FUND PARTICIPATION AGREEMENT among THE HUNTINGTON FUNDS, HUNTINGTON ASSET ADVISORS, INC., UNIFIED FINANCIAL SECURITIES, INC. and HARTFORD LIFE INSURANCE COMPANY FUND PARTICIPATION AGREEMENTFund Participation Agreement • October 14th, 2009 • Huntington Funds • Connecticut
THIS AGREEMENT, made as of the 1st day of April, 2009 by and among Hartford Life Insurance Company, Hartford Life and Annuity Insurance Company (Hartford Life and Annuity Insurance Company and Hartford Life Insurance Company being collectively referred to herein as “Hartford”), on Hartford’s behalf and on behalf of each separate account set forth on Schedule A attached as it may be amended from time to time (the “Separate Accounts”); The Huntington Funds, a Delaware statutory trust (the “Trust”), on its behalf and on behalf of each of its series set forth on Schedule B attached as it may be amended from time to time (the “Funds”); Unified Financial Securities, Inc., an Indiana corporation, and Huntington Asset Advisors, Inc., a registered investment adviser (the “Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • October 14th, 2009 • Huntington Funds • Indiana
This Agreement, made as of April 1, 2009, by and among The Huntington Funds, a Delaware statutory trust (the "Fund") and Unified Financial Securities, Inc., an Indiana corporation (the "Distributor").
EXHIBIT A to ADMINISTRATIVE SERVICES AGREEMENT Amended and Restated as of April 1, 2009 This Agreement shall apply to Classes of the Funds identified below:Administrative Services Agreement • October 14th, 2009 • Huntington Funds
This Exhibit A, amended and restated as of April 1, 2009, is hereby incorporated and made part of the Administrative Services Agreement dated June 23, 2006, by and between the parties named below (the “Agreement”), and replaces any and all prior versions of amended and restated Exhibit A to the Agreement.
FUND AGREEMENTFund Agreement • October 14th, 2009 • Huntington Funds • Delaware
This Agreement dated as of April 21, 2009 is made by and between Nationwide Financial Services, Inc., on behalf of its subsidiaries listed on Exhibit A (collectively, “Nationwide”), and Unified Financial Securities, Inc. (the “Company") which serves as distributor to the mutual funds (the “Funds”) listed on Exhibit B.
MUTUAL FUND SERVICES AGREEMENT Fund Sub-Administration Services between THE HUNTINGTON NATIONAL BANK and UNIFIED FUND SERVICES, INC. April 1, 2009Fund Services Agreement • October 14th, 2009 • Huntington Funds • Indiana
AGREEMENT (this “Agreement”), dated as of April 1, 2009, between the Huntington National Bank, a national banking association, (the “Huntington”), and Unified Fund Services, Inc., a Delaware corporation (“Unified”).
INVESTMENT ADVISORY CONTRACT LETTER AGREEMENT Huntington Asset Advisors, Inc.Letter Agreement • October 14th, 2009 • Huntington Funds
Under the Investment Advisory Contract between Huntington Asset Advisors, Inc. (the “Adviser”) and The Huntington Funds (the “Trust”), dated June 23, 2006, as amended (the “Advisory Contract”), effective as of June 15, 2009, the Adviser agrees to contractually waive all or a portion of its investment advisory fee (based on average daily net assets) which it is otherwise entitled to receive from the Funds listed below (the “Funds”) and/or to reimburse certain operating expenses of the Funds to the extent necessary to ensure that each Fund maintains a positive yield of at least 0.01%.
INVESTMENT ADVISORY CONTRACT LETTER AGREEMENT Huntington Asset Advisors, Inc.Letter Agreement • October 14th, 2009 • Huntington Funds
Under the Investment Advisory Contract between Huntington Asset Advisors, Inc. (the “Adviser”) and The Huntington Funds (the “Trust”), dated June 23, 2006, as amended, the Adviser agrees to contractually waive all or a portion of its investment advisory fee (based on average daily net assets) which it is otherwise entitled to receive from the Funds listed below (the “Funds”) and/or to reimburse certain operating expenses of the Funds to the extent necessary in order to limit each Fund's total direct and acquired fund annual operating expenses (exclusive of brokerage costs, interest, taxes and dividends and extraordinary expenses) to not more than 1.90% of each Fund's average daily net assets, for the period starting August 1, 2009 through July 31, 2010 (“Term Period”).
EXHIBIT A To The MUTUAL FUND SERVICES AGREEMENT FOR TRANSFER AGENCY SERVICES between UNIFIED FUND SERVICES, INC. AND THE HUNTINGTON FUNDS (Amended & Restated as of July 29, 2009)Mutual Fund Services Agreement • October 14th, 2009 • Huntington Funds
This Exhibit A, amended and restated as of July 29, 2009, is hereby incorporated and made part of the Mutual Fund Services Agreement for Transfer Agency Services dated June 23, 2006, by and between the parties named below (the “Agreement”), and replaces any and all prior versions of Exhibit A to the Agreement.
AMENDMENT TO AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • October 14th, 2009 • Huntington Funds
THIS AMENDMENT TO AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT (“Amendment”), by and between The Huntington National Bank (“Huntington”) and The Huntington Funds (“Investment Company”) is effective as of April 1, 2009.
INVESTMENT ADVISORY CONTRACT LETTER AGREEMENT Huntington Asset Advisors, Inc.Letter Agreement • October 14th, 2009 • Huntington Funds
Under the Investment Advisory Contract between Huntington Asset Advisors, Inc. (the “Adviser”) and The Huntington Funds (the “Trust”), dated June 23, 2006 (the “Advisory Contract”), the Adviser agrees to contractually waive all or a portion of its investment advisory fee (based on average daily net assets) which it is otherwise entitled to receive from the Huntington VA Balanced Fund and/or to reimburse certain operating expenses of the Huntington VA Balanced Fund in order to limit the Huntington VA Balanced Fund’s total direct operating expenses (i.e. exclusive of indirect underlying fund operating expenses) to not more than 0.10% of the Huntington VA Balanced Fund’s average daily net assets, for the period starting May 1, 2009 through April 30, 2010.
CUSTODIAN AGREEMENTCustodian Agreement • October 14th, 2009 • Huntington Funds • Ohio
THIS AGREEMENT is made as of the 26th day of May, 2009 between THE HUNTINGTON FUNDS (the “Trust”), a Delaware statutory trust, on behalf of its portfolios (hereinafter collectively called the “Funds” and individually referred to as a “Fund”), and THE HUNTINGTON NATIONAL BANK, a national banking association (hereinafter called the “Custodian”).
