EXHIBIT 10.5 INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 24th day of February, 2004, by and between Nuveen Institutional Advisory Corp., a Delaware corporation and a registered investment adviser ("Manager"), and Symphony Asset...Sub-Advisory Agreement • May 10th, 2004 • Nuveen Investments Inc • Security brokers, dealers & flotation companies • Illinois
Exhibit 10.4 INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 24th day of February, 2004, by and between NUVEEN FLOATING RATE INCOME FUND, a Massachusetts business trust (the "Fund"), and NUVEEN INSTITUTIONAL ADVISORY CORP., a Delaware corporation...Agreement • May 10th, 2004 • Nuveen Investments Inc • Security brokers, dealers & flotation companies • Illinois
ARTICLE I THE STOCK PURCHASEStock Purchase Agreement • July 22nd, 1997 • Nuveen John Company • Security brokers, dealers & flotation companies • Delaware
EXHIBIT 10.19(b) SECOND AMENDMENT TO 364-DAY REVOLVING CREDIT AGREEMENT THIS SECOND AMENDMENT TO 364-DAY REVOLVING CREDIT AGREEMENT, dated as of August 8, 2002 (this "Amendment"), amends the 364-Day Revolving Credit Agreement, dated as of August 10,...Credit Agreement • August 14th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies
EXHIBIT 10.19(a) FIRST AMENDMENT TO 364-DAY REVOLVING CREDIT AGREEMENT THIS FIRST AMENDMENT TO 364-DAY REVOLVING CREDIT AGREEMENT, dated as of July 22, 2002 (this "Amendment"), amends the 364-Day Revolving Credit Agreement, dated as of August 10, 2000...Revolving Credit Agreement • August 14th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies
WITNESSETHInvestment Management Agreement • March 28th, 2003 • Nuveen Investments Inc • Security brokers, dealers & flotation companies • Illinois
AMONGCredit Agreement • November 13th, 2000 • Nuveen John Company • Security brokers, dealers & flotation companies • Illinois
EXHIBIT 10.8(c) LEASE AGREEMENT 333 WEST WACKER DRIVE CHICAGO, ILLINOIS TENANT: THE JOHN NUVEEN COMPANY, a Delaware corporation DATE: January 22, 1998 TABLE OF CONTENTSLease Agreement • March 31st, 1999 • Nuveen John Company • Security brokers, dealers & flotation companies • Illinois
EXECUTION VERSION [Published CUSIP Number: ________________] CREDIT AGREEMENT Dated as of September 30, 2005Credit Agreement • October 5th, 2005 • Nuveen Investments Inc • Investment advice • Illinois
EXHIBIT 1.1 Nuveen Investments, Inc. $250,000,000 aggregate principal amount of 5.00% Senior Notes due 2010 $300,000,000 aggregate principal amount of 5.50% Senior Notes due 2015 Underwriting AgreementNuveen Investments Inc • September 13th, 2005 • Investment advice • New York
Exhibit 10.3 INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 30th day of July 2003 by and between Nuveen Institutional Advisory Corp., a Delaware corporation and a registered investment adviser ("Manager"), and Security Capital Research &...Investment Sub-Advisory Agreement • November 13th, 2003 • Nuveen Investments Inc • Security brokers, dealers & flotation companies • Illinois
Exhibit 10.13(a) NUVEEN INVESTMENT TRUST III RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT This Agreement made this 2nd day of June, 2001 by and between Nuveen Investment Trust III, a Massachusetts business trust (the "Fund"), and Nuveen Institutional...Management Agreement • March 28th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies
This Agreement made this 2nd day of June, 2001 by and between Nuveen Investment Trust III, a Massachusetts business trust (the "Fund"), and Nuveen Institutional Advisory Corp., a Delaware corporation (the "Adviser");
BETWEENManagement Agreement • March 28th, 2003 • Nuveen Investments Inc • Security brokers, dealers & flotation companies
Management Agreement Between Nuveen Investment Trust and Nuveen Institutional Advisory Corp.Nuveen John Company • March 31st, 1997 • Security brokers, dealers & flotation companies
364-DAYCredit Agreement • November 13th, 2003 • Nuveen Investments Inc • Security brokers, dealers & flotation companies • Illinois
EXHIBIT 10.18(a) FIRST AMENDMENT TO THREE YEAR REVOLVING CREDIT AGREEMENT THIS FIRST AMENDMENT TO THREE YEAR REVOLVING CREDIT AGREEMENT, dated as of July 22, 2002 (this "Amendment"), amends the Three Year Revolving Credit Agreement, dated as of August...Credit Agreement • August 14th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies
EXHIBIT 1 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Schedule 13G to which this Agreement is attached. Dated: February 13, 2002 ARTISAN INVESTMENT CORPORATION for itself and as general partner of ARTISAN PARTNERS...Joint Filing Agreement • February 13th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies
