EXHIBIT C ---------Zoltek Companies Inc • October 3rd, 2005 • Electrical industrial apparatus • New York
Company FiledOctober 3rd, 2005 Industry Jurisdiction
ii) A photocopy of a fully executed original of the Securities Purchase Agreement dated as of December 19, 2003 (as same may have been amended, the "Securities Purchase Agreement") by and among Parent and the Investors (as defined therein); and (iii)...Credit Agreement • January 13th, 2004 • Zoltek Companies Inc • Electrical industrial apparatus • Missouri
Contract Type FiledJanuary 13th, 2004 Company Industry Jurisdiction
ARTICLE I. DEFINITIONSSecurities Purchase Agreement • April 30th, 2004 • Zoltek Companies Inc • Electrical industrial apparatus • New York
Contract Type FiledApril 30th, 2004 Company Industry Jurisdiction
EXHIBIT 4.3 ----------- NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON CONVERSION OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION...Zoltek Companies Inc • April 30th, 2004 • Electrical industrial apparatus
Company FiledApril 30th, 2004 Industry
BY AND AMONGStock Purchase Agreement • November 21st, 2000 • Zoltek Companies Inc • Electrical industrial apparatus • Missouri
Contract Type FiledNovember 21st, 2000 Company Industry Jurisdiction
EXHIBIT B ---------Zoltek Companies Inc • December 18th, 2006 • Electrical industrial apparatus • New York
Company FiledDecember 18th, 2006 Industry Jurisdiction
THIS STOCK PURCHASE AGREEMENT ("Agreement") is made as of the 19th day of November, 1999, by and among Zoltek Companies, Inc., a corporation organized under the laws of the State of Missouri ("Purchaser"), and each of the holders of the issued and...Stock Purchase Agreement • November 24th, 1999 • Zoltek Companies Inc • Electrical industrial apparatus • New York
Contract Type FiledNovember 24th, 1999 Company Industry Jurisdiction
FORM OF WARRANT ---------------Zoltek Companies Inc • February 20th, 2003 • Electrical industrial apparatus • Missouri
Company FiledFebruary 20th, 2003 Industry Jurisdiction
WARRANTZoltek Companies Inc • October 19th, 2004 • Electrical industrial apparatus
Company FiledOctober 19th, 2004 Industry
EFFECTIVENESS DATE" means: (a) with respect to the initial Registration Statement required to be filed to cover the resale by the Holders of the Registrable Securities, the earlier of: (a)(i) the 90th day following the Closing Date; provided, that, if...Registration Rights Agreement • February 9th, 2005 • Zoltek Companies Inc • Electrical industrial apparatus • New York
Contract Type FiledFebruary 9th, 2005 Company Industry Jurisdiction
ARTICLE 1Registration Rights Agreement • November 24th, 1999 • Zoltek Companies Inc • Electrical industrial apparatus • New York
Contract Type FiledNovember 24th, 1999 Company Industry Jurisdiction
U.S. $71,000,000 CREDIT AGREEMENT dated as of November 19, 1999 among ZOLTEK COMPANIES, INC., ZOLTEK CORPORATION, ZOLTEK INTERMEDIATES CORPORATION, ZOLTEK PROPERTIES, INC., CAPE COMPOSITES, INC., AND ENGINEERING TECHNOLOGY CORPORATION, as the...Credit Agreement • November 24th, 1999 • Zoltek Companies Inc • Electrical industrial apparatus
Contract Type FiledNovember 24th, 1999 Company Industry
Exhibit 10.1 FIRST AMENDMENT TO CREDIT AGREEMENT ----------------------------------- This First Amendment to Credit Agreement (this "Amendment") is made and entered into as of the 13th day of February, 2003, by and among ZOLTEK COMPANIES, INC., a...Credit Agreement • February 20th, 2003 • Zoltek Companies Inc • Electrical industrial apparatus
