AMERICAN REALTY CAPITAL TRUST IV, INC. UP TO 70,000,000 SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENTExclusive Dealer Manager Agreement • March 28th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
American Realty Capital Trust IV, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2012, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 60,000,000 shares of its common stock, $.01 par value per share, for a purchase price of $25.00 per Share (subject in certain circumstances to discounts based upon the volume of shares purchased), in the primary offering (the “Primary Offering”), and (b) up to 10,000,000 Shares for a purchase price of $23.75 per Share for issuance through the Company’s distribution reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) (subject to the right of the Company to reallocate such Shares between the Primary Offering and the DRP), all upon the other terms and subject to the conditions set forth in the Prospe
UP TO 150,000,000 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • March 28th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
Business Development Corporation of America (the “Company”) is a Maryland corporation that intends to elect to be treated as a business development company (“BDC”) under the Investment Company Act of 1940 and the rules and regulations thereunder (collectively, the “Investment Company Act”). The Company proposes to offer up to 150,000,000 shares of common stock, $0.001 par value per share (the “Shares”) on a continuous basis, for an initial purchase price of $10.00 per Share, with a minimum initial investment of $1,000, in the offering (the “Offering”), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined below).
UNITED DEVELOPMENT FUNDING IV UP TO 35,000,000 COMMON SHARES OF BENEFICIAL INTEREST AMENDED AND RESTATED EXCLUSIVE DEALER MANAGER AGREEMENT November 10, 2009Exclusive Dealer Manager Agreement • March 28th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
This Amended and Restated Exclusive Dealer Manager Agreement (this “Agreement”) amends, restates and replaces in full that certain Exclusive Dealer Manager Agreement, dated as of August 24, 2009, by and among the Trust, the Advisor and the Dealer Manager (as defined below). Upon the terms and subject to the conditions contained in this Agreement, the Trust hereby appoints Realty Capital Securities, LLC, a Delaware limited liability company (the “Dealer Manager”), to act as the exclusive dealer manager for the Offering, and the Dealer Manager desires to accept such engagement.