EXHIBIT 10.1 EMPLOYMENT AGREEMENT AGREEMENT by and among The John Nuveen Company, a Delaware corporation (the "Company"), and Timothy R. Schwertfeger (the "Executive") dated as of the 1st day of November, 2002. The Company has determined that because...Employment Agreement • November 14th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies • Delaware
Exhibit 10.1 INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 20th day of November, 2003, by and between NUVEEN TAX-ADVANTAGED TOTAL RETURN STRATEGY FUND, a Massachusetts business trust (the "Fund"), and NUVEEN INSTITUTIONAL ADVISORY CORP., a...Agreement • May 10th, 2004 • Nuveen Investments Inc • Security brokers, dealers & flotation companies • Illinois
WITNESSETH ----------Agreement • November 14th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies • Illinois
SECTION OF TRUST SECTION(S) INDENTURE OF ACT OF 1939 INDENTURENuveen Investments Inc • March 18th, 2005 • Investment advice • New York
3,471,010 SHARES NUVEEN INVESTMENTS, INC. CLASS A COMMON STOCK (PAR VALUE $0.01 PER SHARE) UNDERWRITING AGREEMENT August 4, 2005Nuveen Investments Inc • August 8th, 2005 • Investment advice • New York
EXHIBIT 10.2 FIRST AMENDMENT TO 3-YEAR REVOLVING CREDIT AGREEMENT AND WAIVER THIS FIRST AMENDMENT TO 3-YEAR CREDIT AGREEMENT AND WAIVER, dated as of April 4, 2005 (this "Amendment"), amends the 3-Year Credit Agreement, dated as of August 7, 2003 (the...Credit Agreement • April 7th, 2005 • Nuveen Investments Inc • Investment advice
TRADEMARK LICENSE AGREEMENTTrademark License Agreement • March 31st, 1999 • Nuveen John Company • Security brokers, dealers & flotation companies • Delaware
NUVEEN INVESTMENT TRUSTInvestment Management Agreement • March 28th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies
This Agreement made this 2nd day of June, 2001 by and between Nuveen Investment Trust, a Massachusetts business trust (the "Fund"), and Nuveen Institutional Advisory Corp., a Delaware corporation (the "Adviser");
SUPPLEMENT TO INDENTURE, DATED AS OF SEPTEMBER 12, 2005 BETWEEN NUVEEN INVESTMENTS, INC. AS ISSUER AND THE BANK OF NEW YORK TRUST COMPANY, N.A. AS TRUSTEESupplemental Indenture • September 13th, 2005 • Nuveen Investments Inc • Investment advice • New York
EXHIBIT 10.11(d) NUVEEN INVESTMENT TRUSTNuveen John Company • March 28th, 2002 • Security brokers, dealers & flotation companies
WHEREAS, Nuveen Institutional Advisory Corp., a Delaware corporation (the "Manager ") and Institutional Capital Corporation, a Delaware corporation (the "Sub-Adviser") have entered into a Sub-Advisory Agreement dated as of May 16, 1996, as amended (the "Agreement"), pursuant to which the Sub-Adviser furnishes investment advisory services to the various series of Nuveen Investment Trust; and
EXHIBIT 10.10 INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 10th day of March, 1992, by and between NUVEEN SELECT TAX-FREE INCOME PORTFOLIO, a Massachusetts business trust (the "Fund"), and NUVEEN INSTITUTIONAL ADVISORY CORP., a Delaware...Investment Management Agreement • March 28th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies
EXHIBIT 10.11(b) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made this 16th day of May, 1998, by and between Nuveen Institutional Advisory Corp., a Delaware corporation and registered investment adviser ("Manager"), and Institutional Capital...Sub-Advisory Agreement • March 28th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies • Illinois
EXHIBIT 10.4 ADDENDUM NO. 1 TO THE REVOLVING LOAN AGREEMENT THIS ADDENDUM NO. 1 TO THE REVOLVING LOAN AGREEMENT ("ADDENDUM NO. 1") is made as of the 15th day of July, 2003 by and between THE ST. PAUL COMPANIES, INC., a Minnesota corporation, (the...Revolving Loan Agreement • August 13th, 2003 • Nuveen Investments Inc • Security brokers, dealers & flotation companies
ARTICLE I. EMPLOYMENTEmployment Agreement • March 31st, 1999 • Nuveen John Company • Security brokers, dealers & flotation companies • Delaware
EXHIBIT 10.4(a) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 1st day of August, 2002 by and between Nuveen Institutional Advisory Corp., a Delaware corporation and a registered investment adviser ("Manager"), and Spectrum Asset...Sub-Advisory Agreement • November 14th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies • Illinois
ARTICLE II REPRESENTATIONS AND WARRANTIES OF THE OLD MUTUAL PARTIES ABOUT THE COMPANYStock Purchase Agreement • August 14th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies • New York
BACKGROUNDRepurchase Agreement • April 1st, 2005 • Nuveen Investments Inc • Investment advice • New York
ARTICLE II REPRESENTATIONS AND WARRANTIES OF THE SYMPHONY PARTIESAcquisition Agreement • June 20th, 2001 • Nuveen John Company • Security brokers, dealers & flotation companies • New York
