ExhibitsSub-Advisory Agreement • October 30th, 2003 • Ing Prime Rate Trust • Arizona
CUSTODY AGREEMENT THIS AGREEMENT dated as of the ____ day of July, 1996, is made by and between INVESTORS FIDUCIARY TRUST COMPANY, a trust company chartered under the laws of the state of Missouri, having its trust office located at 127 West 10th...Custody Agreement • June 23rd, 1997 • Pilgrim America Prime Rate Trust • Missouri
INVESTMENT MANAGEMENT AGREEMENT THIS INVESTMENT MANAGEMENT AGREEMENT made as of the 29 day of October, 1999, by and between PILGRIM PRIME RATE TRUST, a Massachusetts Business Trust (hereinafter called the "Trust"), and PILGRIM INVESTMENTS, INC., a...Investment Management Agreement • May 9th, 2000 • Pilgrim Prime Rate Trust
Exhibit 99.(k)(iv) SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of September 2, 1998Credit Agreement • June 28th, 2004 • Ing Prime Rate Trust • New York
PILGRIM AMERICA PRIME RATE TRUST 10,000,000 Shares of Beneficial Interest without par value SALES AGENCY AGREEMENTPilgrim America Prime Rate Trust • May 15th, 1998 • New York
WITNESSETH:Agency Agreement • June 28th, 2004 • Ing Prime Rate Trust • Missouri
ING PRIME RATE TRUST, as BorrowerCredit and Security Agreement • June 28th, 2004 • Ing Prime Rate Trust • New York
1998 Pilgrim Securities, Inc. 40 North Central Avenue, Suite 1200 Phoenix, Arizona 85004 Re: DISTRIBUTION AGREEMENT Gentlemen: Pilgrim Prime Rate Trust is a Massachusetts business trust operating as a closed-end management investment company...Pilgrim America Prime Rate Trust • December 2nd, 1998 • Arizona
SECOND AMENDED AND RESTATED CREDIT AGREEMENT DATED AS OF SEPTEMBER 2, 1998Credit Agreement • December 2nd, 1998 • Pilgrim America Prime Rate Trust • New York
2 4 the Rules and Regulations), the term "Prospectus" shall refer to each such revised prospectus from and after the time it is first provided to the Dealer Managers for such use. The Prospectus and letters to beneficial owners of the Common Shares,...Pilgrim America Prime Rate Trust • October 18th, 1996 • New York
Exhibit 99.(k)(vi)(1) BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of November 16, 2000, is between Bankers Trust Company, a New York banking corporation (the "Auction Agent") (not in its individual capacity, but solely as agent of...Broker-Dealer Agreement • June 28th, 2004 • Ing Prime Rate Trust • New York
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • April 30th, 2002 • Ing Prime Rate Trust
This is an amendment dated November 2, 2001 to the Administration Agreement ("Agreement") between Pilgrim Prime Rate Trust ("Trust") and ING Pilgrim Group, LLC, which was made the 20th day of October 1992, and amended and restated as of February 17, 1995, April 7, 1995, May 2, 1996, April, 7, 1997, February 2, 1999, and April 27, 2000.
Auction Rate Cumulative Preferred Shares PILGRIM PRIME RATE TRUST _________ Shares, Series M _________ Shares, Series T _________ Shares, Series W _________ Shares, Series Th _________ Shares, Series F Liquidation Preference $25,000 Per Share FORM OF...Pilgrim Prime Rate Trust • October 23rd, 2000 • New York
ING PRIME RATE TRUSTSub-Advisory Agreement • June 28th, 2004 • Ing Prime Rate Trust
ING PRIME RATE TRUSTInvestment Management Agreement • June 30th, 2005 • Ing Prime Rate Trust
SUB-ADVISORY AGREEMENT Voya PRIME RATE TRUSTSub-Advisory Agreement • April 29th, 2015 • Voya PRIME RATE TRUST • New York
AGREEMENT, effective as of November 18, 2014, between Voya Investments, LLC, an Arizona limited liability company (the “Manager”), and Voya Investment Management Co. LLC, a Delaware limited liability company (the “Sub-Adviser”).
