February 12, 2010 RBC Capital Markets Corporation BB&T Capital Markets, a division of Scott & Stringfellow, LLC Oppenheimer & Co. Inc. Wunderlich Securities, Inc. c/o RBC Capital Markets Corporation One Beacon Street, 24th Floor Boston, MA 02108...Energy Income & Growth Fund • February 12th, 2010 • New York
Company FiledFebruary 12th, 2010 Jurisdiction
EXHIBIT 1.1 ____ AMERICAN DEPOSITARY SHARES EACH REPRESENTING ONE ORDINARY SHARE, PAR VALUE $0.001 PER ORDINARY SHARE E-HOUSE (CHINA) HOLDINGS LIMITED UNDERWRITING AGREEMENTE-House (China) Holdings LTD • August 3rd, 2007 • Real estate agents & managers (for others) • New York
Company FiledAugust 3rd, 2007 Industry Jurisdiction
EXHIBIT 10.1 ------------L-1 Identity Solutions, Inc. • May 23rd, 2007 • Services-computer integrated systems design
Company FiledMay 23rd, 2007 Industry
SERIES __ MONEY MARKET CUMULATIVE PREFERRED (MMP(R)) SHARES TORTOISE ENERGY CAPITAL CORPORATION UNDERWRITING AGREEMENTTortoise Energy Capital Corp • March 6th, 2007 • New York
Company FiledMarch 6th, 2007 Jurisdiction
AUCTION RATE SENIOR NOTES $______________ SERIES __, DUE ___________, ______ ($25,000 DENOMINATIONS)Tortoise Energy Capital Corp • March 6th, 2007 • New York
Company FiledMarch 6th, 2007 Jurisdiction
23,076,923 American Depositary Shares Representing 46,153,846 Common Shares (Par Value US$0.001 Per Share)Xinhua Finance Media LTD • March 2nd, 2007 • Communications services, nec • New York
Company FiledMarch 2nd, 2007 Industry Jurisdiction
EXECUTION VERSION 5,546,600 SHARES OF COMMON STOCK FIDELITY NATIONAL INFORMATION SERVICES, INC. UNDERWRITING AGREEMENT November 9, 2006 BEAR, STEARNS & CO. INC. 383 Madison Avenue New York, New York 10179 Ladies/Gentlemen: The shareholders listed on...Fidelity National Information Services, Inc. • November 15th, 2006 • Services-business services, nec • New York
Company FiledNovember 15th, 2006 Industry Jurisdiction
EXHIBIT 10.36 ------------- IVOICE TECHNOLOGY, INC. AMENDED AND RESTATED PLACEMENT AGENT AGREEMENTiVoice Technology, Inc. • April 4th, 2006 • Services-computer integrated systems design • New Jersey
Company FiledApril 4th, 2006 Industry Jurisdiction
SERIES I MONEY MARKET CUMULATIVE PREFERRED (MMP(R)) SHARES TORTOISE ENERGY CAPITAL CORPORATION UNDERWRITING AGREEMENTTortoise Energy Capital Corp • January 26th, 2006 • New York
Company FiledJanuary 26th, 2006 JurisdictionLEHMAN BROTHERS INC. STIFEL, NICOLAUS & COMPANY, INCORPORATED As Representatives of the several Underwriters named in Schedule I c/o Lehman Brothers Inc. 745 Seventh Avenue New York, New York 10019
andStanley-Martin Communities, LLC • December 20th, 2005 • New York
Company FiledDecember 20th, 2005 Jurisdiction
EXHIBIT 10.3 ------------ IVOICE TECHNOLOGY PLACEMENT AGENT AGREEMENTiVoice Technology, Inc. • September 30th, 2005 • Services-computer integrated systems design • New Jersey
Company FiledSeptember 30th, 2005 Industry Jurisdiction
EXHIBIT 10.3 ------------ DEEP FIELD TECHNOLOGIES PLACEMENT AGENT AGREEMENTDeep Field Technologies, Inc. • September 15th, 2005 • Services-computer integrated systems design • New Jersey
Company FiledSeptember 15th, 2005 Industry Jurisdiction
EXHIBIT 1.1 NATIONAL CITY CREDIT CARD MASTER NOTE TRUST NATIONAL CITY BANK (Originator, Seller and Servicer) $_______ Class A Floating Rate Asset Backed Notes, Series 2005-[-] $_______ Class B Floating Rate Asset Backed Notes, Series 2005-[-] $_______...National City Credit Card Master Trust • August 4th, 2005 • Asset-backed securities • Delaware
Company FiledAugust 4th, 2005 Industry Jurisdiction
EXHIBIT 1.1 AEI INCOME & GROWTH FUND 26 LLC DEALER-MANAGER AGREEMENT AEI Securities, Inc. 1300 Wells Fargo Place 30 East Seventh Street St. Paul, Minnesota 55101 Dear Sirs: AEI Income & Growth Fund 26 LLC, a Delaware limited liability company (the...AEI Income & Growth Fund 26 LLC • July 26th, 2005 • Real estate • Minnesota
Company FiledJuly 26th, 2005 Industry Jurisdiction
EXHIBIT 10.3 MEDICAL DISCOVERIES, INC. SHARES OF SERIES A CONVERTIBLE PREFERRED STOCK AND COMMON STOCK WARRANTS SUBSCRIPTION AGREEMENTMedical Discoveries Inc • June 2nd, 2005 • Pharmaceutical preparations
Company FiledJune 2nd, 2005 Industry
EXHIBIT 10.2 MEDICAL DISCOVERIES, INC. SHARES OF SERIES A CONVERTIBLE PREFERRED STOCK AND COMMON STOCK WARRANTS SUBSCRIPTION AGREEMENTMedical Discoveries Inc • June 2nd, 2005 • Pharmaceutical preparations • California
Company FiledJune 2nd, 2005 Industry Jurisdiction
