SHARES/
TRADE AFFILIATED PRINCIPAL PURCHASE PAR UNDERWRITING
FUND NAME SECURITY DESCRIPTION DATE UNDERWRITER EXECUTING BROKER PRICE AMOUNT CONCESSION
-------------------------- ------------------------ -------- ---------------------- ----------------- -------- ------- ------------
Equity Value Portfolio CF Industries 04/15/10 Xxxxx Fargo
Securities, LLC Xxxxxx Xxxxxxx $ 89.00 6,500 2.10%
Small Company Growth Fund Oasis Petroleum Inc. 06/16/10 Xxxxx Fargo
Securities, LLC UBS $ 14.00 41,340 6.00%
Emerging Growth Portfolio Oasis Pertroleum 06/16/10 Xxxxx Fargo Securities UBS $ 14.00 7,500 6.00%
Emerging Growth Portfolio Ulta Salon Cosmetics & 06/11/10 Xxxxx Fargo Securities Xxxxxxx Xxxxx $ 22.25 4,300 4.00%
Fragrance
International Growth
Portfolio AIA Group Ltd. 10/22/10 Xxxxx Fargo Securities Xxxxxx Xxxxxxx $ 2.54 285,600 1.01%
Xxxxxxx Xxxxx &
Small Company Growth NetSpend Holdings, Inc. 10/20/10 Xxxxx Fargo Securities Suntrust Xxxxxxxx $ 11.00 152,280 6.50%
Small Company Growth SeaCube Container 10/27/10 Xxxxx Fargo Securities X. X. Xxxxxx $ 10.00 103,310 7.00%
Small Company Growth Xxxx Xxxxxxx Inc. 10/20/10 Xxxxx Fargo Xxxxxx X. Xxxxx $ 16.00 24,560 7.00%
Securities, LLC & Co.
Small Company Growth Fund Costamare Inc. 11/03/10 Xxxxx Fargo
Securities, LLC Xxxxxx Xxxxxxx $ 12.00 104,300 6.75%
Emerging Growth Portfolio Netspend Holdings Inc
(NTSP) 10/19/10 Xxxxx Fargo Securities Goldman $ 11.00 87,450 6.50%
Small Company Growth Fund Fleetcor 12/14/10 Xxxxx Fargo
Securities, LLC XX Xxxxxx $ 23.00 61,800 6.25%
Small Company Growth Fund TRNX - Tornier 02/01/11 Xxxxx Fargo
Securities, LLC Xxxxxxx Xxxxx $ 19.00 131,270 6.50%
Small Company Growth Fund SSNC - SS&C Technologies 02/03/11 Xxxxx Fargo
Securities, LLC XX Xxxxxx $ 17.60 62,440 4.00%
Emerging Growth Porfolio RealPage Inc (RP) 12/06/10 Xxxxx Fargo Securities Barclays $25.750 113,995 4.25%
Emerging Growth Portfolio HeartWare International
Inc (HTWR) 12/10/10 Xxxxx Fargo Securities XX Xxxxxx $81.310 16,099 4.25%
Emerging Growth Porfolio FleetCor Technolgies Inc
(FLT) 12/14/10 Xxxxx Fargo Securities XX Xxxxxx $23.000 99,199 6.25%
Diversified Large Company
Growth Portfolio Xxxxxx Xxxxxx Inc (KMI) 2/11/111 Xxxxx Fargo Securities Barclays $30.000 24,180 3.00%
Emerging Growth Fund Bravo Brio Restaurant
Group (BBRG) 03/29/11 Xxxxx Fargo Securities Xxxxxxxx $16.250 121,128 5.23%
Diversified Large Company
Growth Portfolio MetLife Inc (MET) 03/03/11 Xxxxx Fargo Securities Goldman $43.250 779,149 0.50%
