THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 30th, 2005 • Advisorone Funds • California
AGREEMENT among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the "Adviser"), and NEUBERGER BERMAN MANAGEMENT INC. , a New York Corporation (the "Sub-Adviser") (each a “Party,” and together, the “Parties”).
INVESTMENT ADVISORY AGREEMENT between ADVISORONE FUNDS and DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.Investment Advisory Agreement • December 30th, 2005 • Advisorone Funds • California
AGREEMENT made this first day of December, 2004, by and between ADVISORONE FUNDS, a Delaware business trust (the "Trust"), on behalf of each of its series listed on Schedule A hereto, and DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a corporation organized under the laws of the State of California (the "Adviser").
TRANSFER AGENCY AND SERVICE AGREEMENT between the ADVISORONE FUNDS and GEMINI FUND SERVICES, LLCTransfer Agency and Service Agreement • December 30th, 2005 • Advisorone Funds • New York
AGREEMENT made the 23rd day of June 2003, by and between the AdvisorOne Funds, a Delaware Business Trust, having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (the "Trust"), and Gemini Fund Services, LLC. , a Nebraska limited liability company having its principal office and place of business at 4020 South 147 th Street, Omaha, Nebraska 68137 (“GFS”).
CLASS C DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 ADVISORONE FUNDS On behalf of its series THE DUNHAM FUNDSDistribution Plan and Agreement • December 30th, 2005 • Advisorone Funds
PLAN AND AGREEMENT made as of December 1, 2004 by and between AdvisorOne Funds (the "Trust") on behalf of its separate series, The Dunham Funds, and the distributor for The Dunham Funds, Dunham & Associates Investment Counsel, Inc. (the “DISTRIBUTOR”).
UNDERWRITING AGREEMENT Between ADVISORONE FUNDS on behalf of its seriesUnderwriting Agreement • December 30th, 2005 • Advisorone Funds • California
AGREEMENT made this first day of December 2004, by and between ADVISORONE FUNDS, a Delaware business trust, having its principal office and place of business 4020 South 147th Street, Omaha, NE 68137 (the “TRUST”) on behalf of its separate series, The Dunham Funds, and DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation having its principal office and place of business at 10251 Vista Sorrento Parkway, San Diego, CA 92121 (“DISTRIBUTOR”).
ADMINISTRATIVE SERVICES AGREEMENT between theAdministrative Services Agreement • December 30th, 2005 • Advisorone Funds • New York
AGREEMENT made the 23rd day of June 2003, by and between the AdvisorOne Funds, a Delaware Business Trust, having its principal office and place of business 4020 South 147th Street, Omaha, NE 68137 (the "Trust"), and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at the Hauppauge Corporate Center, 150 Motor Parkway, Suite 205, Hauppauge, New York 11788 (the “Administrator").
CUSTODY AGREEMENTCustody Agreement • December 30th, 2005 • Advisorone Funds • New York
AGREEMENT, dated as of December 1, 2004 between ADVISORONE FUNDS, a business trust organized and existing under the laws of the State of Delaware, having its principal place of business at 4020 South 147th Street, Suite 2, Omaha, NE 68137 (the “Trust”), on behalf of its separate series, THE DUNHAM FUNDS, listed on Schedule II hereto (the “Funds”), and THE BANK OF NEW YORK, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
SHAREHOLDER SERVICING AGREEMENT ADVISORONE FUNDS on behalf of its series THE DUNHAM FUNDS Class C SharesShareholder Servicing Agreement • December 30th, 2005 • Advisorone Funds
We herewith confirm our agreement with you as follows with respect to the Class C shares of each Fund listed on Appendix A hereto (each a “Fund” and collectively, the “Funds”):
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTDunham Funds • December 30th, 2005 • Advisorone Funds • California
AGREEMENT made by and between DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), and SENECA CAPITAL MANAGEMENT LLC, a California Limited Liability Company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
FUND ACCOUNTING SERVICE AGREEMENT between the ADVISORONE FUNDS and GEMINI FUND SERVICES, LLCFund Accounting Service Agreement • December 30th, 2005 • Advisorone Funds • New York
