The trū Shrimp Companies, Inc. and VStock Transfer, LLC, as Warrant AgentWarrant Agency Agreement • February 7th, 2022 • Tru Shrimp Companies, Inc. • Agricultural prod-livestock & animal specialties • New York
WARRANT AGENCY AGREEMENT, dated as of [●], 2022 (“Agreement”), between The trū Shrimp Companies, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and VStock Transfer, LLC, a limited liability company organized under the laws of California (the “Warrant Agent”).
INDEMNIFICATION AGREEMENTIndemnification Agreement • February 7th, 2022 • Tru Shrimp Companies, Inc. • Agricultural prod-livestock & animal specialties • Delaware
THIS AGREEMENT (“Agreement”) dated as of the _____ day of __________, 2022, is by and between The trū Shrimp Companies, Inc., a Delaware corporation (the “Company”), and ___________ _________________ (“Indemnitee”).
EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENTStock Option Agreement • February 7th, 2022 • Tru Shrimp Companies, Inc. • Agricultural prod-livestock & animal specialties
THIS STOCK OPTION AGREEMENT (“Option Agreement”) is entered into as of the “Grant Date” set forth below, by and between The trū Shrimp Companies, Inc., a Deleware corporation (the “Company”) and the person named below (the “Optionee”). The Option granted hereby is granted under The trū Shrimp Companies, Inc. Equity Incentive Plan (the “Plan”). Unless otherwise defined herein, terms used in this Option Agreement that are defined in the Plan will have the meanings given to them in the Plan.
UNDERWRITING AGREEMENT THE TRŪ SHRIMP COMPANIES, INC. [●] Units Consisting of [●] Shares of Common Stock and [●] Warrants to Purchase [●] Shares of Common Stock Underwriting AgreementUnderwriting Agreement • February 7th, 2022 • Tru Shrimp Companies, Inc. • Agricultural prod-livestock & animal specialties • New York
The trū Shrimp Companies, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), an aggregate of [●] units (“Underwritten Units”) consisting of (i) an aggregate of [●] shares of common stock (the “Underwritten Shares”), par value $0.001 per share (the “Common Stock”), of the Company and (ii) [●] warrants (the “Firm Warrants”), exercisable to purchase an aggregate of [●] shares of Common Stock, which warrants shall have an exercise price of $[●], subject to adjustment therein. The Company also proposes to issue and sell to the several underwriters, at the option of the Underwriters, up to an additional [●] units (the “Option Units”) consisting of (i) [●] shares of Common Stock (the “Options Shares”) and (ii) warrants (the “Option Shares”), exercisable to purchase an aggregate of [●] shares of Common Stock, which warrants shall
WARRANT TO PURCHASE SHARES OF COMMON STOCK OF THE TRŪ SHRIMP COMPANY EXERCISABLE ON OR BEFORE, AND VOID AFTERTru Shrimp Companies, Inc. • February 7th, 2022 • Agricultural prod-livestock & animal specialties • Minnesota
THIS CERTIFIES THAT ______________________ or registered assigns, is entitled to subscribe for and purchase from The trū Shrimp Company, a Delaware corporation (the “Company”) at any time on or after __________, 2021, through __________, 2028 up to ______ shares of the Company's common stock (or such lesser number of shares as shall have been vested pursuant to the provisions of Section 1 below) at an exercise price of $9.33 per share, subject to adjustment as provided herein (as adjusted, the "Exercise Price").
UNSECURED CONVERTIBLE NOTE PURCHASE AGREEMENTConvertible Note Purchase Agreement • February 7th, 2022 • Tru Shrimp Companies, Inc. • Agricultural prod-livestock & animal specialties • Minnesota
THIS NOTE PURCHASE AGREEMENT DOES NOT CONSTITUTE AN OFFER TO SELL, OR A SOLICITATION OF AN OFFER TO PURCHASE, ANY OF THE SECURITIES DESCRIBED HEREIN BY OR TO ANY PERSON IN ANY JURISDICTION IN WHICH SUCH OFFER OR SOLICITATION WOULD BE UNLAWFUL. THESE SECURITIES HAVE NOT BEEN RECOMMENDED BY ANY U.S. OR OTHER SECURITIES AUTHORITIES, NOR HAVE SUCH AUTHORITIES REVIEWED OR DETERMINED THE ACCURACY OF THIS DOCUMENT. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE.
