3,538,461 Shares OCULUS INNOVATIVE SCIENCES, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 20th, 2006 • Oculus Innovative Sciences, Inc. • Surgical & medical instruments & apparatus • California
Roth Capital Partners, LLC As Representative of the Several Underwriters named in Schedule I hereto 24 Corporate Plaza Newport Beach, CA 92660
COMMON STOCK PURCHASE WARRANT To Purchase __________ Shares of Common Stock of OCULUS INNOVATIVE SCIENCES, INC.Oculus Innovative Sciences, Inc. • December 20th, 2006 • Surgical & medical instruments & apparatus
This COMMON STOCK PURCHASE WARRANT CERTIFIES that, for value received, ___(the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after ___ ___, 200___(the “Initial Exercise Date”) and on or prior to the close of business on ___ ___, 200___(the “Termination Date”) but not thereafter, to subscribe for and purchase from Oculus Innovative Sciences, Inc., a corporation incorporated in the State of Delaware (the “Company”), up to ___shares (the “Warrant Shares”) of Common Stock, par value $0.0001 per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $___, subject to adjustment hereunder.
