer Agency Agreement, dated March 31, 2015, between the Trust and FIS (as successor and assign to Citi Fund Services Ohio, Inc.) (as amended and in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement. For the avoidance of any doubt, references in the Agreement to “Citi” shall be deemed references to FIS.
AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • December 20th, 2017 • Cavanal Hill Funds
This AMENDMENT to the DISTRIBUTION AGREEMENT (the “Amendment”) effective as of December 26, 2017 (the “Effective Date”), among Cavanal Hill Funds, a Massachusetts business trust (the “Trust”) and Cavanal Hill Distributors, Inc., an Oklahoma corporation, (“Distributor”), to that certain Distribution Agreement, dated December 30, 2016, between the Trust and Distributor (as in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • December 20th, 2017 • Cavanal Hill Funds
This AMENDMENT to FUND ACCOUNTING AGREEMENT (the “Amendment”) made as of the Effective Date, between Cavanal Hill Funds, a Massachusetts business trust (the “Trust”) and Citi Fund Services Ohio, Inc., an Ohio corporation (“Citi”), to that certain Fund Accounting Agreement, dated July 1, 2004, between the Trust and Citi (as amended and in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT TO THE CUSTODIAN AGREEMENTCustodian Agreement • December 20th, 2017 • Cavanal Hill Funds
This AMENDMENT to the CUSTODIAN AGREEMENT (the “Amendment”) effective as of December 26, 2017 (the “Effective Date”), among Cavanal Hill Funds, a Massachusetts business trust (the “Trust”) and BOKF, NA, an Oklahoma corporation, (“Custodian”), to that certain Custodian Agreement, dated September 5, 1990, between the Trust and Custodian (as in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 20th, 2017 • Cavanal Hill Funds
This AMENDMENT to the INVESTMENT ADVISORY AGREEMENT (the “Amendment”) effective as of December 26, 2017 (the “Effective Date”), among Cavanal Hill Funds, a Massachusetts business trust (the “Trust”) and Cavanal Hill Investment Management, Inc., an Oklahoma corporation, (“Advisor”), to that certain Investment Advisory Agreement, dated May 12, 2001, between the Trust and Advisor (as in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 20th, 2017 • Cavanal Hill Funds
THIS AGREEMENT made as of December 26, 2017 (the “Effective Date”) by and among Cavanal Hill Funds (the “Trust”), and Cavanal Hill Investment Management, Inc. (the “Adviser”).
