Common Contracts
4 similar Underwriting Agreement contracts by New Mountain Finance Corp
Underwriting AgreementUnderwriting Agreement • June 7th, 2019 • New Mountain Finance Corp • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $75,000,000 principal amount of 5.75% Convertible Notes due 2023 (the “2023 Notes”), convertible into common stock, $0.01 par value per share (“Common Stock”), of the Company (the “Firm Notes”). In addition, the Company proposes to sell, at the election of the Representatives, up to an additional $11,250,000 in aggregate principal amount of 2023 Notes (the “Optional Notes”). The Firm Notes and the Optional Notes are herein referred to collectively as the “Notes.” If the only firms listed in Schedule I hereto are the Representatives, then any references to the terms “Underwriters” and “Representatives” as used herein shall each be construed to refer to such firms. Further, if only one firm is listed in Schedule I hereto, then any references to the terms
Underwriting AgreementUnderwriting Agreement • September 25th, 2018 • New Mountain Finance Corp • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $50,000,000 principal amount of 5.75% Notes due 2023 of the Company (the “Firm Notes”). In addition, the Company proposes to sell, at the election of the Representatives, up to an additional $7,500,000 in aggregate principal amount of 5.75% Notes due 2023 (the “Optional Notes”). The Firm Notes and the Optional Notes are herein referred to collectively as the “Notes.”
New Mountain Finance Corporation Underwriting AgreementUnderwriting Agreement • August 20th, 2018 • New Mountain Finance Corp • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $100,000,000 principal amount of 5.75% Convertible Notes due 2023, convertible into common stock, $0.01 par value per share (“Common Stock”), of the Company (the “Firm Notes”). In addition, the Company proposes to sell, at the election of the Representatives, up to an additional $15,000,000 in aggregate principal amount of 5.75% Convertible Notes due 2023 (the “Optional Notes”). The Firm Notes and the Optional Notes are herein referred to collectively as the “Notes.” If the only firm listed in Schedule I hereto is the Representative, then any references to the terms “Underwriters” and “Representatives” as used herein shall each be construed to refer to such firm. Further, if only one firm is listed in Schedule I hereto, then any references to the terms
Underwriting AgreementUnderwriting Agreement • September 28th, 2016 • New Mountain Finance Corp • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $35,000,000 principal amount of 5.00% Convertible Notes due 2019 (the “2019 Notes”), convertible into Common Stock, $0.01 par value per share (“Stock”) of the Company (the “Firm Notes”). In addition, the Company proposes to sell, at the election of the Representatives, up to an additional $5,250,000 in aggregate principal amount of 5.00% Convertible Notes due 2019 of the Company (the “Optional Notes”). The Firm Notes and the Optional Notes are herein referred to collectively as the “Notes.”
