0000898531-18-000424 Sample Contracts

INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • July 27th, 2018 • Hennessy Funds Trust

THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made as of [•], 2018, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (the “Adviser”).

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EXPENSE LIMITATION AGREEMENT
Expense Limitation Agreement • July 27th, 2018 • Hennessy Funds Trust • Delaware

THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made effective as of [•], 2018, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each, a “Fund” and together, the “Funds”), and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).

SUB-ADVISORY AGREEMENT
Sub-Advisory Agreement • July 27th, 2018 • Hennessy Funds Trust • Delaware

THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made and entered into as of [•], 2018, by and between Hennessy Advisors, Inc., a California corporation (“Manager”), and BP Capital Advisors, LLC, a Delaware limited liability company (“Sub‑Adviser”).

SECOND AMENDMENT TO AMENDED AND RESTATED SERVICING AGREEMENT
Servicing Agreement • July 27th, 2018 • Hennessy Funds Trust

THIS SECOND AMENDMENT TO AMENDED AND RESTATED SERVICING AGREEMENT (this “Amendment”) is made effective as of [•], 2018 by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (“HNNA”).

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