EXHIBIT 10.13
SECOND AMENDMENT TO FOURTH AMENDED AND RESTATED
REGISTRATION RIGHTS AGREEMENT
THIS SECOND AMENDMENT, dated as of June 5, 2000 (the "Agreement"), to the
Fourth Amended and Restated Registration Rights Agreement dated as of April 11,
2000 as amended by the First Amendment thereto dated May 16, 2000 (the
"Registration Rights Agreement"), by and among SPEECHWORKS INTERNATIONAL, INC.,
a Delaware corporation (the "Company") and the stockholders of the Company named
therein, is by and among the Company and AT&T Corp. (the "New Investor") and the
persons named on the signature page hereto as Investors (collectively, the
"Investors"). All other capitalized terms used herein and not otherwise defined
have their respective meanings set forth in the Registration Rights Agreement.
WHEREAS, the New Investor is acquiring this date 1,045,158 shares of the
Common Stock, $0.001 par value per share (the "Shares"), of the Company pursuant
to the terms of a certain Common Stock Purchase Agreement dated the date hereof
(the "Purchase Agreement");
WHEREAS, the Purchase Agreement contemplates in Section 5 thereof that the
Registration Rights Agreement shall be amended to add the New Investor as a
party to the Registration Rights Agreement; and
WHEREAS, the Investors who are signatories hereto hold in the aggregate a
sufficient number of shares of Registrable Stock to amend the Registration
Rights Agreement in accordance with Section 14 thereof to add the New Investor
as party thereto.
NOW, THEREFORE, in consideration of the mutual covenants and agreements set
forth herein, the parties agree as follows:
1. Amendment to Schedule RRA (Revised). From and after the date hereof,
Schedule RRA (Revised) to the Registration Rights Agreement is deleted and
replaced by Schedule RRA (2nd Revised), dated the date hereof and attached
hereto and the term "Investors" as used therein and herein shall mean and refer
to all the persons and entities identified on said Schedule RRA (2nd Revised).
2. Amendment to Definition of "Registrable Stock". The definition of
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"Registrable Stock" set forth in Section 1 of the Registration Rights Agreement
is hereby deleted and replaced by the following definition:
"Registrable Stock" means (a) the Common Stock issued or issuable upon
conversion of the Series A Preferred Stock, Series B Preferred Stock, Series C
Preferred Stock, Series D Preferred Stock or Series E Preferred Stock, and owned
of record by any Investor or an Affiliate of any Investor; (b) all Common Stock
now or hereafter owned of record by any Investor which is acquired otherwise
than upon conversion of the Series A Preferred Stock, Series B Preferred Stock,
Series C Preferred Stock, Series D Preferred Stock or Series E Preferred Stock,
so long as it is held by any Investor or an Affiliate of the Investor, (c) all
the shares of Common Stock issued or issuable upon exercise of any warrant now
or hereafter held by Lighthouse, (d) all the
1.
shares of Common Stock issued or issuable upon exercise of any warrant now or
hereafter held by InterVoice-Brite, Inc., (e) all Common Stock now or hereafter
owned by the New Investor and (f) any other shares of Common Stock issued in
respect of such shares by way of a stock dividend, or stock split or in
connection with a combination of shares, recapitalization, merger or
consolidation or reorganization, provided, however , that shares of Common Stock
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shall only be treated as Registrable Stock (i) if and so long as they have not
been (x) sold to or through a broker or dealer or underwriter in a public
distribution or a public securities transaction, or (y) sold in a transaction
exempt from the registration and prospectus delivery requirements of the
Securities Act under Section 4(1) thereof so that all transfer restrictions and
restrictive legends with respect to such Common Stock are removed upon the
consummation of such sale.
3. Continued Effect. As amended hereby, the Registration Rights Agreement
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is hereby ratified and confirmed and agreed to by all of the parties hereto and
continues in full force and effect.
4. Counterparts. This Agreement may be executed in any number of
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counterparts, each of which shall be deemed an original, but all of which
together shall constitute one and the same instrument.
5. Governing Law. This Agreement shall be governed by, and construed in
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accordance with the laws of the State of Delaware.
[Signature pages follow]
2.
IN WITNESS WHEREOF, the parties hereto have caused this Second Amendment to
the Fourth Amended and Restated Registration Rights Agreement to be executed by
their respective officers thereunto duly authorized, as of the date first above
written.