Exhibit 99.(h)(ii)(1) Auction Rate Cumulative Preferred Shares PILGRIM PRIME RATE TRUST 3,600 Shares, Series M 3,600 Shares, Series W 3,600 Shares, Series F Liquidation Preference $25,000 Per Share UNDERWRITING AGREEMENTIng Prime Rate Trust • June 28th, 2004
Exhibit 99.(k)(v) AUCTION AGENCY AGREEMENT This Auction Agency Agreement (this "Agreement"), dated as of November 16, 2000, is between Pilgrim Prime Rate Trust (the "Trust") and Bankers Trust Company, a New York banking corporation. The Trust proposes...Auction Agency Agreement • June 28th, 2004 • Ing Prime Rate Trust • New York
LOGO] EXHIBIT(J)(VI)(1) April 28, 2006 Nick Horvath DST Systems, Inc. 333 West 11th. St., 5th Floor Kansas City, Missouri 64105 Dear Mr. Horvath: Pursuant to the Agency Agreement dated November 30, 2000, as amended, between the Funds (as defined in...Ing Prime Rate Trust • June 30th, 2006
REVOLVING LOAN AGREEMENT Dated as of July 16, 1998 by and among PILGRIM AMERICA PRIME RATE TRUST, as Borrower, PILGRIM AMERICA INVESTMENTS, INC., as Servicer, EDISON ASSET SECURITIZATION, L.L.C., as a Lender,Revolving Loan Agreement • August 19th, 1998 • Pilgrim America Prime Rate Trust
WITNESSETHIng Prime Rate Trust • April 30th, 2002
PILGRIM SECURITIES, INC. RETURN TO: 40 N. CENTRAL AVE., SUITE 1200 PHOENIX, AZ 85004-4424 (602) 417-8100 OR (800) 334-3444 SELECTED DEALER AGREEMENT --------- ----------------------------------------------------------------------- Broker/Dealer We are...Selected Dealer Agreement • March 3rd, 1999 • Pilgrim America Prime Rate Trust • Arizona
PROXY AGENT FEE ALLOCATION AGREEMENTAllocation Agreement • June 28th, 2004 • Ing Prime Rate Trust
AMENDMENT NO. 2Revolving Credit and Security Agreement • June 30th, 2005 • Ing Prime Rate Trust • New York
FORM OF AMENDED AND RESTATED ADMINISTRATION AGREEMENT THIS ADMINISTRATION AGREEMENT which was made as of the 20th day of October, 1992, amended and restated as of February 17, 1995, April 7, 1995, May 2, 1996, April, 7, 1997, and February 2, 1999, and...Administration Agreement • May 9th, 2000 • Pilgrim Prime Rate Trust
PILGRIM AMERICA PRIME RATE TRUSTAdministration Agreement • June 23rd, 1997 • Pilgrim America Prime Rate Trust
THIS ADMINISTRATION AGREEMENT which was made as of the 20th day of October, 1992, amended and restated as of the 17th day of February, 1995 and as of the 7th day of April, 1995 amended as of the 2nd day of May, 1996, and further amended and restated as of the 7th day of April, 1997, by and between PILGRIM AMERICA PRIME RATE TRUST (formerly Pilgrim Prime Rate Trust), a Massachusetts Business Trust (hereinafter referred to as the "Trust"), and PILGRIM AMERICA GROUP, INC., a corporation organized and existing under the laws of Delaware (hereinafter called the "Administrator").
WITNESSETH:Custodian and Investment Accounting Agreement • June 28th, 2004 • Ing Prime Rate Trust • Massachusetts
WITNESSETH:Investment Management Agreement • October 23rd, 2000 • Pilgrim Prime Rate Trust
RECORDKEEPING AGREEMENT THIS AGREEMENT made as of this ____ day of July, 1996, by and between PILGRIM AMERICA PRIME RATE TRUST, a Massachusetts business trust, having its principal place of business at Two Renaissance Square, 40 North Central Avenue,...Recordkeeping Agreement • June 23rd, 1997 • Pilgrim America Prime Rate Trust • Missouri
INVESTMENT MANAGEMENT AGREEMENT Voya PRIME RATE TRUSTInvestment Management Agreement • April 29th, 2015 • Voya PRIME RATE TRUST • New York
AGREEMENT, effective as of November 18, 2014, between Voya Prime Rate Trust (the “Fund”), a Massachusetts business trust and Voya Investments, LLC (the “Adviser”), a limited liability company organized and existing under the laws of the State of Arizona (the “Agreement”).
EXHIBITS (e)(1) First Amendment to Investment Management Agreement effective as of September 2, 2004, between ING Prime Rate Trust and ING Investments, LLC.Ing Prime Rate Trust • October 29th, 2004
BY LAWS OFPilgrim America Prime Rate Trust • November 7th, 1997
TRANSFER AGENCY SERVICES AGREEMENTAgreement • August 13th, 2009 • Ing Prime Rate Trust
THIS AGREEMENT (“Agreement”) is dated February 25, 2009 by and between PNC GLOBAL INVESTMENT SERVICING (U.S.) INC., a Massachusetts corporation (“PNC”), and each of the registered investment companies (each, a “Fund”) on behalf of all series thereof (each, a “Portfolio”) listed on Exhibit A attached hereto and made a part hereof.
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENTVoya PRIME RATE TRUST • June 26th, 2020
As set forth in Section 1 of this Agreement, the direct provision of the following services shall be deemed to be outside the scope of this Agreement.
April 28, 2008 Nick Horvath DST Systems, Inc.Agency Agreement • June 27th, 2008 • Ing Prime Rate Trust
