SUBSCRIPTION AGREEMENTSubscription Agreement • September 20th, 2017 • Polarityte, Inc. • Services-prepackaged software • New York
Contract Type FiledSeptember 20th, 2017 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of PolarityTE, Inc., a Delaware corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of a minimum of Fifteen Million Dollars ($15,000,000) (the “Minimum Offering Amount”) of units (the “Units”) at a purchase price of $2,750 per Unit (the “Purchase Price”) with each Unit consisting of (i) one share (the “Shares”) of Company’s Series F Convertible Preferred Stock, par value $0.001 per share, which is convertible into one hundred (100) shares (the “Conversion Shares”) of common stock, par value $0.001 per share (the “Common Stock”) , with such rights and designations as set forth in the form of Certificate of Designation of Preferences, Rights and Limitations of Series F Convertible Preferred Stock, attached hereto as Exhibit A, (the “Series F Certi
SUBSCRIPTION AGREEMENTSubscription Agreement • May 8th, 2017 • Function(x) Inc. • Services-computer programming, data processing, etc. • New York
Contract Type FiledMay 8th, 2017 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of Function(x) Inc., a Delaware corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of up to $20,000,000 (the “Maximum Offering Amount”)(subject to increase by the Board of Directors) of shares of the Company’s Series G Convertible Preferred Stock, par value $0.001 per share (the “Shares”), which are convertible into shares (the “Conversion Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), with such rights and designations as set forth in the Company’s Certificate of Designation of Series G Convertible Preferred Stock (the “Series G Certificate of Designation”). The Shares will be sold at a purchase price (the “Purchase Price”) per Conversion Share equal to the lower of: (i) $1.05 per share and (ii) on and
SUBSCRIPTION AGREEMENTSubscription Agreement • May 3rd, 2017 • Mabvax Therapeutics Holdings, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 3rd, 2017 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of MabVax Therapeutics Holdings, Inc., a Delaware corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of up to $850,000 (the “Maximum Offering Amount”) of shares (the “Common Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) (or, at the election of any Subscriber, shares of Series H Convertible Preferred Stock (the “Preferred Shares” and, collectively with the Common Shares, the “Shares”), par value $0.01 per share, which are convertible into shares of Common Stock (the “Conversion Shares”), with such rights and designations as set forth in the form of Certificate of Designation of Preferences, Rights and Limitations of Series H Convertible Preferred Stock, attached hereto as Exhibit A, (the “Series H Certifi
SUBSCRIPTION AGREEMENTSubscription Agreement • December 16th, 2016 • Majesco Entertainment Co • Services-prepackaged software • New York
Contract Type FiledDecember 16th, 2016 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of Majesco Entertainment Company, a Delaware corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of up to (the “Maximum Offering Amount”) of shares (the “Common Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”) (or, at the election of any Subscriber, shares of Series F Convertible Preferred Stock (the “Preferred Shares” and, collectively with the Common Shares, the “Shares”), par value $0.001 per share, which are convertible into shares of Common Stock (the “Conversion Shares”), with such rights and designations as set forth in the form of Certificate of Designation of Preferences, Rights and Limitations of Series F Convertible Preferred Stock, attached hereto as Exhibit A, (the “Series F Certificate of Desi
SUBSCRIPTION AGREEMENTSubscription Agreement • November 16th, 2016 • Digital Power Corp • Electronic components, nec • New York
Contract Type FiledNovember 16th, 2016 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of Digital Power Corporation, a California corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of up to Eight Hundred Thousand Dollars ($800,000) of units (the “Units”) at a purchase price of $0.60 per Unit (the “Purchase Price”) with each Unit consisting of (i) one share (collectively, the “Subject Shares”) of the Company’s common stock, no par value per share (the “Common Stock”), and (ii) a three year warrant, in the form attached hereto as Exhibit A (collectively, the “Warrants”), to purchase one (1) share of Common Stock (collectively, the “Warrant Shares”) at an exercise price of $0.80 per share. For purposes of this Agreement, the term “Securities” shall refer to the Shares, the Warrants and the Warrant Shares and the term “Shares” shall