SPEECHWORKS INTERNATIONAL, INC.
By: /s/ Xxxxxx Xxxxxxxxx
_________________________________________
Xxxxxx Xxxxxxxxx, President and Chief
Executive Officer
NEW INVESTOR:
AT&T CORP.
By: /s/ Xxxxx X. Xxxxx
_______________________________
Name:
Title:
INVESTORS:
IGATE VENTURES I, L.P.
By: /s/ Xxxxx Xxxxxxx
_____________________________
Name:
Title:
REUTERS HOLDINGS SWITZERLAND SA
By:_____________________________
Name:
Title:
CITICORP STRATEGIC TECHNOLOGY CORP.
By:_____________________________
Name:
Title:
3.
GE CAPITAL EQUITY INVESTMENTS, INC.
By: /s/ Xxxxxx Xxxxxxxxxx
_____________________________
Name:
Title:
MCI WORLDCOM VENTURE FUND, INC.
By:_____________________________
Name:
Title:
XXXXXXX RIVER PARTNERSHIP VII
By: /s/Xxxxxxx Xxxxxx
_____________________________
Name:
Title:
ATLAS VENTURE FUND II, L.P.
By: Atlas Venture Associates II, L.P., its
general partner
By: /s/ Xxxxx Xxxxxxxx
_____________________________
Name:
Title:
QUESTMARK PARTNERS, L.P.
By: /s/ Xxxxxx X. Xxxxxxxx
_____________________________
Name:
Title:
INTEL 64 FUND, LLC
By: INTEL 64 FUND OPERATIONS, INC., its
Coordinating Member
By: /s/ Xxxx Xxxx
_____________________________
Name:
Title:
4.
BANK OF AMERICA VENTURES
By: /s/ Xxxxxx Xxxxx
____________________________________
Name:
Title:
BA VENTURE PARTNERS III
By: /s/ Xxxxxx Xxxxx
____________________________________
Name:
Title:
XXXXX CAPITAL PARTNERS
By:___________________________________
Name:
Title:
XXXXX XXXXX INVESTMENTS LLC
By:_______________________________________
Name:
Title:
__________________________________________
Xxxxxx X. Xxxxxxxxx
__________________________________________
Xxxxxxx Xxxxx and Xxxxxxxx XxxXxxxxx
__________________________________________
Xxxxxx X. Xxxx
XXX CAPITAL HOLDINGS
5.
By:_______________________________________
Name:
Title:
CITIZENS CAPITAL INCORPORATED
By:_______________________________________
Name:
Title:
__________________________________________
XXXXXX XXXXXX
DIGITAL BANDWIDTH LLC
By:_______________________________________
Name: Xxxxx X. Xxxxxxxx
Title: President
INTEL CORPORATION
By: /s/ Xxxx Xxxx
---------------------------------------
Name:
Title:
SAP AMERICA, INC.
By:_______________________________________
Name:
Title:
/s/ Xxxx Xxxxxxxx
-----------------------------------------
Xxxx Xxxxxxxx
__________________________________________
Xxxxx Mor
6.
__________________________________________
Hedva Mor
__________________________________________
Xxxxxxx Mor
__________________________________________
Xxxx Xxx Xxxxx
__________________________________________
Xxxx Xxxxx
_________________________________________
Xxxx Xxxxxxx
_________________________________________
Xxxxx Xxxxxxx
_________________________________________
Xxxxxxx X. X'Xxxxxxx
_________________________________________
Xxxxxx X. X'Xxxxxxx
_________________________________________
Xxxxxxx Xxxxxxxxx
/s/ Xxxxxxx Xxxxx
_________________________________________
Xxxxxxx Xxxxx
/s/ Xxxx Xxxxx
_________________________________________
Xxxx X. Xxxxx
LIGHTHOUSE CAPITAL PARTNERS, L.P.
By: LIGHTHOUSE MANAGEMENT
PARTNERS, L.P., its general partner
By: LIGHTHOUSE CAPITAL
PARTNERS, INC., its general partner
By:_______________________________________
Title:____________________________________
__________________________________________
Xxxx Xxxxxxxxx
7.
