Common Contracts
22 similar Equity Distribution Agreement contracts by Prospect Capital Corp, Gladstone Capital Corp
GLADSTONE CAPITAL CORPORATION Up to $100,000,000 of Common Stock AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • July 28th, 2023 • Gladstone Capital Corp • New York
Reference is made to the Equity Distribution Agreement, dated as of May 10, 2021 and amended on August 5, 2022 (the “Original Agreement”), by and among Gladstone Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), and Jefferies LLC, pursuant to which the Company proposed to issue and sell through Jefferies LLC, from time to time during the term of the Original Agreement, on the terms and subject to the conditions set forth in the Original Agreement, shares of common stock of the Company, par value $0.001 per share. The Company, the Adviser, the Administrator, Jefferies LLC and Huntington Securities, Inc. (each individually an “Agent” and collectively, the “Agents”) wish to amend and restate the Original Agreement in its entirety as provided hereby.
GLADSTONE CAPITAL CORPORATION Up to $60,000,000 of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 10th, 2021 • Gladstone Capital Corp • New York
Gladstone Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Jefferies LLC (the “Agent”), as follows:
EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • June 15th, 2020 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management L.P., a Delaware limited partnership registered as an investment adviser (the “Adviser”) and Prospect Administration LLC, a Delaware limited liability company (the “Administrator”) and RBC Capital Markets, LLC (“Agent”) confirm their agreement in the form of this Equity Distribution Agreement (this “Agreement”) as follows:
EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • June 15th, 2020 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management L.P., a Delaware limited partnership registered as an investment adviser (the “Adviser”) and Prospect Administration LLC, a Delaware limited liability company (the “Administrator”) and Barclays Capital, Inc. (“Agent”) confirm their agreement in the form of this Equity Distribution Agreement (this “Agreement”) as follows:
EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • June 15th, 2020 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management L.P., a Delaware limited partnership registered as an investment adviser (the “Adviser”) and Prospect Administration LLC, a Delaware limited liability company (the “Administrator”) and KeyBanc Capital Markets Inc. (“Agent”) confirm their agreement in the form of this Equity Distribution Agreement (this “Agreement”) as follows:
GLADSTONE CAPITAL CORPORATION Up to $50,000,000 of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • February 13th, 2019 • Gladstone Capital Corp • New York
Gladstone Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Jefferies LLC (the “Agent”), as follows:
GLADSTONE CAPITAL CORPORATION Up to 50,000,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • February 27th, 2015 • Gladstone Capital Corp • New York
Gladstone Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Cantor Fitzgerald & Co. (the “Agent”), as follows:
GLADSTONE CAPITAL CORPORATION Up to 50,000,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • February 27th, 2015 • Gladstone Capital Corp • New York
Gladstone Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with KeyBanc Capital Markets Inc. (the “Agent”), as follows:
PROSPECT CAPITAL CORPORATION Up to Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • January 27th, 2011 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) and Prospect Administration LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with (the “Agent”), as follows:
PROSPECT CAPITAL CORPORATION Up to 9,750,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 10th, 2010 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) and Prospect Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with BB&T Capital Markets, a division of Scott & Stringfellow, LLC (the “Agent”), as follows:
PROSPECT CAPITAL CORPORATION Up to 9,750,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 10th, 2010 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”), Prospect Administration, LLC, a Delaware limited liability company (the “Administrator”) and RBC Capital Markets, LLC (the “Agent”) previously entered into an equity distribution agreement dated September 24, 2010 (the “Prior Agreement”). The parties hereby terminate the Prior Agreement and confirm their agreement in the form of this Equity Distribution Agreement (this “Agreement”) as follows:
PROSPECT CAPITAL CORPORATION Up to 9,750,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 10th, 2010 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) and Prospect Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Barclays Capital Inc. (the “Agent”), as follows:
PROSPECT CAPITAL CORPORATION Up to 9,750,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 10th, 2010 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) and Prospect Administration, LLC, a Delaware limited liability company (the “Administrator”) and KeyBanc Capital Markets Inc. (the “Agent”) previously entered into an equity distribution agreement dated September 24, 2010 (the “Prior Agreement”). The parties hereby terminate the Prior Agreement and confirm their agreement in the form of this Equity Distribution Agreement (this “Agreement”) as follows:
ContractEquity Distribution Agreement • September 24th, 2010 • Prospect Capital Corp • New York
ContractEquity Distribution Agreement • September 24th, 2010 • Prospect Capital Corp • New York
PROSPECT CAPITAL CORPORATION Up to 6,000,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 24th, 2010 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) and Prospect Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with KeyBancCapital Markets Inc. (the “Agent”), as follows:
PROSPECT CAPITAL CORPORATION Up to 6,000,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • July 19th, 2010 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) Prospect Administration, LLC, a Delaware limited liability company (the “Administrator”) and BB&T Capital Markets, a division of Scott & Stringfellow, LLC (“Agent”), previously entered into an equity distribution agreement dated March 17, 2010 (the “Original Agreement”). The parties hereby terminate the Original Agreement and confirm their agreement in the form of this Equity Distribution Agreement (the “Agreement”).
PROSPECT CAPITAL CORPORATION Up to 6,000,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • July 19th, 2010 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) and Prospect Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with RBC Capital Markets Corporation (the “Agent”), as follows:
PROSPECT CAPITAL CORPORATION Up to 6,000,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • July 19th, 2010 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”), Prospect Administration, LLC, a Delaware limited liability company (the “Administrator”) and Knight Capital Markets LLC (“Agent”), previously entered into an equity distribution agreement dated March 17, 2010 (the “Original Agreement”). The parties hereby terminate the Original Agreement and confirm their agreement in the form of this Equity Distribution Agreement (the “Agreement”).
GLADSTONE CAPITAL CORPORATION Up to 2,000,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 17th, 2010 • Gladstone Capital Corp • New York
Gladstone Capital Corporation, a corporation organized under the laws of Maryland (the “Company”) and Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), confirm their agreement (this “Agreement”) with BB&T Capital Markets, a division of Scott & Stringfellow, LLC (“Agent”), as follows:
PROSPECT CAPITAL CORPORATION Up to 8,000,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • March 17th, 2010 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) and Prospect Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Knight Capital Markets LLC (“Agent”), as follows:
PROSPECT CAPITAL CORPORATION Up to 8,000,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • March 17th, 2010 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) and Prospect Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with BB&T Capital Markets, a division of Scott & Stringfellow, LLC (“Agent”), as follows:
