To Transfer Agency and Service Agreement Between DST Asset Manager Solutions, Inc. And American Beacon Funds
Exhibit 99.(h)(1)(U)
AMENDMENT
To
Transfer Agency and Service Agreement
Between
DST Asset Manager Solutions, Inc.
And
This Amendment is made as of this 27th day of September 2021, by DST Asset Manager Solutions, Inc. (the “Transfer Agent”) and American Beacon Funds on behalf of its series listed in Schedule A, severely and not jointly (each a “Fund”, collectively the “Funds”). In accordance with Section 15 (Additional Funds/Portfolios) of the Transfer Agency and Service Agreement between American Beacon Funds and the Transfer Agent dated January 1, 1998, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
NOW THEREFORE, the parties agree as follows:
1. | Schedule A. Any current Schedule A to the Agreement is hereby added to, replaced and/or superseded with the Schedule A attached hereto dated September 27, 2021; and |
2. | All defined terms and definitions in the Agreement shall be the same in this Amendment (the “September 27, 2021 Amendment”) except as specifically revised by this Amendment; and |
3. | Except as specifically set forth in this September 27, 2021 Amendment, all other terms and conditions of the Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this September 27, 2021 Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the day and year first above written.
AMERICAN BEACON FUNDS | DST ASSET MANAGER SOLUTIONS, INC. | |||
on behalf of its series listed in Schedule A, severely and not jointly |
||||
By: | /s/ Xxxxx XxXxxxxx | By: | /s/ Xxxx Xxxxxx | |
Name: | Xxxxx XxXxxxxx | Name: | Xxxx Xxxxxx | |
Title: | Vice President | Title: | Authorized Representative | |
As an Authorized Officer on behalf of each of the Funds indicated on Schedule A |
1 |
SCHEDULE A
Effective: September 27, 2021
R5 CLASS (Formerly INSTITUTIONAL CLASS) |
AHL Managed Futures Strategy Fund - R5 Class |
AHL TargetRisk Fund - R5 Class |
ARK Transformational Innovation Fund - R5 Class |
Xxxx & Xxxxxx Small Cap Growth Fund - R5 Class |
Balanced Fund - R5 Class |
Bridgeway Large Cap Growth Fund - R5 Class |
Bridgeway Large Cap Value Fund - R5 Class |
Continuous Capital Emerging Markets Fund - R5 Class |
Frontier Markets Income Fund - R5 Class |
Xxxxxx Xxxxxxxx Quality Bond Fund - R5 Class |
International Equity Fund - R5 Class |
Large Cap Value Fund - R5 Class |
Mid-Cap Value Fund - R5 Class |
Xxxxxxx Equity Opportunities Fund - R5 Class |
Xxxxxxx XXXX Cap Equity Fund - R5 Class |
SiM High Yield Opportunities Fund - R5 Class |
Small Cap Value Fund - R5 Class |
Sound Point Floating Rate Income Fund - R5 Class |
SSI Alternative Income Fund - R5 Class |
Xxxxxxxx Mid-Cap Growth Fund - R5 Class |
Xxxxxxxx Small Cap Growth Fund - R5 Class |
The London Company Income Equity Fund - R5 Class |
Tocqueville International Value Fund - R5 Class |
TwentyFour Strategic Income Fund - R5 Class |
Zebra Small Cap Equity Fund - R5 Class |
2 |
SCHEDULE A
Effective: September 27, 2021
R6 CLASS |
AHL TargetRisk Core Fund - R6 Class |
ARK Transformational Innovation Fund - R6 Class |
Bridgeway Large Cap Growth Fund- R6 Class |
Bridgeway Large Cap Value Fund - R6 Class |
Xxxxxx Xxxxxxxx Quality Bond Fund - R6 Class |
International Equity Fund - R6 Class |
Large Cap Value Fund - R6 Class |
Mid-Cap Value Fund - R6 Class |
NIS Core Plus Bond Fund - R6 Class |
Xxxxxxx XXXX Cap Equity Fund - R6 Class* |
Small Cap Value Fund - R6 Class |
Xxxxxxxx Mid-Cap Growth Fund - R6 Class |
Xxxxxxxx Small Cap Growth Fund - R6 Class |
The London Company Income Equity Fund - R6 Class |
TwentyFour Sustainable Short Term Bond Fund - R6 Class |
3 |
SCHEDULE A
Effective: September 27, 2021
INVESTOR CLASS |
AHL Managed Futures Strategy Fund - Investor Class |
AHL TargetRisk Fund - Investor Class |
ARK Transformational Innovation Fund - Investor Class |
Xxxx & Xxxxxx Small Cap Growth Fund - Investor Class |
Balanced Fund - Investor Class |
Bridgeway Large Cap Growth Fund - Investor Class |
Bridgeway Large Cap Value Fund - Investor Class |
Continuous Capital Emerging Markets Fund - Investor Class |
Frontier Markets Income Fund - Investor Class |
Xxxxxx Xxxxxxxx Quality Bond Fund - Investor Class |
International Equity Fund - Investor Class |
Large Cap Value Fund - Investor Class |
Mid-Cap Value Fund - Investor Class |