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Xxxxxxx Xxxxx
---------------------------------------
Xxx Xxxxxx
---------------------------------------
Xxxxx Xxxxxx
---------------------------------------
Xxxxxxx Xxxxxxx
---------------------------------------
Xxxxx Xxxxxx
---------------------------------------
Xxxxxx Xxxxxxx
---------------------------------------
Xxxxx X. Xxxxxxx
---------------------------------------
Xxxxxx X. XxXxxxxxx
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Xxxxx X. XxXxxxxxx
INTERVOICE-BRITE, INC.
By:____________________________________
Name:
Title:
8.
Schedule RRA (2/nd/ Revised)
---------------------------
June 5, 2000
Investors and Mailing Addresses:
-------------------------------
AT&T Corp.
000 X. Xxxxx Xxx.
Xxxxxxx Xxxxx, XX 00000
Attn. Vice President of Law
iGate Ventures I, L.P.
0000 XxXxx Xxxx
Xxxxxxx, XX 00000
Counsel:
Xxxxxxxx Xxxxxxxxx Professional Corporation
One Oxford Centre, 20th Floor
000 Xxxxx Xxxxxx
Xxxxxxxxxx, XX 00000
Attn: Xxxxx X. Xxxxxx, Esq.
(000) 000-0000
(000) 000-0000 (Fax)
Reuters Holdings Switzerland SA
000 Xxxxx xx Xxxxxx
0000 Xxxxxxxx-Xxxxxxxxx
Xxxxxxxxxxx
(with copies to: Reuters Limited
00 Xxxxx Xxxxxx
Xxxxxx XX0X 0XX
Xxxxxx Xxxxxxx
Attention: General Counsel)
Citicorp Strategic Technology Corp.
000 Xxxxx Xxxxxx,
00xx Xxxxx, Xxx Xxxx, XX 00000
Attention: Xxxxxxx X. Xxxxxx
GE Capital Equity Investments, Inc.
000 Xxxx Xxxxx Xxxx, Xxxxxxxx, XX 00000
Attention: General Counsel
MCI WorldCom Venture Fund, Inc.
0000 Xxxxxxxxxxxx Xxxxxx X.X.
0xx Xxxxx
Xxxxxxxxxx X.X. 00000
9.
Mintz Xxxxx Investments LLC
Xxx Xxxxxxxxx Xxxxxx
Xxxxxx, XX 00000
Attention: Xxxxxx X. Xxxxxxxxx, Esq.
Xxxxxx X. Xxxxxxxxx
00 Xxxxxxxx Xxxxxx
Xxxxxxxxxx, XX 00000
Xxxxxxx Xxxxx & Xxxxxxxx XxxXxxxxx
00 Xxxxxxxxx Xxxxxx
Xxxxxx, XX 00000
Atlas Venture Fund II, L.P.
000 Xxxxxxxx Xxxxxx
Xxxxxx, XX 00000
Attention: Axel Xxxxxxx
Xxxxxxx River Partnership VII
0000 Xxxxxx Xxxxxx
Xxxxx 0000
Xxxxxxx, XX 00000
Attention: Xxxxxxx Xxxxxx
Digital Bandwidth LLC
Xxx Xxxxx Xxxxxxxx Xxxxx
Xxxxx 0000
Xxxxxxx, XX
Attention: Xxxxx X. Xxxxxxxx
Bank of America Ventures
000 Xxxxx Xxxx, Xxxxx 000
Xxxxxx Xxxx, XX 00000
Attention: Xxxxxx Xxxxx
BA Venture Partners III
000 Xxxxx Xxxx, Xxxxx 000
Xxxxxx Xxxx, XX 00000
Attention: Xxxxxx Xxxxx
Intel Corporation
0000 X.X. Xxxx Xxxxx Xxxxxxx
Xxxxxxxxx, XX 00000
Attention: Xxx Xxxxxxxx
SAP America, Inc.
10.
0000 XxxxXxxxxxx Xxxx
Xxxxxx Xxxxxx, XX 00000
Attention: Xxxx Xxxxxx
QuestMark Partners, L.P.
Xxx Xxxxx Xxxxxx, Xxxxx 000
Xxxxxxxxx, Xxxxxxxx 00000
Attention: Xxx Xxxxxxxx
Xxxxx Capital Partners
000 00/xx/ Xxxxxx, X.X.
