I. NAMES OF MERGING AND SURVIVING CORPORATIONSAgreement and Plan of Merger • August 13th, 1999 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents • Georgia
Contract Type FiledAugust 13th, 1999 Company Industry Jurisdiction
Exhibit 1.1 LITCHFIELD CAPITAL TRUST I 10% Series A Trust Issued Preferred Securities (liquidation amount $10 per preferred security) guaranteed by LITCHFIELD FINANCIAL CORPORATION ------------------------------------------------ UNDERWRITING AGREEMENTUnderwriting Agreement • August 13th, 1999 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents
Contract Type FiledAugust 13th, 1999 Company Industry
TRUSTEE INDENTURE Dated as of November __, 1997 ____ % NOTESIndenture • October 22nd, 1997 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents • Massachusetts
Contract Type FiledOctober 22nd, 1997 Company Industry Jurisdiction
ANDLitchfield Financial Corp /Ma • August 13th, 1999 • Mortgage bankers & loan correspondents • New York
Company FiledAugust 13th, 1999 Industry Jurisdiction
AND THE BANK OF NEW YORK, TRUSTEE INDENTURELitchfield Financial Corp /Ma • July 15th, 1998 • Mortgage bankers & loan correspondents • New York
Company FiledJuly 15th, 1998 Industry Jurisdiction
1 LITCHFIELD FINANCIAL CORPORATION 9.25% SERIES B NOTES DUE 2003 UNDERWRITING AGREEMENTUnderwriting Agreement • November 23rd, 1998 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents • Massachusetts
Contract Type FiledNovember 23rd, 1998 Company Industry Jurisdiction
Exhibit 10.154 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT is made as of March 6, 1997, by and among GREEN TREE FINANCIAL SERVICING CORPORATION ("Lender"), a Delaware corporation with an office at 100 North Point Center East, Suite...Loan and Security Agreement • August 13th, 1997 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents • New York
Contract Type FiledAugust 13th, 1997 Company Industry Jurisdiction
AMENDMENT NO. 5 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • November 15th, 1999 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents
Contract Type FiledNovember 15th, 1999 Company Industry
1 EXHIBIT 1.1 LITCHFIELD FINANCIAL CORPORATION % NOTES DUE 2002 --- UNDERWRITING AGREEMENTLitchfield Financial Corp /Ma • October 22nd, 1997 • Mortgage bankers & loan correspondents • Ohio
Company FiledOctober 22nd, 1997 Industry Jurisdiction
AND THE BANK OF NEW YORK, TRUSTEELitchfield Financial Corp /Ma • December 1st, 1998 • Mortgage bankers & loan correspondents • New York
Company FiledDecember 1st, 1998 Industry Jurisdiction
EXHIBIT 1.1 LITCHFIELD FINANCIAL CORPORATION _____% NOTES DUE _____ UNDERWRITING AGREEMENTLitchfield Financial Corp /Ma • July 15th, 1998 • Mortgage bankers & loan correspondents • Ohio
Company FiledJuly 15th, 1998 Industry Jurisdiction
AND THE BANK OF NEW YORK, TRUSTEESupplemental Indenture • October 21st, 1998 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents • New York
Contract Type FiledOctober 21st, 1998 Company Industry Jurisdiction
Exhibit 10.157 ASSET PURCHASE AGREEMENT Dated as of March 21, 1997Asset Purchase Agreement • October 31st, 1997 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents • New York
Contract Type FiledOctober 31st, 1997 Company Industry Jurisdiction
Exhibit10.193 AMENDMENT NO. 1 TO INDENTURE OF TRUST (this "Amendment"), dated as of March 1, 1999, by and between LITCHFIELD HYPOTHECATION CORP. 1997-B, a corporation organized under the laws of the State of Delaware (the "Issuer"), and THE CHASE...Indenture of Trust • August 13th, 1999 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents • New York
Contract Type FiledAugust 13th, 1999 Company Industry Jurisdiction
AGREEMENTCollateral Agent Agreement • August 13th, 1999 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents • Massachusetts
Contract Type FiledAugust 13th, 1999 Company Industry Jurisdiction
ANDLitchfield Financial Corp /Ma • August 13th, 1999 • Mortgage bankers & loan correspondents • New York
Company FiledAugust 13th, 1999 Industry Jurisdiction
Exhibit 10.202 RECEIVABLES PURCHASE AGREEMENT THIS RECEIVABLES PURCHASE AGREEMENT (this "Agreement") is entered into as of June 30, 1999, by and between LITCHFIELD FINANCIAL CORPORATION, a Massachusetts corporation with its chief executive office at...Receivables Purchase Agreement • August 13th, 1999 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents • Massachusetts
Contract Type FiledAugust 13th, 1999 Company Industry Jurisdiction
Exhibit 10.201 LIMITED GUARANTEE LIMITED GUARANTEE dated as of June 1, 1999 by LITCHFIELD FINANCIAL CORPORATION, a Massachusetts corporation (the "Guarantor"), in favor of BankBoston, N.A., a national banking association with an address at 15...Limited Guarantee • August 13th, 1999 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents • New York
Contract Type FiledAugust 13th, 1999 Company Industry Jurisdiction
October 22, 1997 Litchfield Financial Corporation 789 Main Road Stamford, Vermont 05352 Ladies and Gentlemen: In connection with the registration under the Securities Act of 1933, as amended, of an aggregate of $51,750,000 in principal amount of __%...Litchfield Financial Corp /Ma • October 22nd, 1997 • Mortgage bankers & loan correspondents
Company FiledOctober 22nd, 1997 Industry
Exhibit 10.198 LITCHFIELD HYPOTHECATION CORP. 1997-B NOTE PURCHASE AGREEMENTNote Purchase Agreement • August 13th, 1999 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents • New York
Contract Type FiledAugust 13th, 1999 Company Industry Jurisdiction
May 21, 1998 Litchfield Financial Corporation 430 Main Street Williamstown, Massachusetts 01267 Ladies and Gentlemen: In connection with the registration under the Securities Act of 1933, as amended, of up to 1,322,500 shares (the "Shares") of Common...Litchfield Financial Corp /Ma • May 21st, 1998 • Mortgage bankers & loan correspondents
Company FiledMay 21st, 1998 Industry
Exhibit10.197 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (the "Agreement") dated as of May 28, 1999 by and between Litchfield Financial Corporation, a Massachusetts corporation having its chief executive offices at 430 Main Street,...Loan and Security Agreement • August 13th, 1999 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents
Contract Type FiledAugust 13th, 1999 Company Industry
June 28, 1999200 Note Purchase Agreement • August 13th, 1999 • Litchfield Financial Corp /Ma • Mortgage bankers & loan correspondents • New York
Contract Type FiledAugust 13th, 1999 Company Industry Jurisdiction