2,545,000 Shares HARRIS & HARRIS GROUP, INC. Common Stock PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 17th, 2008 • Harris & Harris Group Inc /Ny/ • Investors, nec • New York
Harris & Harris Group, Inc., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to certain investors (each an “Investor” and, collectively, the “Investors”), up to 2,545,000 shares (the “Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”). The Company desires to engage ThinkPanmure, LLC as its exclusive placement agent (the “Placement Agent”) in connection with such issuance and sale. The Shares are more fully described in the Registration Statement (as hereinafter defined).
ESCROW AGREEMENTEscrow Agreement • June 17th, 2008 • Harris & Harris Group Inc /Ny/ • Investors, nec • New York
Pursuant to Section 5(c) of the Escrow Agreement dated as of _________, 2008 (the “Escrow Agreement”), by and among ThinkPanmure, LLC, Harris & Harris Group, Inc. (the “Company”) and you, the Company hereby notifies you that the following subscription(s) have been rejected:
