Omega Advisors, Inc. 88 Pine StreetInstitutional Financial Markets, Inc. • October 30th, 2013 • Security brokers, dealers & flotation companies • New York
Omega Charitable Partnership, L.P. (the “Seller”) proposes to sell to Institutional Financial Markets, Inc., a Maryland corporation (the “Company”), that certain 10.50% Contingent Convertible Senior Note Due 2027, dated July 22, 2011 (CUSIP 45779LAA5), in the original principal amount of Five Million Dollars ($5,000,000), which was issued by the Company to the Seller in book-entry form only (the “Note”). Subject to the terms and conditions set forth herein, the sale of the Note shall take place on such date and for the consideration described in section 3 of this letter agreement (this “Agreement”).
