Form of U.S. PB AgreementAccount Agreement • August 29th, 2012 • Dividend & Income Fund • New York
This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
SERVICES AGREEMENT Fund Accounting Services Tax Services between DIVIDEND AND INCOME FUND, INC. and HUNTINGTON ASSETS SERVICES, INC. as of March 1, 2012Services Agreement • August 29th, 2012 • Dividend & Income Fund • Indiana
AGREEMENT (this “Agreement”), dated as of March 1, 2012, between Dividend and Income Fund, a Maryland Corporation (the “Fund”), and Huntington Asset Services, Inc., a Delaware corporation (“HASI”).
FORM OF SPECIAL CUSTODY and PLEDGE AGREEMENTForm of Special Custody and Pledge Agreement Agreement • August 29th, 2012 • Dividend & Income Fund • New York
AGREEMENT (hereinafter "Agreement"), dated as of March 29, 2012, among State Street Bank and Trust Company, a Massachusetts trust company, in its capacity as custodian hereunder ("Custodian"), Dividend and Income Fund, Inc. (the "Fund"), and BNP Paribas Prime Brokerage, Inc. (the "Counterparty").
Form of Committed Facility AgreementCommitted Facility Agreement • August 29th, 2012 • Dividend & Income Fund • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 29th, 2012 • Dividend & Income Fund • Delaware
AGREEMENT made as of May 15, 2012, by and between Dividend and Income Fund, a Delaware statutory trust (the “Fund”), and Bexil Advisers LLC, a Maryland limited liability corporation (the “Investment Manager”).
