Common Contracts

AUTHORIZED PARTICIPANT AGREEMENT FOR OOK, INC.

Authorized Participant Agreement • June 13th, 2008 • Ook Inc • New York

• Contract Type
  Authorized Participant Agreement
• Filed
  June 13th, 2008
• Company
  Ook Inc
• Jurisdiction
  New York

This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributor, Inc. (the “Distributor”) and (the “Authorized Participant” or “AP”) and is subject to acceptance by The Bank of New York Mellon (“BNY ETF Administrator” or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the OOK, Inc. (the “Company” or the “Fund”) and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Company shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Company acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, par value $.0001 per share (sometimes ref

AUTHORIZED PARTICIPANT AGREEMENT FOR

Authorized Participant Agreement • January 11th, 2007 • HealthShares (TM) Inc. • New York

• Contract Type
  Authorized Participant Agreement
• Filed
  January 11th, 2007
• Company
  HealthShares (TM) Inc.
• Jurisdiction
  New York

This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributor, Inc. (the “Distributor”) and (the “Authorized Participant” or “AP”) and is subject to acceptance by The Bank of New York (“BNY ETF Administrator” or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the Healthshares, Inc. (the “Company” ) and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Company shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Company acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, par value $.0001 per share (sometimes referred to as