Contract Type FiledFebruary 20th, 2003 Company Industry
ARTICLE I. DEFINITIONSSecurities Purchase Agreement • January 13th, 2004 • Zoltek Companies Inc • Electrical industrial apparatus • New York
Contract Type FiledJanuary 13th, 2004 Company Industry Jurisdiction
Borrowing Base - At any date of determination, an amount equal -------------- to: (i) eighty percent (80%) of the face amount of Eligible Accounts outstanding at such date; plus (ii) the Eligible Inventory Advance ---- Amount; minus (iii) the...Credit Agreement • December 28th, 2006 • Zoltek Companies Inc • Electrical industrial apparatus
Contract Type FiledDecember 28th, 2006 Company Industry
Exhibit A --------- NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON CONVERSION OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM...Zoltek Companies Inc • January 13th, 2004 • Electrical industrial apparatus
Company FiledJanuary 13th, 2004 Industry
EFFECTIVENESS DATE" means: (a) with respect to the initial Registration Statement required to be filed to cover the resale by the Holders of the Registrable Securities, the earlier of: (a)(i) the 90th day following the First Closing Date; provided,...Registration Rights Agreement • October 3rd, 2005 • Zoltek Companies Inc • Electrical industrial apparatus • New York
Contract Type FiledOctober 3rd, 2005 Company Industry Jurisdiction
amongCredit Agreement • August 14th, 2000 • Zoltek Companies Inc • Electrical industrial apparatus
Contract Type FiledAugust 14th, 2000 Company Industry
Exhibit 4.3 SECURITY AGREEMENT ------------------ SECURITY AGREEMENT (as amended, supplemented or otherwise modified from time to time, the "AGREEMENT"), dated as of October 14, 2004, among Zoltek Vegyipari Reszvenytarsasag, a corporation formed under...Security Agreement • October 19th, 2004 • Zoltek Companies Inc • Electrical industrial apparatus
Contract Type FiledOctober 19th, 2004 Company Industry
WARRANTZoltek Companies Inc • April 30th, 2004 • Electrical industrial apparatus
Company FiledApril 30th, 2004 Industry
WAIVER AND CONSENT ------------------Waiver And • February 8th, 2006 • Zoltek Companies Inc • Electrical industrial apparatus • New York
Contract Type FiledFebruary 8th, 2006 Company Industry Jurisdiction
EXHIBIT 10.1 CREDIT AGREEMENTCredit Agreement • August 14th, 2001 • Zoltek Companies Inc • Electrical industrial apparatus • Missouri
Contract Type FiledAugust 14th, 2001 Company Industry Jurisdiction
WITNESSETH:Credit Agreement • May 15th, 2000 • Zoltek Companies Inc • Electrical industrial apparatus
Contract Type FiledMay 15th, 2000 Company Industry
THIS SUBORDINATED CONVERTIBLE DEBENTURE PURCHASE AGREEMENT (this "Agreement") is entered into as of the 13th day of February, 2003, by and among ZOLTEK COMPANIES, INC., a Missouri corporation (the "Company"), and each of the investors listed on...Convertible Debenture Purchase Agreement • February 20th, 2003 • Zoltek Companies Inc • Electrical industrial apparatus • Missouri
Contract Type FiledFebruary 20th, 2003 Company Industry Jurisdiction
CREDIT AGREEMENT dated as of April 27, 2012 among ZOLTEK COMPANIES, INC. and JPMORGAN CHASE BANK, N.A.Credit Agreement • August 2nd, 2012 • Zoltek Companies Inc • Electrical industrial apparatus • Illinois
Contract Type FiledAugust 2nd, 2012 Company Industry JurisdictionCREDIT AGREEMENT dated as of April 27, 2012 (as it may be amended or modified from time to time, this “Agreement”), by and among ZOLTEK COMPANIES, INC., the other Loan Parties party hereto and JPMORGAN CHASE BANK, N.A.