SUBSCRIPTION AGREEMENTSubscription Agreement • June 15th, 2016 • Wearable Health Solutions, Inc. • Communications equipment, nec • New York
Contract Type FiledJune 15th, 2016 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of Wearable Health Solutions, Inc. f/k/a Medical Alarm Concepts Holding, Inc., a Nevada corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of one unit of the Company’s securities (the “Unit”) at a purchase price of $25,000 per Unit (the “Purchase Price”) with such Unit consisting of (i) 25,000 shares of Series D Preferred Stock, par value $0.0001 per share (the “Preferred Shares”) which are convertible into 100 shares of Common Stock per Preferred Share (the “Conversion Rate”) and (ii) one warrant, in the form attached hereto as Exhibit A (the “Warrant”) to purchase 25,000 shares of Common Stock, $.0001 par value per share per share, at an exercise price of $0.01 per share. The Preferred Shares are convertible into shares of the Company’s commo
SUBSCRIPTION AGREEMENTSubscription Agreement • April 26th, 2016 • Medical Alarm Concepts Holdings Inc • Communications equipment, nec • New York
Contract Type FiledApril 26th, 2016 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of Medical Alarm Concepts Holding, Inc., a Nevada corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of one unit of the Company’s securities (the “Unit”) at a purchase price of $400,000 per Unit (the “Purchase Price”) with such Unit consisting of (i) 400,000 shares of Series D Preferred Stock, par value $0.0001 per share (the “Preferred Shares”) which are convertible into 100 shares of Common Stock per Preferred Share (the “Conversion Rate”) and (ii) one warrant, in the form attached hereto as Exhibit A (the “Warrant”) to purchase 40,000,000 shares of Common Stock, $.0001 par value per share per share, at an exercise price of $0.01 per share. The Preferred Shares are convertible into shares of the Company’s common stock (the “Preferred Conversi
SUBSCRIPTION AGREEMENTSubscription Agreement • March 4th, 2016 • Medical Alarm Concepts Holdings Inc • Communications equipment, nec • New York
Contract Type FiledMarch 4th, 2016 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of Medical Alarm Concepts Holding, Inc., a Nevada corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of 25 units of the Company’s securities (the “Units”) at a purchase price of $25,000 per Unit (the “Purchase Price”) with each Unit consisting of (i) $25,000 face amount of 10% original issue discount unsecured convertible notes, in the Form attached hereto as Exhibit A (the “Notes”), convertible into shares (as converted, the “Note Conversion Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) at a conversion price equal to $0.01 and (ii) one warrant, in the form attached hereto as Exhibit B (the “Warrant”) to purchase 277,778 shares (the “Preferred Shares”) of Series C Convertible Preferred Stock, par value
SUBSCRIPTION AGREEMENTSubscription Agreement • October 9th, 2015 • Sevion Therapeutics, Inc. • Services-commercial physical & biological research • New York
Contract Type FiledOctober 9th, 2015 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of Sevion Therapeutics, Inc., a Delaware corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of a minimum of One Million Five Hundred Thousand Dollars ($1,500,000) (the “Minimum Offering Amount”) and a maximum of up to Ten Million Dollars ($10,000,000) (the “Maximum Offering Amount”) of units (the “Units”) at a purchase price of $0.75 per Unit (the “Purchase Price”) with each Unit consisting of (i) one share (the “Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) (or, at the election of any Subscriber who, as a result of the ownership of the Common Stock would hold in excess of 4.99% of the Company’s issued and outstanding Common Stock, shares of Series C Convertible Preferred Stock (the “Preferred Shares”),
SUBSCRIPTION AGREEMENTSubscription Agreement • October 9th, 2015 • MGT Capital Investments Inc • Patent owners & lessors • New York
Contract Type FiledOctober 9th, 2015 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of MGT Capital Investments, Inc., a Delaware corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of up to Seven Hundred Thousand Dollars ($700,000) (the “Minimum Offering Amount”) of units (the “Units”) at a purchase price of $0.25 per Unit (the “Purchase Price”) with each Unit consisting of (i) one share (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”) and (ii) a thirty-six (36) month warrant, in the form attached hereto as Exhibit A (the “Warrant”) to purchase two shares of Common Stock (the “Warrant Shares”) at an exercise price of $0.25 per share. For purposes of this Agreement, the term “Securities” shall refer to the Shares, the Warrants and the Warrant Shares.
