REGISTRATION RIGHTS AGREEMENT by and between Gladstone Capital Corporation and Raymond James & Associates, Inc. Dated as of November 4, 2021Registration Rights Agreement • November 4th, 2021 • Gladstone Capital Corp • New York
This Agreement is made pursuant to the Purchase Agreement, dated as of October 28, 2021 (the “Purchase Agreement”), by and among the Company, Gladstone Management Corporation, a Delaware corporation, Gladstone Administration, LLC, a Delaware limited liability company, and the Representative of the Initial Purchasers (i) for the benefit of the Initial Purchasers and (ii) for the benefit of the holders from time to time of the Registrable Notes, including the Initial Purchasers. In order to induce the Initial Purchasers to purchase the Notes, the Company has agreed to provide the registration rights set forth in this Agreement. The execution and delivery of this Agreement is a condition to the obligations of the Initial Purchasers as set forth in Section 7 of the Purchase Agreement. The parties hereby agree as follows:
FOURTH SUPPLEMENTAL INDENTURE between GLADSTONE CAPITAL CORPORATION and Dated as of November 4, 2021Fourth Supplemental Indenture • November 4th, 2021 • Gladstone Capital Corp • New York
THIS FOURTH SUPPLEMENTAL INDENTURE (this “Fourth Supplemental Indenture”), dated as of November 4, 2021, is between Gladstone Capital Corporation, a Maryland corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
