FARMERS & MERCHANTS FINANCIAL CORPORATIONAgency Agreement • June 18th, 2022 • New York
Contract Type FiledJune 18th, 2022 Jurisdictionone bank holding company and 95.06% owner of The Farmers & Merchants State Bank of Argonia, Argonia, Kansas (the "Bank"), the Bank and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 442 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value of
Three Shores Bancorporation, Inc.Agency Agreement • May 17th, 2022 • New York
Contract Type FiledMay 17th, 2022 JurisdictionNational Bank & Trust (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 5,677 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B (the "Series B Preferred Stock") and 284 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series C of the Company (the "Series C Preferred Stock" and collectively with the Series B Preferred Stock, the "Securities").
PLACEMENT AGENCY AGREEMENTAgency Agreement • January 23rd, 2022 • New York
Contract Type FiledJanuary 23rd, 2022 Jurisdictionthe United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 3,070 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, no par value per share (the "Series B Preferred Stock"), and 154 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, no par value per share, of the Company (the "Series C Preferred Stock" and collectively with the Series B Preferred Stock, the "Securities").
PLACEMENT AGENCY AGREEMENTAgency Agreement • January 21st, 2022 • New York
Contract Type FiledJanuary 21st, 2022 Jurisdictiona Washington chartered stock savings bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 16,641 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share, of the Company (the "Securities").
FRANKLIN BANCORP, INC.Agency Agreement • December 15th, 2021 • New York
Contract Type FiledDecember 15th, 2021 JurisdictionFranklin Bancorp, Inc., a Missouri corporation (the "Company"), Bank of Franklin County, a Missouri state-chartered bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 5,097 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $1.00 per share, of the Company (the "Series A Stock"), and 255 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, par value $1.00 per share, of the Company (the "Series B Stock", and collectively with the Series A Stock, the "Securities").
PLACEMENT AGENCY AGREEMENTAgency Agreement • July 4th, 2021 • New York
Contract Type FiledJuly 4th, 2021 Jurisdiction
PLACEMENT AGENCY AGREEMENTAgency Agreement • May 21st, 2021 • New York
Contract Type FiledMay 21st, 2021 Jurisdictionan Oregon state-chartered bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 4,000 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, no par value per share, and 200 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, no par value per share, of the Company (the "Securities").
PLACEMENT AGENCY AGREEMENTAgency Agreement • May 21st, 2021 • New York
Contract Type FiledMay 21st, 2021 JurisdictionMerchants Bank, a Tennessee state bank (the “Bank”), and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with Sandler O’Neill & Partners, L.P. (“Sandler O’Neill”) and Stifel, Nicolaus & Company, Incorporated (“Stifel,” and collectively with Sandler O’Neill, the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 4,609 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value
COLOEAST BANKSHARES, INC.Agency Agreement • May 21st, 2021 • New York
Contract Type FiledMay 21st, 2021 JurisdictionColoEast Bankshares, Inc., a Colorado corporation (the “Company”), Colorado East Bank & Trust, a Colorado banking corporation (the “Bank”), and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with the placement agents set forth on Schedule A hereto (the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 10,000 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series One, no par value, of the Company (the “Series One Preferred Stock”), and 50 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series Two, no par value, of the Company (the “Series Two Preferred Stock” and, collectively with the Series One Preferred Stock, the “Securities”).
CROSSTOWN HOLDING COMPANYAgency Agreement • May 15th, 2021 • New York
Contract Type FiledMay 15th, 2021 JurisdictionCrosstown Holding Company, a Minnesota corporation (the “Company”), 21st Century Bank, a Minnesota banking corporation (the “Bank”), and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with the placement agents set forth on Schedule A hereto (the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 10,650 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, no par value per share, of the Company (the “Series A Preferred Stock”), and 533 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, no par value per share, of the Company (the “Series B Preferred Stock,” and, together with the Series A Preferred Stock, the “Securities”).
FFW CORPORATIONAgency Agreement • March 12th, 2021 • New York
Contract Type FiledMarch 12th, 2021 Jurisdictionsavings bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners,
PLACEMENT AGENCY AGREEMENTAgency Agreement • October 31st, 2020 • New York
Contract Type FiledOctober 31st, 2020 JurisdictionCommunity Pride Bank Corporation, a Minnesota corporation (the "Company"), Community Pride Bank, a Minnesota State Bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with the placement agents set forth on Schedule A hereto (the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of
WHITE RIVER BANCSHARES COMPANYAgency Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionWhite River Bancshares, an Arkansas corporation (the "Company"), Signature Bank of Arkansas, an Arkansas state bank, (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with the placement agents set forth on Schedule A hereto (the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 16,800 Shares of Fixed Rate Cumulative, Perpetual Preferred Stock, Series A, par value $0.01 per share, of the Company (the "Series A Preferred Stock") and 840 shares of Fixed Rate Cumulative, Perpetual Preferred Stock, Series B, par value $0.01 per share, of the Company (the "Series B Preferred Stock" and, together with the Series A Preferred Stock, the "Securities").