Xxxxxxx Equity Opportunities Fund - Investor Class |
Xxxxxxx XXXX Cap Equity Fund - Investor Class |
SiM High Yield Opportunities Fund - Investor Class |
Small Cap Value Fund - Investor Class |
Sound Point Floating Rate Income Fund - Investor Class |
SSI Alternative Income Fund - Investor Class |
Xxxxxxxx Mid-Cap Growth Fund - Investor Class |
Xxxxxxxx Small Cap Growth Fund - Investor Class |
The London Company Income Equity Fund - Investor Class |
Tocqueville International Value Fund - Investor Class |
TwentyFour Strategic Income Fund - Investor Class |
Zebra Small Cap Equity Fund - Investor Class |
ADVISOR CLASS |
Balanced Fund - Advisor Class |
International Equity Fund - Advisor Class |
Large Cap Value Fund - Advisor Class |
Mid-Cap Value Fund - Advisor Class |
Small Cap Value Fund - Advisor Class |
SP CLASS |
Sound Point Floating Rate Income Fund - SP Class |
4 |
SCHEDULE A
Effective: September 27, 2021
A CLASS |
AHL Managed Futures Strategy Fund - A Class |
AHL TargetRisk Core Fund - A Class |
AHL TargetRisk Fund - A Class |
ARK Transformational Innovation Fund - A Class |
Xxxx & Xxxxxx Small Cap Growth Fund - A Class |
Balanced Fund - A Class |
Bridgeway Large Cap Growth Fund - A Class |
Bridgeway Large Cap Value Fund - A Class |
Continuous Capital Emerging Markets Fund - A Class |
Frontier Markets Income Fund - A Class |
International Equity Fund - A Class |
Large Cap Value Fund - A Class |
Mid-Cap Value Fund - A Class |
NIS Core Plus Bond Fund - A Class |
Xxxxxxx Equity Opportunities Fund - A Class* |
Xxxxxxx XXXX Cap Equity Fund - A Class* |
SiM High Yield Opportunities Fund - A Class |
Small Cap Value Fund - A Class |
Sound Point Floating Rate Income Fund - A Class |
Xxxxxxxx Mid-Cap Growth Fund - A Class |
Xxxxxxxx Small Cap Growth Fund - A Class |
The London Company Income Equity Fund - A Class |
TwentyFour Sustainable Short Term Bond Fund - A Class |
TwentyFour Strategic Income Fund - A Class |
Zebra Small Cap Equity Fund - A Class |
5 |
SCHEDULE A
Effective: September 27, 2021
C CLASS |
AHL Managed Futures Strategy Fund - C Class |
AHL TargetRisk Core Fund - C Class |
AHL TargetRisk Fund - C Class |
ARK Transformational Innovation Fund - C Class |
Xxxx & Xxxxxx Small Cap Growth Fund - C Class |
Balanced Fund - C Class |
Bridgeway Large Cap Growth Fund - C Class |
Bridgeway Large Cap Value Fund - C Class |
Continuous Capital Emerging Markets Fund - C Class |
Frontier Markets Income Fund - C Class |
International Equity Fund - C Class |
Large Cap Value Fund - C Class |
Mid-Cap Value Fund - C Class |
NIS Core Plus Bond Fund - C Class |
Xxxxxxx Equity Opportunities Fund - C Class* |
Xxxxxxx XXXX Cap Equity Fund - C Class* |
SiM High Yield Opportunities Fund - C Class |
Small Cap Value Fund - C Class |
Sound Point Floating Rate Income Fund - C Class |
Xxxxxxxx Mid-Cap Growth Fund - C Class |
Xxxxxxxx Small Cap Growth Fund - C Class |
The London Company Income Equity Fund - C Class |
TwentyFour Strategic Income Fund - C Class |
TwentyFour Sustainable Short Term Bond Fund - C Class |
Zebra Small Cap Equity Fund - C Class |
6 |
SCHEDULE A
Effective: September 27, 2021
Y CLASS |
AHL Managed Futures Strategy Fund - Y Class |
AHL TargetRisk Core Fund - Y Class |
AHL TargetRisk Fund - Y Class |
ARK Transformational Innovation Fund - Y Class |
Xxxx & Xxxxxx Small Cap Growth Fund - Y Class |
Balanced Fund - Y Class |
Bridgeway Large Cap Growth Fund - Y Class |
Bridgeway Large Cap Value Fund - Y Class |
Continuous Capital Emerging Markets Fund - Y Class |
Frontier Markets Income Fund - Y Class |
Xxxxxx Xxxxxxxx Quality Bond Fund - Y Class |
International Equity Fund - Y Class |
Large Cap Value Fund - Y Class |
Mid-Cap Value Fund - Y Class |
NIS Core Plus Bond Fund - Y Class |
Xxxxxxx Equity Opportunities Fund - Y Class |
Xxxxxxx XXXX Cap Equity Fund - Y Class |
SiM High Yield Opportunities Fund - Y Class |
Small Cap Value Fund - Y Class |
Sound Point Floating Rate Income Fund - Y Class |
SSI Alternative Income Fund - Y Class |
Xxxxxxxx Mid-Cap Growth Fund - Y Class |
Xxxxxxxx Small Cap Growth Fund - Y Class |
The London Company Income Equity Fund - Y Class |
Tocqueville International Value Fund - Y Class |
TwentyFour Strategic Income Fund - Y Class |
TwentyFour Sustainable Short Term Bond Fund - Y Class |
Zebra Small Cap Equity Fund - Y Class |
*Effective on or about October 28, 2021.
7 |