SERVICES AGREEMENTCollateral Management Agreement • November 9th, 2010 • COHEN & Co INC. • Security brokers, dealers & flotation companies • New York
THIS SERVICES AGREEMENT (this “Agreement”) is made as of the 29th day of July, 2010, by and between ATP Management LLC, a limited liability company organized under the laws of the State of Delaware (the “Collateral Manager”), and Cohen & Company Financial Management LLC, a limited liability company organized under the laws of the State of Delaware (the “Service Provider”).
LOAN AND SECURITY AGREEMENT DEKANIA INVESTORS, LLC as Borrower with TD BANK, N.A., as Agent and Issuing Bank and THE FINANCIAL INSTITUTIONS NOW OR HEREAFTER LISTED ON SCHEDULE A, as Lenders July 29, 2010Loan and Security Agreement • November 9th, 2010 • COHEN & Co INC. • Security brokers, dealers & flotation companies • Pennsylvania
This Loan and Security Agreement (“Agreement”) is dated as of the 29th day of July, 2010, by and among Dekania Investors, LLC, a Delaware limited liability company (“Borrower”), TD Bank, N.A., a national banking association, in its capacity as agent (“Agent”), TD Bank, N.A., in its capacity as issuing bank (“Issuing Bank”) and each of the financial institutions which are now or hereafter identified as Lenders on Schedule A attached hereto and made a part of this Agreement (as such Schedule may be amended, modified or replaced from time to time), (each such financial institution, individually each being a “Lender” and collectively all being “Lenders”).
Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. MASTER TRANSACTION AGREEMENT AMONG COHEN & COMPANY FINANCIAL MANAGEMENT, LLC, COHEN & COMPANY INC. AND ATP...Collateral Management Agreement • November 9th, 2010 • COHEN & Co INC. • Security brokers, dealers & flotation companies • New York
This MASTER TRANSACTION AGREEMENT, dated as of July 29, 2010 (such agreement as amended, modified, waived, supplemented or restated from time to time, the “Agreement”), by and among COHEN & COMPANY FINANCIAL MANAGEMENT, LLC, a Delaware limited liability company (“Cohen Financial” or the “Seller”), COHEN & COMPANY INC., a Maryland corporation (“Cohen”), and ATP MANAGEMENT LLC, a Delaware limited liability company (“ATP”).