PLACEMENT AGENCY AGREEMENTAgency Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionPlato Holdings, Inc., a Minnesota corporation (the "Company"), Drake Bank, a Minnesota State Bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with the placement agents set forth on Schedule A hereto (the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of $2,500,000 aggregate principal amount of 7.7% Senior Subordinated Security Due 2039 of the Company (the "7.7% Notes") and $107,000 aggregate principal amount of 13.8% Senior Subordinated Security Due 2039 (the "13.8% Notes," and together with the 7.7% Notes, the "Securities"). Each series of Securities was issued pursuant to a letter agreement between the Company and the Selling Shareholder, dated July 17, 2009, and the related Securities Purchase Agreement-Standard Te
PLACEMENT AGENCY AGREEMENTAgency Agreement • December 1st, 2015 • New York
Contract Type FiledDecember 1st, 2015 JurisdictionFreeport Bancshares, Inc., a Delaware corporation (the "Company"), Midwest Community Bank, an Illinois chartered bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with the placement agents set forth on Schedule A hereto (the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of
PLACEMENT AGENCY AGREEMENTAgency Agreement • April 1st, 2014 • New York
Contract Type FiledApril 1st, 2014 JurisdictionGreat River Holding Company, a Minnesota corporation (the "Company"), RiverWood Bank, a federal savings bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with the placement agents set forth on Schedule A hereto (the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of $8,400,000 aggregate principal amount of 7.7% Senior Subordinated Security Due 2039 of the Company (the "7.7% Notes") and $420,000 aggregate principal amount of 13.8% Senior Subordinated Security Due 2039 (the "13.8% Notes," and together with the 7.7% Notes, the "Securities"). Each series of Securities was issued pursuant to a letter agreement between the Company and the Selling Shareholder, dated July 17, 2009, and the related Securities Purchase Agreement-
PLACEMENT AGENCY AGREEMENTAgency Agreement • March 11th, 2013 • New York
Contract Type FiledMarch 11th, 2013 JurisdictionUnited Community Banks, Inc., a Georgia corporation (the "Company"), United Community Bank, a Georgia bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with the placement agents set forth on Schedule A hereto (the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 180,000 shares of Fixed Rate Cumulative Preferred Stock, Series B, $1 par value per share, of the Company (the "Securities").
FIRST SOUTHWEST BANCORPORATION, INC.Agency Agreement • March 11th, 2013 • New York
Contract Type FiledMarch 11th, 2013 JurisdictionSouthwest Bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners,
ALLIANCE BANCSHARES, INC.Agency Agreement • March 11th, 2013 • New York
Contract Type FiledMarch 11th, 2013 JurisdictionBank, a national bank organized under the laws of the United States (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 2,986 shares of Fixed Rate Cumulative Preferred Stock, Series A, no par
PLACEMENT AGENCY AGREEMENTAgency Agreement • October 31st, 2012 • New York
Contract Type FiledOctober 31st, 2012 Jurisdictiona Washington chartered stock savings bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 16,641 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share, of the Company (the "Securities").
F&C BANCORP, INC.Agency Agreement • October 31st, 2012 • New York
Contract Type FiledOctober 31st, 2012 JurisdictionF&C Bancorp, Inc., a Missouri corporation (the "Company"), F & C Bank, a Missouri state chartered bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners,
FRANKLIN BANCORP, INC.Agency Agreement • October 31st, 2012 • New York
Contract Type FiledOctober 31st, 2012 JurisdictionFranklin Bancorp, Inc., a Missouri corporation (the "Company"), Bank of Franklin County, a Missouri state-chartered bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 5,097 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $1.00 per share, of the Company (the "Series A Stock"), and 255 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, par value $1.00 per share, of the Company (the "Series B Stock", and collectively with the Series A Stock, the "Securities").
PLACEMENT AGENCY AGREEMENTAgency Agreement • July 23rd, 2012 • New York
Contract Type FiledJuly 23rd, 2012 Jurisdiction
PLACEMENT AGENCY AGREEMENTAgency Agreement • July 23rd, 2012 • New York
Contract Type FiledJuly 23rd, 2012 Jurisdiction
PLACEMENT AGENCY AGREEMENTAgency Agreement • July 22nd, 2012 • New York
Contract Type FiledJuly 22nd, 2012 Jurisdiction