COMMON STOCK PURCHASE WARRANT ENVISION SOLAR INTERNATIONAL, INC.Envision Solar International, Inc. • November 14th, 2018 • Semiconductors & related devices • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [_____], 2023[1] (the “Termination Date”) but not thereafter, to subscribe for and purchase from Envision Solar International, Inc., a company incorporated under the laws of the State of Nevada (the “Company”), up to [___] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole regist
ENVISION SOLAR INTERNATIONAL, INC and ISLAND STOCK TRANSFER, INC., as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2018 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • November 14th, 2018 • Envision Solar International, Inc. • Semiconductors & related devices • New York
WARRANT AGENCY AGREEMENT, dated as of [__________, 2018 (“Agreement”), between Envision Solar International, Inc., a corporation organized under the laws of the State of Nevada (the “Company”), and Island Stock Transfer, Inc., a corporation organized under the laws of the State of Florida (the “Warrant Agent”).
COMMON STOCK PURCHASE WARRANT ENVISION SOLAR INTERNATIONAL, INC.Envision Solar International, Inc. • November 14th, 2018 • Semiconductors & related devices
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Maxim Group LLC or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the six month anniversary of the Original Issue Date (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [__], 2023[3] (the “Termination Date”) but not thereafter, to subscribe for and purchase from Envision Solar International, Inc., a company incorporated under the laws of the State of Nevada (the “Company”), up to [____ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
UNDERWRITING AGREEMENTEnvision Solar International, Inc. • November 14th, 2018 • Semiconductors & related devices • New York
The undersigned, Envision Solar International, Inc., a company incorporated under the laws of the State of Nevada (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Envision Solar International, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
