Common Contracts
82 similar Dealer Agreement contracts by Nuveen Municipal High Income Opportunity Fund, Nuveen NASDAQ 100 Dynamic Overwrite Fund, John Hancock Tax-Advantaged Global Shareholder Yield Fund, others
DEALER AGREEMENT John Hancock Investment Management Distributors LLCDealer Agreement • February 23rd, 2024 • John Hancock Tax-Advantaged Global Shareholder Yield Fund
From time to time John Hancock Investment Management Distributors LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Tax-Advantaged Global Shareholder Yield Fund, a Massachusetts business trust (the “Fund”), of up to 600,000 common shares (the “Shares”) of beneficial interest, no par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, the Shares.
DEALER AGREEMENT John Hancock Investment Management Distributors LLCDealer Agreement • February 23rd, 2024 • John Hancock Investors Trust
From time to time John Hancock Investment Management Distributors LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Investors Trust, a Massachusetts business trust (the “Fund”), of up to 500,000 common shares (the “Shares”) of beneficial interest, no par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, the Shares.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • August 1st, 2023 • Nuveen California Select Tax Free Income Portfolio
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen California Select Tax-Free Income Portfolio, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, 1.3 million shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • June 21st, 2023 • Nuveen Select Tax Free Income Portfolio
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Select Tax-Free Income Portfolio, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, 14 million shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • June 12th, 2023 • Nuveen NASDAQ 100 Dynamic Overwrite Fund
From time to time Nuveen Securities, LLC (the “Manager,” “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Nasdaq 100 Dynamic Overwrite Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, up to 8,483,642 shares of the Fund’s Common Stock.
FORM OF DEALER AGREEMENT John Hancock Investment Management Distributors LLCDealer Agreement • April 13th, 2022 • John Hancock Premium Dividend Fund • New York
From time to time John Hancock Investment Management Distributors LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Premium Dividend Fund, a Massachusetts business trust (the “Fund”), of up to ______________ common shares (the “Shares”) of beneficial interest, with no par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, the Shares.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • December 17th, 2021 • Nuveen Municipal High Income Opportunity Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Municipal High Income Opportunity Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, up to 32,766,418 shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • December 17th, 2021 • Nuveen Dynamic Municipal Opportunities Fund • New York
From time to time Nuveen Securities, LLC (the “Manager,” “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Dynamic Municipal Opportunities Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, up to 13,626,428 shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • December 17th, 2021 • Nuveen AMT-Free Municipal Credit Income Fund • New York
From time to time Nuveen Securities, LLC (the “Manager,” “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen AMT-Free Municipal Credit Income Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, up to 5,594,405 shares of the Fund’s Common Stock.
FORM OF DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • November 18th, 2021 • Nuveen AMT-Free Municipal Credit Income Fund • New York
From time to time Nuveen Securities, LLC (the “Manager,” “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen AMT-Free Municipal Credit Income Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, shares of the Fund’s Common Stock in an amount up to a certain maximum aggregate offering price.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • August 27th, 2021 • Nuveen Dynamic Municipal Opportunities Fund • New York
From time to time Nuveen Securities, LLC (the “Manager,” “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Dynamic Municipal Opportunities Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, shares of the Fund’s Common Stock in an amount up to a certain maximum aggregate offering price.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • July 23rd, 2021 • Nuveen S&P 500 Dynamic Overwrite Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen S&P 500 Dynamic Overwrite Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
FORM OF DEALER AGREEMENT John Hancock Investment Management Distributors LLCDealer Agreement • June 25th, 2021 • John Hancock Financial Opportunities Fund • New York
From time to time John Hancock Investment Management Distributors LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Financial Opportunities Fund, a Massachusetts business trust (the “Fund”), of up to __________ common shares (the “Shares”) of beneficial interest, with no par value, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, the Shares.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • May 3rd, 2021 • Nuveen NASDAQ 100 Dynamic Overwrite Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Nasdaq 100 Dynamic Overwrite Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, shares of the Fund’s Common Stock in an amount up to a certain maximum aggregate offering price.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • March 26th, 2021 • Nuveen Municipal Credit Opportunities Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Municipal Credit Opportunities Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, shares of the Fund’s Common Stock in an amount up to a certain maximum aggregate offering price.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • March 19th, 2021 • Nuveen Preferred & Income Securities Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Preferred & Income Securities Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, shares of the Fund’s Common Stock in an amount up to a certain maximum aggregate offering price.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • March 19th, 2021 • Nuveen Preferred & Income Opportunities Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Preferred & Income Opportunities Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, shares of the Fund’s Common Stock in an amount up to a certain maximum aggregate offering price.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • March 8th, 2021 • Nuveen Municipal High Income Opportunity Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Municipal High Income Opportunity Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, shares of the Fund’s Common Stock in an amount up to a certain maximum aggregate offering price.
FORM OF DEALER AGREEMENT John Hancock Investment Management Distributors LLCDealer Agreement • February 25th, 2021 • John Hancock Tax-Advantaged Global Shareholder Yield Fund • New York
From time to time John Hancock Investment Management Distributors LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Tax-Advantaged Global Shareholder Yield Fund, a Massachusetts business trust (the “Fund”), of up to 600,000 common shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, the Shares.
FORM OF DEALER AGREEMENT John Hancock Investment Management Distributors LLCDealer Agreement • February 22nd, 2021 • John Hancock Tax-Advantaged Global Shareholder Yield Fund • New York
From time to time John Hancock Investment Management Distributors LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Tax-Advantaged Global Shareholder Yield Fund, a Massachusetts business trust (the “Fund”), of up to 600,000 common shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, the Shares.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • January 19th, 2021 • Nuveen Taxable Municipal Income Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Taxable Municipal Income Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, shares of the Fund’s Common Stock in an amount up to a certain maximum aggregate offering price.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • September 18th, 2020 • Nuveen Municipal Income Fund Inc • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Municipal Income Fund, Inc., a Minnesota corporation (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • August 3rd, 2020 • Nuveen NASDAQ 100 Dynamic Overwrite Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Nasdaq 100 Dynamic Overwrite Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • August 3rd, 2020 • Nuveen Core Equity Alpha Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Core Equity Alpha Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • March 11th, 2020 • Nuveen California Amt-Free Quality Municipal Income Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen California AMT-Free Quality Municipal Income Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • March 2nd, 2020 • Nuveen Municipal High Income Opportunity Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Municipal High Income Opportunity Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • February 27th, 2020 • Nuveen Municipal High Income Opportunity Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Municipal High Income Opportunity Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • August 29th, 2019 • Nuveen AMT-Free Municipal Value Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen AMT-Free Municipal Value Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • April 25th, 2019 • Nuveen NASDAQ 100 Dynamic Overwrite Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Nasdaq 100 Dynamic Overwrite Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • February 20th, 2019 • Nuveen Core Equity Alpha Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Core Equity Alpha Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606Dealer Agreement • October 30th, 2018 • Nuveen Core Equity Alpha Fund
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • October 1st, 2018 • Nuveen Dow 30sm Dynamic Overwrite Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Dow 30 Dynamic Overwrite Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • October 1st, 2018 • Nuveen S&P 500 BuyWrite Income Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen S&P 500 Buy-Write Income Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • July 18th, 2018 • Nuveen Dow 30sm Dynamic Overwrite Fund
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by [FUND], a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • July 6th, 2018 • Nuveen S&P 500 BuyWrite Income Fund
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by [FUND], a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
