Common Contracts
9 similar Agreement and Plan of Reorganization contracts by First Eagle Funds, Franklin Templeton ETF Trust, EA Series Trust, others
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • November 6th, 2023 • Franklin Templeton ETF Trust
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is adopted as of this day of December 14, 2022 by and among: (i) Franklin Custodian Funds (the “Target Entity”), on behalf of its series the Franklin Focused Growth Fund (the “Target Fund”); and (ii) Franklin Templeton ETF Trust (the “Acquiring Entity”), on behalf of its series the Franklin Focused Growth ETF (the “Acquiring Fund”). Franklin Advisers, Inc. (“FAV”) joins this Agreement solely for purposes of Section 9.2.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • March 13th, 2023 • EA Series Trust
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is adopted as of this 28th day of February, 2023 by and among: (i) Starboard Investment Trust (the “Target Entity”), on behalf of its series the Arin Large Cap Theta Fund (the “Target Fund”); and (ii) EA Series Trust (the “Acquiring Entity”), on behalf of its series the Alpha Architect Tail Risk ETF (the “Acquiring Fund”). Arin Risk Advisors, LLC (“Arin”) and Empowered Funds, LLC, dba EA Advisers (“EA Advisers”) join this Agreement solely for purposes of Section 9.2.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • November 22nd, 2022 • Franklin Templeton ETF Trust
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is adopted as of this 19th day of November, 2021 by and among: (i) Legg Mason Global Asset Management Trust (the “Target Entity”), separately, on behalf of its respective series identified on Exhibit A hereto (each a “Target Fund”); and (ii) Franklin Templeton ETF Trust (the “Acquiring Entity”), separately, on behalf of its respective series identified on Exhibit A hereto (each an “Acquiring Fund”). Franklin Advisers, Inc. (“FAV”) joins this Agreement solely for purposes of Section 9.2.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • May 27th, 2021 • Lincoln Variable Insurance Products Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is adopted as of this 7th day of April, 2021 by and among: (i) Delaware VIP Trust (the “Target Entity”), an open-end registered investment company, separately, where applicable, on behalf of its respective series identified on Exhibit A hereto (each a “Target Fund”); and (ii) Lincoln Variable Insurance Products Trust, an open-end registered investment company (the “Acquiring Entity”), separately, where applicable, on behalf of its respective series identified on Exhibit A hereto (each an “Acquiring Fund”). Macquarie Investment Management Business Trust, on behalf of its series Delaware Management Company (“MIMBT”) joins this Agreement solely for purposes of Sections 1.2(f), 5.1(a), 9.2, 14, 16.3, 17.2, and 17.3. Lincoln Investment Advisors Corporation (“LIAC”) joins this agreement solely for purposes of Sections 1.2(f), 5.1(a), 9.2, 14, 16.3, 17.2, and 17.3.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • June 6th, 2018 • Invesco Exchange-Traded Fund Trust II • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION ("Agreement") is adopted as of this 18th day of May, 2018 by and among: (i) each of the Guggenheim open-end registered investment companies identified as a Target Entity on Exhibit A hereto (each a "Target Entity"), separately, on behalf of its respective series identified on Exhibit A hereto (each a "Target Fund"); and (ii) each of the Invesco PowerShares open-end registered investment companies identified as an Acquiring Entity on Exhibit A hereto (each an "Acquiring Entity"), separately, on behalf of its respective series identified on Exhibit A hereto (each an "Acquiring Fund"). Guggenheim Funds Investment Advisors, LLC ("GFIA") and Guggenheim Partners Investment Management, LLC ("GPIM") join this Agreement solely for purposes of Sections 1.2(f), 5.1(a), 5.1(e), 9.2, 14 and 16.3. Invesco PowerShares Capital Management LLC ("IPCM") joins this agreement solely for purposes of Sections 1.2(f), 5.1(a), 9.2, 14, and 16.3.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • June 6th, 2018 • Invesco Exchange-Traded Self-Indexed Fund Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION ("Agreement") is adopted as of this 18th day of May, 2018 by and among: (i) each of the Guggenheim open-end registered investment companies identified as a Target Entity on Exhibit A hereto (each a "Target Entity"), separately, on behalf of its respective series identified on Exhibit A hereto (each a "Target Fund"); and (ii) each of the Invesco PowerShares open-end registered investment companies identified as an Acquiring Entity on Exhibit A hereto (each an "Acquiring Entity"), separately, on behalf of its respective series identified on Exhibit A hereto (each an "Acquiring Fund"). Guggenheim Funds Investment Advisors, LLC ("GFIA") and Guggenheim Partners Investment Management, LLC ("GPIM") join this Agreement solely for purposes of Sections 1.2(f), 5.1(a), 5.1(e), 9.2, 14 and 16.3. Invesco PowerShares Capital Management LLC ("IPCM") joins this agreement solely for purposes of Sections 1.2(f), 5.1(a), 9.2, 14, and 16.3.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • June 6th, 2018 • Invesco Exchange-Traded Fund Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION ("Agreement") is adopted as of this 18th day of May, 2018 by and among: (i) each of the Guggenheim open-end registered investment companies identified as a Target Entity on Exhibit A hereto (each a "Target Entity"), separately, on behalf of its respective series identified on Exhibit A hereto (each a "Target Fund"); and (ii) each of the Invesco PowerShares open-end registered investment companies identified as an Acquiring Entity on Exhibit A hereto (each an "Acquiring Entity"), separately, on behalf of its respective series identified on Exhibit A hereto (each an "Acquiring Fund"). Guggenheim Funds Investment Advisors, LLC ("GFIA") and Guggenheim Partners Investment Management, LLC ("GPIM") join this Agreement solely for purposes of Sections 1.2(f), 5.1(a), 5.1(e), 9.2, 14 and 16.3. Invesco PowerShares Capital Management LLC ("IPCM") joins this agreement solely for purposes of Sections 1.2(f), 5.1(a), 9.2, 14, and 16.3.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • November 28th, 2011 • First Eagle Funds • Delaware
FORM OF AGREEMENT AND PLAN OF REORGANIZATION AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • October 28th, 2011 • First Eagle Funds • Delaware
