TEKLA HEALTHCARE OPPORTUNITIES FUND FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 26th, 2014 • Tekla Healthcare Opportunities Fund • Massachusetts
THIS INVESTMENT ADVISORY AGREEMENT, dated as of [ ], 2014 between TEKLA HEALTHCARE OPPORTUNITIES FUND, a Massachusetts business trust (the “Fund”), and TEKLA CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Investment Adviser”),
TRANSFER AGENCY AND SERVICE AGREEMENT between H & Q LIFE SCIENCES & H & Q HEALTHCARE INVESTORS and COMPUTERSHARE TRUST COMPANY, N.A. and COMPUTERSHARE SHAREHOLDER SERVICES, INC.Transfer Agency • June 26th, 2014 • Tekla Healthcare Opportunities Fund • Massachusetts
AGREEMENT made as of the 1st day of March, 2006, by and between H & Q Life Sciences Investors, Inc. and H & Q Healthcare Investors, a corporation, having its principal office and place of business at 30 Rowes Wharf, 4th Floor, Boston, Massachusetts 02110 (each a “Customer” or the “Customer”), and Computershare Shareholder Services, Inc., (formerly known as EquiServe, Inc.) a Delaware corporation, and its fully owned subsidiary Computershare Trust Company, N.A., (formerly known as EquiServe Trust Company, N.A.) a federally chartered trust company doing business at 150 Royall Street, Canton, Massachusetts 02021, (collectively, the “Transfer Agent” or individually “CSS” and the “Trust Company”, respectively).
FORM OF ADMINISTRATION AGREEMENTForm of Administration Agreement • June 26th, 2014 • Tekla Healthcare Opportunities Fund • Massachusetts
Agreement dated as of , 2014 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”) and Tekla Healthcare Opportunities Fund (the “Trust”).
