INVESTMENT ADVISORY AGREEMENT Between ADVISORONE FUNDS and HORIZON INVESTMENTS, LLCInvestment Advisory Agreement • January 25th, 2012 • Advisorone Funds • New York
AGREEMENT, made as of December 15, 2011 between AdvisorOne Funds, a Delaware statutory trust (the "Trust"), and Horizon Investments, LLC a South Carolina limited liability company (the "Adviser"), located at 13029 Ballantyne Corporate Place, Suite 225, Charlotte, NC 28277.
UNDERWRITING AGREEMENT Between ADVISORONE FUNDS and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • January 25th, 2012 • Advisorone Funds • Nebraska
THIS UNDERWRITING AGREEMENT made the 15th day of December 2011 by and between ADVISORONE FUNDS, a Delaware statutory trust, having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“NLD”).
FUND SERVICES AGREEMENT between ADVISORONE FUNDS andFund Services Agreement • January 25th, 2012 • Advisorone Funds • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) effective as of the 15th day of December, 2011 by and between ADVISORNE FUNDS, a Delaware statutory trust having its principal office and place of business at 4020 South 147th Street, Omaha, NE 68137 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the Funds made a part of this Agreement.
CONSULTING AGREEMENTConsulting Agreement • January 25th, 2012 • Advisorone Funds • New York
This Consulting Agreement (the “Agreement”) is effective December 15, 2011, between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 450 Wireless Boulevard, Hauppauge, NY 11788 (“NLCS”), and ADVISORONE FUNDS, a registered investment company organized as a Delaware business trust, located at 4020 South 147th Street, Omaha, NE 68137 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A, as may be amended from time to time (each a “Fund” and collectively “Funds”).
ADVISORONE FUNDS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT HORIZON ACTIVE ASSET ALLOCATION FUNDAdvisorone Funds Operating Expenses Limitation • January 25th, 2012 • Advisorone Funds • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 15th day of December 2011, by and between ADVISORONE FUNDS, a Delaware business trust (the “Trust”), on behalf of HORIZON ACTIVE ASSET ALLOCATION FUND (the “Fund”) a series of the Trust, and the advisor of the Fund, Horizon Investments, LLC (the “Advisor”).