SUBSCRIPTION AGREEMENTSubscription Agreement • September 21st, 2015 • Majesco Entertainment Co • Services-prepackaged software • New York
Contract Type FiledSeptember 21st, 2015 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of Majesco Entertainment Company, a Delaware corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of Six Million Dollars ($6,000,000) of units (the “Units”) at a purchase price of $0.68 per Unit (the “Purchase Price”) with each Unit consisting of (i) one share (the “Shares”) of the Company’s Series A Convertible Preferred Stock, par value $0.001 per share, which is convertible into shares of the Company’s common stock $0.001 par value per share (the “Common Stock”), with such rights and designations as set forth in the form of Certificate of Designations, Preferences and Rights of the 0% Series A Convertible Preferred Stock, attached hereto as Exhibit A, (the “Series A Certificate of Designation”) and (ii) a five year warrant, in the form attache
SUBSCRIPTION AGREEMENTSubscription Agreement • May 21st, 2015 • Majesco Entertainment Co • Services-prepackaged software • New York
Contract Type FiledMay 21st, 2015 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of Majesco Entertainment Company, a Delaware corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of up to Five Million Fifty Thousand Dollars ($5,050,000) (the “Minimum Offering Amount”) of units (the “Units”) at a purchase price of $1.20 per Unit (the “Purchase Price”) with each Unit consisting of (i) one share (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”) (or, at the election of any Subscriber who, as a result of the ownership of the Common Stock would hold in excess of 4.99% of the Company’s issued and outstanding Common Stock, shares of Series C Convertible Preferred Stock (the “Preferred Shares”), par value $0.001 per share, which are convertible into shares of Common Stock (the “Conversion Sh
SUBSCRIPTION AGREEMENTSubscription Agreement • April 6th, 2015 • Mabvax Therapeutics Holdings, Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 6th, 2015 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of MabVax Therapeutics Holdings, Inc., a Delaware corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of a minimum of Three Million Five Hundred Thousand Dollars ($3,500,000) (the “Minimum Offering Amount”) and a maximum of up to Five Million Dollars ($5,000,000) (the “Maximum Offering Amount”) of units (the “Units”) at a purchase price of $0.75 per Unit (the “Purchase Price”) with each Unit consisting of (i) one share (the “Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) (or, at the election of any Subscriber who, as a result of the ownership of the Common Stock would hold in excess of 4.99% of the Company’s issued and outstanding Common Stock, shares of Series E Convertible Preferred Stock (the “Preferred
SUBSCRIPTION AGREEMENTSubscription Agreement • March 31st, 2015 • Mabvax Therapeutics Holdings, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 31st, 2015 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of MabVax Therapeutics Holdings, Inc., a Delaware corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of a minimum of Three Million Five Hundred Thousand Dollars ($3,500,000) (the “Minimum Offering Amount”) and a maximum of up to Five Million Dollars ($5,000,000) (the “Maximum Offering Amount”) of units (the “Units”) at a purchase price of $0.75 per Unit (the “Purchase Price”) with each Unit consisting of (i) one share (the “Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) (or, at the election of any Subscriber who, as a result of the ownership of the Common Stock would hold in excess of 4.99% of the Company’s issued and outstanding Common Stock, shares of Series E Convertible Preferred Stock (the “Preferred
SUBSCRIPTION AGREEMENTSubscription Agreement • February 13th, 2015 • Majesco Entertainment Co • Services-prepackaged software • New York
Contract Type FiledFebruary 13th, 2015 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of Majesco Entertainment Company, a Delaware corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of Six Million Dollars ($6,000,000) of units (the “Units”) at a purchase price of $0.68 per Unit (the “Purchase Price”) with each Unit consisting of (i) one share (the “Shares”) of the Company’s Series A Convertible Preferred Stock, par value $0.001 per share, which is convertible into shares of the Company’s common stock $0.001 par value per share (the “Common Stock”), with such rights and designations as set forth in the form of Certificate of Designations, Preferences and Rights of the 0% Series A Convertible Preferred Stock, attached hereto as Exhibit A, (the “Series A Certificate of Designation”) and (ii) a five year warrant, in the form attache
SUBSCRIPTION AGREEMENTSubscription Agreement • December 18th, 2014 • Majesco Entertainment Co • Services-prepackaged software • New York
Contract Type FiledDecember 18th, 2014 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of Majesco Entertainment Company, a Delaware corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of Six Million Dollars ($6,000,000) of units (the “Units”) at a purchase price of $0.68 per Unit (the “Purchase Price”) with each Unit consisting of (i) one share (the “Shares”) of the Company’s Series A Convertible Preferred Stock, par value $0.001 per share, which is convertible into shares of the Company’s common stock $0.001 par value per share (the “Common Stock”), with such rights and designations as set forth in the form of Certificate of Designations, Preferences and Rights of the 0% Series A Convertible Preferred Stock, attached hereto as Exhibit A, (the “Series A Certificate of Designation”) and (ii) a five year warrant, in the form attache