Common Contracts
24 similar Underwriting Agreement contracts by Main Street Capital CORP, FIDUS INVESTMENT Corp, Stellus Capital Investment Corp, Alcentra Capital Corp
Main Street Capital CorporationUnderwriting Agreement • July 24th, 2020 • Main Street Capital CORP • New York
The Securities will be issued under an indenture dated as of April 2, 2013 (the “Base Indenture”), as supplemented by the Fourth Supplemental Indenture, dated as of April 23, 2019 (the “Fourth Supplemental Indenture” and, collectively with the Base Indenture, the “Indenture”), between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”). The Securities will be issued to Cede & Co. as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”) between the Company and DTC. The Company understands that the Underwriters propose to make a public offering of the Securities as soon as the Underwriters deem advisable after this Agreement has been executed and delivered.
Main Street Capital CorporationUnderwriting Agreement • December 3rd, 2019 • Main Street Capital CORP • New York
The Securities will be issued under an indenture dated as of April 2, 2013 (the “Base Indenture”), as supplemented by the Fourth Supplemental Indenture, dated as of April 23, 2019 (the “Fourth Supplemental Indenture” and, collectively with the Base Indenture, the “Indenture”), between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”). The Securities will be issued to Cede & Co. as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”) between the Company and DTC. The Company understands that the Underwriters propose to make a public offering of the Securities as soon as the Underwriters deem advisable after this Agreement has been executed and delivered.
MAIN STREET CAPITAL CORPORATION (a Maryland Corporation)Underwriting Agreement • April 18th, 2019 • Main Street Capital CORP • New York
The Securities will be issued under an indenture dated as of April 2, 2013 (the “Base Indenture”), as supplemented by the Fourth Supplemental Indenture, to be dated as of April 23, 2019 (the “Fourth Supplemental Indenture” and, collectively with the Base Indenture, the “Indenture”), between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”). The Securities will be issued to Cede & Co. as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”) between the Company and DTC. The Company understands that the Underwriters propose to make a public offering of the Securities as soon as the Underwriters deem advisable after this Agreement has been executed and delivered.
STELLUS CAPITAL INVESTMENT CORPORATION (a Maryland Corporation) 2,750,000 Shares of Common Stock Par Value $0.001 per Share UNDERWRITING AGREEMENT March 15, 2019Underwriting Agreement • March 18th, 2019 • Stellus Capital Investment Corp • New York
Each of Stellus Capital Investment Corporation, a Maryland corporation (the “Company”), and Stellus Capital Management, LLC, a Delaware limited liability company (the “Advisor”) registered as an investment advisor under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (the “Advisers Act”), confirms its agreement with the underwriters listed on Schedule A hereto (collectively, the “Underwriters”), for whom Raymond James & Associates, Inc. (“Raymond James”) and Keefe, Bruyette & Woods, Inc. (“KBW”) (together with Raymond James, the “Representatives”) are acting as representatives, with respect to the issue and sale by the Company, and the purchase by the Underwriters, acting severally and not jointly (the “Offering”), of the respective number of shares of the Company’s common stock, par value $0.001 per share (the “Common Shares”), set forth in Schedule A hereto, and with respect to the grant by the Company to the Underwriters, acting severally an
MAIN STREET CAPITAL CORPORATION (a Maryland Corporation)Underwriting Agreement • November 17th, 2017 • Main Street Capital CORP • New York
The Securities will be issued under an indenture dated as of April 2, 2013 (the “Base Indenture”), as supplemented by the Third Supplemental Indenture, to be dated as of November 21, 2017 (the “Third Supplemental Indenture” and, collectively with the Base Indenture, the “Indenture”), between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”). The Securities will be issued to Cede & Co. as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”) between the Company and DTC. The Company understands that the Underwriters propose to make a public offering of the Securities as soon as the Underwriters deem advisable after this Agreement has been executed and delivered.
FIDUS INVESTMENT CORPORATION (a Maryland Corporation) 1,750,000 Shares of Common Stock Par Value $0.001 per Share UNDERWRITING AGREEMENT June 20, 2017Underwriting Agreement • June 22nd, 2017 • FIDUS INVESTMENT Corp • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • April 6th, 2017 • Stellus Capital Investment Corp • New York
FIDUS INVESTMENT CORPORATION (a Maryland Corporation) 2,800,000 Shares of Common Stock Par Value $0.001 per Share UNDERWRITING AGREEMENT November 29, 2016Underwriting Agreement • December 1st, 2016 • FIDUS INVESTMENT Corp • New York
FIDUS INVESTMENT CORPORATION (a Maryland Corporation) 2,500,000 Shares of Common Stock Par Value $0.001 per Share UNDERWRITING AGREEMENT May 27, 2016Underwriting Agreement • May 31st, 2016 • FIDUS INVESTMENT Corp • New York
MAIN STREET CAPITAL CORPORATION (a Maryland Corporation)Underwriting Agreement • November 4th, 2014 • Main Street Capital CORP • New York
The Securities will be issued under an indenture dated as of April 2, 2013 (the “Base Indenture”), as supplemented by the Second Supplemental Indenture, to be dated as of November 5, 2014 (the “Second Supplemental Indenture” and, collectively with the Base Indenture, the “Indenture”) between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”). The Securities will be issued to Cede & Co. as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”) between the Company and DTC. The Company understands that the Underwriters propose to make a public offering of the Securities as soon as the Underwriters deem advisable after this Agreement has been executed and delivered.
