FT 4610
TRUST AGREEMENT
Dated: January 9, 2014
The Trust Agreement among First Trust Portfolios L.P., as Depositor, The
Bank of New York Mellon, as Trustee, First Trust Advisors L.P., as Evaluator and
Portfolio Supervisor, and FTP Services LLC, as FTPS Unit Servicing Agent, sets
forth certain provisions in full and incorporates other provisions by reference
to the document entitled "Standard Terms and Conditions of Trust for FT 4484 and
certain subsequent Series, Effective: November 6, 2013" (herein called the
"Standard Terms and Conditions of Trust"), and such provisions as are
incorporated by reference constitute a single instrument. All references herein
to Articles and Sections are to Articles and Sections of the Standard Terms and
Conditions of Trust.
WITNESSETH THAT:
In consideration of the premises and of the mutual agreements herein
contained, the Depositor, the Trustee, the Evaluator, the Portfolio Supervisor
and the FTPS Unit Servicing Agent agree as follows:
PART I
STANDARD TERMS AND CONDITIONS OF TRUST
Subject to the provisions of Part II hereof, all the provisions contained
in the Standard Terms and Conditions of Trust are herein incorporated by
reference in their entirety and shall be deemed to be a part of this instrument
as fully and to the same extent as though said provisions had been set forth in
full in this instrument.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
DOW(R) TARGET 5 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 2,500 Units of the Trust. However, the ability to request an in-kind
distribution of Securities pursuant to Section 5.02 will terminate at any time
that the number of outstanding Units has been reduced to 10% or less of the
highest number of Units issued by the Trust. No in-kind distribution requests
submitted during the 30 business days prior to the Trust's Mandatory Termination
Date will be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
DOW(R) TARGET DVD. 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 2,500 Units of the Trust. However, the ability to request an in-kind
distribution of Securities pursuant to Section 5.02 will terminate at any time
that the number of outstanding Units has been reduced to 10% or less of the
highest number of Units issued by the Trust. No in-kind distribution requests
submitted during the 30 business days prior to the Trust's Mandatory Termination
Date will be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
GLOBAL TARGET 15 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 5.02.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
NYSE(R) INTL. TARGET 25 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 2,500 Units of the Trust. No in-kind distribution requests submitted
during the 10 business days prior to the Trust's Mandatory Termination Date will
be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
S&P XXXXXX 00 0X '00 - XXXX 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 2,500 Units of the Trust. However, the ability to request an in-kind
distribution of Securities pursuant to Section 5.02 will terminate at any time
that the number of outstanding Units has been reduced to 10% or less of the
highest number of Units issued by the Trust. No in-kind distribution requests
submitted during the 30 business days prior to the Trust's Mandatory Termination
Date will be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
S&P TARGET XXXX 60 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 2,500 Units of the Trust. No in-kind distribution requests submitted
during the 10 business days prior to the Trust's Mandatory Termination Date will
be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
TARGET DIVSD. DVD. 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 2,500 Units of the Trust. No in-kind distribution requests submitted
during the 10 business days prior to the Trust's Mandatory Termination Date will
be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
TARGET DVD. MULTI-STRAT. 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 5,000 Units of the Trust. No in-kind distribution requests submitted
during the 10 business days prior to the Trust's Mandatory Termination Date will
be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
TARGET DBL. PLAY 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 2,500 Units of the Trust. No in-kind distribution requests submitted
during the 10 business days prior to the Trust's Mandatory Termination Date will
be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
TARGET FOCUS 4 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 5,000 Units of the Trust. No in-kind distribution requests submitted
during the 10 business days prior to the Trust's Mandatory Termination Date will
be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
TARGET FOCUS 5 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 5,000 Units of the Trust. No in-kind distribution requests submitted
during the 10 business days prior to the Trust's Mandatory Termination Date will
be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
TARGET GLOBAL DVD. LEADERS 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 2,500 Units of the Trust. No in-kind distribution requests submitted
during the 10 business days prior to the Trust's Mandatory Termination Date will
be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
TARGET GROWTH 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 2,500 Units of the Trust. No in-kind distribution requests submitted
during the 10 business days prior to the Trust's Mandatory Termination Date will
be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
TARGET TRIAD 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 5,000 Units of the Trust. No in-kind distribution requests submitted
during the 10 business days prior to the Trust's Mandatory Termination Date will
be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
TARGET VIP 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 5,000 Units of the Trust. No in-kind distribution requests submitted
during the 10 business days prior to the Trust's Mandatory Termination Date will
be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
PART II
SPECIAL TERMS AND CONDITIONS OF TRUST
VALUE LINE(R) TARGET 25 1Q '14 - TERM 4/9/15
The following special terms and conditions are hereby agreed to:
A. The Securities initially deposited in the Trust pursuant to Section
2.01 of the Standard Terms and Conditions of Trust are set forth in Schedule A
hereto.