ARTICLE I. DEFINITIONSLoan and Warrant Agreement • October 3rd, 2005 • Zoltek Companies Inc • Electrical industrial apparatus • New York
Contract Type FiledOctober 3rd, 2005 Company Industry Jurisdiction
i) any Liens existing on the date hereof and specifically disclosed in Schedule B attached hereto as inseparable ---------- part of this Agreement ("EXISTING LIENS"), provided that after the -------- ---- 10th day following the date on which the...Mortgage Agreement • October 19th, 2004 • Zoltek Companies Inc • Electrical industrial apparatus
Contract Type FiledOctober 19th, 2004 Company Industry
AGREEMENT AND PLAN OF MERGER by and among ZOLTEK COMPANIES, INC., TORAY INDUSTRIES, INC. and TZ ACQUISITION CORP. Dated September 27, 2013Agreement and Plan of Merger • September 27th, 2013 • Zoltek Companies Inc • Electrical industrial apparatus • Missouri
Contract Type FiledSeptember 27th, 2013 Company Industry JurisdictionTHIS AGREEMENT AND PLAN OF MERGER (this “Agreement”) dated as of September 27, 2013, is by and among Zoltek Companies, Inc., a Missouri corporation (the “Company”), Toray Industries, Inc., a Japanese kabushiki kaisha (“Parent”), and TZ Acquisition Corp., a Missouri corporation and a wholly-owned subsidiary of Parent (“Merger Sub”)
ZOLTEK COMPANIES, INC. (a Missouri corporation) 4,000,000 Shares of Common Stock PURCHASE AGREEMENTPurchase Agreement • August 15th, 2007 • Zoltek Companies Inc • Electrical industrial apparatus • New York
Contract Type FiledAugust 15th, 2007 Company Industry JurisdictionMERRILL LYNCH & CO. Merrill Lynch, Pierce, Fenner & Smith Incorporated as Representative of the several Underwriters 4 World Financial Center New York, New York 10080
EXHIBIT A ---------2004 Securities Purchase Agreement • October 3rd, 2005 • Zoltek Companies Inc • Electrical industrial apparatus
Contract Type FiledOctober 3rd, 2005 Company Industry
ContractSecond Trade Agreement • August 4th, 2010 • Zoltek Companies Inc • Electrical industrial apparatus
Contract Type FiledAugust 4th, 2010 Company Industry[*** Certain confidential portions of this exhibit have been filed separately with the Securities and Exchange Commission pursuant to a confidential treatment request in accordance with Rule 24b-2 of the Securities and Exchange Act of 1934, as amended. The location of each omitted portion is indicated by a series of three asterisks in brackets (“[***]”).
RECITALS --------Loan and Warrant Agreement and Registration Rights Agreement • December 18th, 2006 • Zoltek Companies Inc • Electrical industrial apparatus • New York
Contract Type FiledDecember 18th, 2006 Company Industry Jurisdiction
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • December 2nd, 2008 • Zoltek Companies Inc • Electrical industrial apparatus • Missouri
Contract Type FiledDecember 2nd, 2008 Company Industry JurisdictionTHIS EXECUTIVE EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into as of this 26th day of November, 2008 by and between Zoltek Companies, Inc. (“Company”), and Andrew W. Whipple (“Executive”). In consideration of the mutual covenants and promises herein contained, the adequacy of which is hereby acknowledged, Company and Executive hereby agree as follows.
Exhibit 4.2 FORM OF DEBENTURE ----------------- THIS DEBENTURE AND THE COMMON STOCK ISSUABLE UPON CONVERSION HEREOF HAVE NOT BEEN REGISTERED PURSUANT TO THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY BE OFFERED OR SOLD ONLY IF REGISTERED UNDER...Zoltek Companies Inc • February 20th, 2003 • Electrical industrial apparatus
Company FiledFebruary 20th, 2003 IndustryTHIS DEBENTURE AND THE COMMON STOCK ISSUABLE UPON CONVERSION HEREOF HAVE NOT BEEN REGISTERED PURSUANT TO THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY BE OFFERED OR SOLD ONLY IF REGISTERED UNDER APPLICABLE SECURITIES LAWS OR IF AN EXEMPTION THEREFROM IS AVAILABLE. THE SECURITIES ISSUABLE UPON CONVERSION HEREOF ARE TRANSFERABLE ONLY UPON THE CONDITIONS SPECIFIED IN THE DEBENTURE PURCHASE AGREEMENT REFERRED TO HEREIN.
RETENTION AND STAY BONUS AGREEMENTRetention and Stay Bonus Agreement • September 27th, 2013 • Zoltek Companies Inc • Electrical industrial apparatus • Missouri
Contract Type FiledSeptember 27th, 2013 Company Industry JurisdictionTHIS RETENTION AND STAY BONUS AGREEMENT (this “Agreement”) is made and entered into effective as of September __, 2013 (the “Effective Date”), by and between Zoltek Companies Inc., a Missouri corporation (the “Company”), and _________, an individual (“Employee”).