FIDUS INVESTMENT CORPORATION (a Maryland Corporation) 2,000,000 Shares of Common Stock Par Value $0.001 per Share UNDERWRITING AGREEMENT September 30, 2014Underwriting Agreement • September 30th, 2014 • FIDUS INVESTMENT Corp • New York
Shares* Alcentra Capital Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 28th, 2014 • Alcentra Capital Corp • New York
Shares* Alcentra Capital Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 22nd, 2014 • Alcentra Capital Corp • New York
MAIN STREET CAPITAL CORPORATION (a Maryland Corporation) 4,000,000 Shares of Common Stock Par Value $0.01 per Share UNDERWRITING AGREEMENT April 8, 2014Underwriting Agreement • April 9th, 2014 • Main Street Capital CORP • New York
MAIN STREET CAPITAL CORPORATION (a Maryland Corporation) 4,000,000 Shares of Common Stock Par Value $0.01 per Share UNDERWRITING AGREEMENT August 13, 2013Underwriting Agreement • August 13th, 2013 • Main Street Capital CORP • New York
MAIN STREET CAPITAL CORPORATION (a Maryland Corporation)Underwriting Agreement • March 28th, 2013 • Main Street Capital CORP • New York
Main Street Capital Corporation, a Maryland corporation (the “Company”), confirms its agreement with the underwriters listed on Schedule A, for whom Keefe, Bruyette & Woods, Inc. (“Keefe”) is acting as representative (collectively, the “Underwriters”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly (the “Offering”), of $80,000,000 aggregate principal amount of 6.125% Senior Notes due 2023 (the “Senior Notes”), set forth in Schedule A hereof, and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase up to an additional $12,000,000 aggregate principal amount of Senior Notes to cover over-allotments, if any.
FIDUS INVESTMENT CORPORATION (a Maryland Corporation) 1,500,000 Shares of Common Stock Par Value $0.001 per Share UNDERWRITING AGREEMENT February 5, 2013Underwriting Agreement • February 5th, 2013 • FIDUS INVESTMENT Corp • New York
MAIN STREET CAPITAL CORPORATION (a Maryland Corporation) 2,500,000 Shares of Common Stock Par Value $0.01 per Share UNDERWRITING AGREEMENT December 11, 2012Underwriting Agreement • December 11th, 2012 • Main Street Capital CORP • New York
a Maryland Corporation) [•] Shares of Common Stock Par Value $0.001 per Share Underwriting AgreementUnderwriting Agreement • October 23rd, 2012 • Stellus Capital Investment Corp • New York
FIDUS INVESTMENT CORPORATION (a Maryland Corporation) 2,150,000 Shares of Common Stock Par Value $0.001 per Share UNDERWRITING AGREEMENT September 7, 2012Underwriting Agreement • September 7th, 2012 • FIDUS INVESTMENT Corp • New York
MAIN STREET CAPITAL CORPORATION (a Maryland Corporation) 3,750,000 Shares of Common Stock Par Value $0.01 per Share UNDERWRITING AGREEMENT June 21, 2012Underwriting Agreement • June 22nd, 2012 • Main Street Capital CORP • New York
MAIN STREET CAPITAL CORPORATION (a Maryland Corporation) 3,000,000 Shares of Common Stock Par Value $0.01 per Share UNDERWRITING AGREEMENT October 18, 2011Underwriting Agreement • October 19th, 2011 • Main Street Capital CORP • New York
MAIN STREET CAPITAL CORPORATION (a Maryland Corporation) 3,500,000 Shares of Common Stock Par Value $0.01 per Share UNDERWRITING AGREEMENT March 22, 2011Underwriting Agreement • March 22nd, 2011 • Main Street Capital CORP • New York
MAIN STREET CAPITAL CORPORATION (a Maryland Corporation) 2,800,000 Shares of Common Stock Par Value $0.01 per Share UNDERWRITING AGREEMENT August 17, 2010Underwriting Agreement • August 17th, 2010 • Main Street Capital CORP • New York