B. The aggregate number of Units delivered by the Trustee on the Initial
Date of Deposit in exchange for the Securities pursuant to Section 2.03 of the
Standard Terms and Conditions of Trust and the initial fractional undivided
interest in and ownership of the Trust represented by each Unit thereof are set
forth in the Prospectus in the section "Summary of Essential Information."
Documentation confirming the ownership of this number of Units for the
Trust is being delivered by the Trustee to the Depositor pursuant to Section
2.03 of the Standard Terms and Conditions of Trust.
C. The Record Date shall be as set forth in the Prospectus under "Summary
of Essential Information." The Trustee shall pay the amounts specified in Part I
of Section 3.05 of the Standard Terms and Conditions of Trust accrued as of the
Record Date on or shortly after the last Business Day of the month in which the
Record Date occurs.
D. The Distribution Date shall be the 25th day of the month in which the
related Record Date occurs.
E. The Mandatory Termination Date for the Trust shall be as set forth in
the Prospectus under "Summary of Essential Information."
F. First Trust Advisors L.P.'s compensation as referred to in Section 4.03
of the Standard Terms and Conditions of Trust and FTP Services LLC's
compensation as referred to in Section 3.16 of the Standard Terms and Conditions
of Trust shall collectively be an annual fee in the amount of $.0060 per Unit.
G. The Trustee's compensation rate pursuant to Section 6.04 of the
Standard Terms and Conditions of Trust shall be an annual fee in the amount of
$.0085 per Unit. However, in no event shall the Trustee receive compensation in
any one year from any Trust of less than $2,000.
H. The Initial Date of Deposit for the Trust is January 9, 2014.
I. There is no minimum amount of Securities to be sold by the Trustee
pursuant to Section 5.02 of the Indenture for the redemption of Units.
J. The minimum number of Units a Unit holder must redeem in order to be
eligible for an in-kind distribution of Securities pursuant to Section 5.02
shall be 2,500 Units of the Trust. However, the ability to request an in-kind
distribution of Securities pursuant to Section 5.02 will terminate at any time
that the number of outstanding Units has been reduced to 10% or less of the
highest number of Units issued by the Trust. No in-kind distribution requests
submitted during the 30 business days prior to the Trust's Mandatory Termination
Date will be honored.
K. No Unit holder will be eligible for an in-kind distribution of
Securities pursuant to Section 8.02.
IN WITNESS WHEREOF, First Trust Portfolios L.P., The Bank of New York
Mellon, First Trust Advisors L.P. and FTP Services LLC have each caused this
Trust Agreement to be executed and the respective corporate seal to be hereto
affixed and attested (if applicable) by authorized officers; all as of the day,
month and year first above written.
FIRST TRUST PORTFOLIOS L.P.,
Depositor
By Xxxxxxxxx X. Xxxx
Senior Vice President
THE BANK OF NEW YORK MELLON,
Trustee
By Xxxx X. Xxxxxx
Managing Director
[SEAL]
ATTEST:
Xxxxxxx X. Xxxxxxx
Vice President
FIRST TRUST ADVISORS L.P.,
Evaluator
By Xxxxxxxxx X. Xxxx
Senior Vice President
FIRST TRUST ADVISORS L.P.,
Portfolio Supervisor
By Xxxxxxxxx X. Xxxx
Senior Vice President
FTP Services LLC,
FTPS Unit Servicing Agent
By Xxxxxxxxx X. Xxxx
Senior Vice President
SCHEDULE A TO TRUST AGREEMENT
Securities Initially Deposited
FT 4610
(Note: Incorporated herein and made a part hereof for the Trust is
the "Schedule of Investments" for the Trust as set forth in the Prospectus.)