Exhibit 10.3 HEALTHRENU MEDICAL, INC. PLACEMENT AGENT AGREEMENTHealthrenu Medical Inc • May 27th, 2005 • Blank checks • New Jersey
Company FiledMay 27th, 2005 Industry Jurisdiction
EXHIBIT 1.1 AEI INCOME & GROWTH FUND 26 LLC DEALER-MANAGER AGREEMENT AEI Securities, Inc. 1300 Wells Fargo Place 30 East Seventh Street St. Paul, Minnesota 55101 Dear Sirs: AEI Income & Growth Fund 26 LLC, a Delaware limited liability company (the...AEI Income & Growth Fund 26 LLC • May 26th, 2005 • Minnesota
Company FiledMay 26th, 2005 Jurisdiction
CC US DRAFT 05/11/05 Eaton Vance Tax-Managed Buy-Write Opportunities Fund (a Massachusetts business trust) Common Shares of Beneficial Interest ($0.01 Par Value) FORM OF PURCHASE AGREEMENTEaton Vance Tax-Managed Buy-Write Opportunities Fund • May 25th, 2005 • New York
Company FiledMay 25th, 2005 Jurisdiction
COMMON STOCKPride International Inc • May 23rd, 2005 • Oil & gas field services, nec • New York
Company FiledMay 23rd, 2005 Industry Jurisdiction
3,120 SHARESNuveen Tax-Advantaged Floating Rate Fund • May 20th, 2005 • New York
Company FiledMay 20th, 2005 Jurisdiction
EXHIBIT 1.1 LHC GROUP, INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTLHC Group, Inc • May 9th, 2005 • Services-home health care services • New York
Company FiledMay 9th, 2005 Industry Jurisdiction
EXECUTION VERSION AMERIGAS PARTNERS, L.P. AMERIGAS FINANCE CORP. 7.25% SENIOR NOTES DUE 2015 PURCHASE AGREEMENTAmerigas Finance Corp • May 6th, 2005 • Retail-retail stores, nec • New York
Company FiledMay 6th, 2005 Industry Jurisdiction
120,000,000 Floating Rate Senior Notes due 2010Activant Solutions Inc /De/ • March 30th, 2005 • Services-computer integrated systems design • New York
Company FiledMarch 30th, 2005 Industry Jurisdiction
Exhibit 1.2 DAIMLERCHRYSLER AUTO TRUST 200_-_ _____% ASSET BACKED CERTIFICATES CHRYSLER FINANCIAL COMPANY L.L.C. CERTIFICATE UNDERWRITING AGREEMENTDaimlerchrysler Services North America LLC • March 24th, 2005 • Asset-backed securities • New York
Company FiledMarch 24th, 2005 Industry Jurisdiction
Common Stock ($0.01 Par Value)Neose Technologies Inc • February 18th, 2005 • Medicinal chemicals & botanical products • New York
Company FiledFebruary 18th, 2005 Industry Jurisdiction
Common Stock ($.01 Par Value)Northfield Laboratories Inc /De/ • February 4th, 2005 • Biological products, (no disgnostic substances) • New York
Company FiledFebruary 4th, 2005 Industry Jurisdiction
EXHIBIT 4.3 AVITAR, INC. PLACEMENT AGENT AGREEMENTAvitar Inc /De/ • February 4th, 2005 • Orthopedic, prosthetic & surgical appliances & supplies • New Jersey
Company FiledFebruary 4th, 2005 Industry Jurisdiction
EXHIBIT B 3,692,000 Shares of Common Stock QUANTA SERVICES, INC. UNDERWRITING AGREEMENT December 9, 2004 J.P. MORGAN SECURITIES INC. 270 Park Avenue New York, New York 10017 Ladies/Gentlemen: The selling stockholder, First Reserve Fund IX, L.P. (the...First Reserve Gp Ix Inc • December 14th, 2004 • Electrical work • New York
Company FiledDecember 14th, 2004 Industry Jurisdiction
November 30, 2004 Jefferies & Company, Inc. 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: OMI Corporation, a corporation incorporated under the laws of the Republic of the Marshall Islands (the "Company"), proposes, subject to the...Omi Corp/M I • December 9th, 2004 • Water transportation • New York
Company FiledDecember 9th, 2004 Industry Jurisdiction
First Trust/Aberdeen Global Opportunity Income Fund (a Massachusetts business trust) [______] Common Shares of Beneficial Interest (Par Value $.01 Per Share) FORM OF PURCHASE AGREEMENTFirst Trust/Aberdeen Global Opportunity Income Fund • November 23rd, 2004 • New York
Company FiledNovember 23rd, 2004 Jurisdiction
EXHIBIT 1(a) POST APARTMENT HOMES, L.P. UNDERWRITING AGREEMENTPost Apartment Homes Lp • October 12th, 2004 • Operators of apartment buildings • New York
Company FiledOctober 12th, 2004 Industry Jurisdiction
FORM OFHyundai Abs Funding Corp • July 30th, 2004 • Asset-backed securities • New York
Company FiledJuly 30th, 2004 Industry Jurisdiction
Exhibit 1.1 $180,000,000Reich Seidelman & Janicki Co • May 25th, 2004 • Services-misc health & allied services, nec • New York
Company FiledMay 25th, 2004 Industry Jurisdiction
EXHIBIT 1.1 Transkaryotic Therapies, Inc. 1.25% Convertible Senior Notes due May 15, 2011 Underwriting AgreementTranskaryotic Therapies Inc • April 29th, 2004 • Biological products, (no disgnostic substances) • New York
Company FiledApril 29th, 2004 Industry Jurisdiction