Xxxxxxxxxx, XX 00000-0000
Attention: Xxxxxx Xxxxxxxxxxx
Intel 64 Fund Operations, Inc.
0000 Xxxxxxx Xxxxxxx Xxxx.
Xxxxx Xxxxx, XX 00000
Attn: Portfolio Manager - M/S: RN6-46
With a copy to:
Intel Corporation
0000 Xxxxxxx Xxxxxxx Xxxx.
Xxxxx Xxxxx, XX 00000
Attention: General Counsel
Xxxxxx X. Xxxx
000 Xxxxxxxxxx Xxxxxx
Xxx Xxxxx, XX 00000
Xxxxxx X. XxXxxxxxx
00 Xxxxxxx Xxxx
Xxxxxxxx, XX 00000
Xxxxx X. XxXxxxxxx
00 Xxxxxxx Xxxx
Xxxxxxxx, XX 00000
Xxxx Xxxxxxxx
0000 Xxxxxx Xxxxxx
Xxxxxxx, XX 00000-0000
Xxxxx Mor
00 Xxxxx Xxxx
Xxxxxx, XX 00000
Hedva Mor
Rechov Hatziporen
6-Aleph
11.
Bet Xxxxxxx, XXXXXX 00000
Xxxxxxx Mor
Rechov Hatziporen
6-Aleph
Bet Xxxxxxx, XXXXXX 00000
Xxxx Xxx Xxxxx
00 Xxxxxxxx Xxxxxxxx, Xxx. #0
Xxxxxxxxx, XX 00000
Xxxx Xxxxx
00 Xxxxxxxxx #000
Xxxx xx Xxxxx Xxxxx, XX
X0X 0X0
Xxxxxx
Xxxx Xxxxxxx
00 Xxxxx Xxxxxx
Xxxxxxxx, XX 00000
Xxxxx Xxxxxxx
000 Xxxx Xxxxxx
Xxxxxxxxxx, XX 00000
Xxxxxxx X. X'Xxxxxxx
00 Xxxxx Xxxxxx
Xxxxxxxxxx, XX 00000
Xxxxxx X. X'Xxxxxxx
00 Xxxxx Xxxxxx
Xxxxxxxxxx, XX 00000
Xxxxxxx Xxxxxxxxx
00 Xxxxxxx Xxxx
Xxxxxxxxx, XX 00000
Xxxxxxx Xxxxx
00 Xxxxxxx Xxxx
Xxxxxxx, XX 00000
Xxxx X. Xxxxx
00 Xxxxxxx Xxxx
Xxxxxxx, XX 00000
Lighthouse Capital Partners, L.P.
000 Xxxxx'x Xxxxxxx, Xxxxx 000
Xxxxxxxxx, XX 00000-0000
12.
Xxxx Xxxxxxxxx
000 Xxxxxx Xxxx
Xxxxxxxxxxx, XX 00000
Xxxxxxx Xxxxx
0000 Xxxxxxxx Xxxxxx
Xxxxxxxx, XX 00000
Xxx Xxxxxx
00 Xxxxxxxxx Xxxx
Xxxxxx, XX 00000
Xxxxx Xxxxxx
Xxx Xxxxxx Xxxx
Xxxxxx, XX
Xxxxxxx Xxxxxxx
000 Xxxxxxxx Xxxx
Xxxxxxxx, XX 00000
Xxxxx Xxxxxx
Xxx Xxxxxx Xxxx
Xxxxxx, XX
Xxxxxx Xxxxxxx
000 Xxxxxxxx Xxxx
Xxxxxxxx, XX 00000
Xxxxx X. Xxxxxxx
00 XxXxxxxxx Xxxx
Xxxxxx, XX 00000
Xxx Capital Holdings, LLC
Xxx Xxxxxxxxxxxxx Xxxxx
Xxxxxx, XX 00000
Attn: Xxxxxxxx Xxx
Citizens Capital Incorporated
00 Xxxxx Xxxxxx, 00xx Xxxxx
Xxxxxx, XX 00000
Attn: Xxxxxx Xxxxxx
Xxxxxx Xxxxxx
00 Xxxxxxx Xxxx Xxxx
Xxxxxxx, XX 00000
Intervoice-Brite, Inc.
13.
00000 Xxxxxxxxx Xxxxxxx
Xxxxxx, XX 00000
14.
