May 1, 2007 Harbor Capital Advisors, Inc. One SeaGate Toledo, Ohio 43604 INVESTMENT ADVISORY AGREEMENT (HARBOR SMID VALUE FUND) Dear Sirs: Harbor Funds (the "Trust") has been organized under the laws of Delaware to engage in the business of an...Harbor Funds • April 25th, 2007 • Ohio
August 1, 2006 HCA Securities, Inc. One SeaGate Toledo, Ohio 43604 RE: DISTRIBUTION AGREEMENT (THE "AGREEMENT") Ladies and Gentlemen: Attached is an amendment to the Agreement dated April 8, 2002 between Harbor Fund (the "Fund") and you. Pursuant to...Distribution Agreement • February 28th, 2007 • Harbor Funds
2 3 INVESTMENT ADVISORY AGREEMENT HARBOR MONEY MARKET FUND JUNE 25, 1993Investment Advisory Agreement • February 27th, 1997 • Harbor Fund • Ohio
2 3 DISTRIBUTION AGREEMENT HCA SECURITIES, INC. JUNE 25, 1993Distribution Agreement • February 27th, 1997 • Harbor Fund • Ohio
FORM OF INVESTMENT ADVISORY AGREEMENT FOR SUBADVISER (HARBOR MID CAP VALUE FUND)Harbor Fund • December 14th, 2004 • Ohio
March 1, 2006Harbor Fund • February 22nd, 2006 • Ohio
May 1, 2007 Evercore Asset Management, LLC 55 East 52nd Street New York, NY 10055 INVESTMENT ADVISORY AGREEMENT FOR SUBADVISER (HARBOR SMID VALUE FUND) Dear Sirs: Harbor Capital Advisors, Inc. (the "Adviser"), a Delaware corporation, with its...Harbor Funds • April 25th, 2007 • Ohio
TRANSFER AGENCY AND SERVICE AGREEMENT FEE SCHEDULETransfer Agency and Service Agreement • December 3rd, 2001 • Harbor Fund
Fee Schedule for Services as Transfer Agent, Dividend Disbursing Agent and Shareholder Servicing Agent for the following Fund:
AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT (HARBOR BOND FUND)Investment Advisory Agreement • February 28th, 2007 • Harbor Funds
CUSTODIAN CONTRACT BETWEEN HARBOR GROWTH FUND ANDCustodian Contract • February 26th, 1998 • Harbor Fund
June 25, 1993Investment Advisory Agreement • February 27th, 1997 • Harbor Fund • Ohio
August 1, 2006 Harbor Capital Advisors, Inc. One SeaGate Toledo, Ohio 43604 INVESTMENT ADVISORY AGREEMENT (HARBOR GLOBAL VALUE FUND) Dear Sirs: Harbor Fund (the "Trust") has been organized under the laws of Delaware to engage in the business of an...Harbor Fund • May 23rd, 2006 • Ohio
June ___, 2001 Harbor Capital Advisors, Inc. One SeaGate Toledo, Ohio 43666 INVESTMENT ADVISORY AGREEMENT (HARBOR INTERNATIONAL FUND) Dear Sirs: Harbor Fund (the "Trust") has been organized under the laws of Delaware to engage in the business of an...Harbor Fund • April 20th, 2001 • Ohio
Exhibits 99(a)(1) ------------------------------------------------------------------------------- AGREEMENT AND DECLARATION OF TRUST -------------------------------------------------------------------------------Harbor Funds • February 28th, 2007 • Delaware
1 EXHIBIT 9 FIRST RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of the 25th day of June, 1993, by and between HARBOR FUND, a Delaware business trust, having its principal office and place of business at One SeaGate, Toledo, Ohio...Agency and Service Agreement • February 27th, 1997 • Harbor Fund • Ohio
August 4, 1995 DePrince, Race & Zollo, Inc. 201 S. Orange Avenue, Suite 850 Orlando, Florida 32801 INVESTMENT ADVISORY AGREEMENT FOR SUBADVISER (HARBOR VALUE FUND) ________________________________________________________ Dear Sirs: Harbor Capital...Harbor Fund • December 29th, 1995 • Ohio
August 4, 1995 DePrince, Race & Zollo, Inc. 201 S. Orange Avenue, Suite 850 Orlando, Florida 32801 INVESTMENT ADVISORY AGREEMENT FOR SUBADVISER (HARBOR VALUE FUND) ________________________________________________________ Dear Sirs: Harbor Capital...Harbor Fund • December 28th, 1995 • Ohio
HARBOR FUNDAgreement and Declaration of Trust • February 18th, 2005 • Harbor Fund • Delaware
2 3 INVESTMENT ADVISORY AGREEMENT HARBOR GLOBAL EQUITY FUND JUNE ___, 2001Harbor Fund • April 20th, 2001 • Ohio
April 8, 2002 HCA Securities, Inc. One SeaGate Toledo, Ohio 43666 DISTRIBUTION AGREEMENT Dear Sirs: Harbor Fund (hereinafter called the "Fund") is a business trust organized under the laws of Delaware and is engaged in the business of an investment...Distribution Agreement • June 20th, 2002 • Harbor Fund • Ohio
Investment Advisory Agreement (Harbor International Compounders Fund)Harbor Funds • February 29th, 2024 • Illinois
Harbor Funds (the “Trust”) has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series, including Harbor International Compounders Fund (the “Fund”), as established pursuant to a written instrument executed by the Trustees of the Trust. Series may be terminated, and additional series established, from time to time by action of the Trustees. The Trust, on behalf of the Fund, has selected you to act as the investment adviser of the Fund and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows:
4 5 SUMMIT INTERNATIONAL INVESTMENTS, INC. HARBOR INTERNATIONAL FUND II JUNE 1, 1996 7. DURATION AND TERMINATION OF THIS AGREEMENT. This Agreement shall remain in force until March 17, 1998 and from year to year thereafter, but only so long as such...Harbor Fund • February 27th, 1997 • Ohio
Non-Discretionary Model Portfolio Provider AgreementHarbor Funds • June 4th, 2021 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, Chicago, Illinois 60606, is the investment adviser to Harbor Funds (the “Trust”) on behalf of each series set forth in Schedule A attached hereto, severally and not jointly (each, a “Fund”). The Trust has been organized as a statutory trust under the laws of the State of Delaware to engage in the business of an investment company. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The shares of beneficial interest of the Trust (the “Shares”) are divided into multiple series, including the Fund(s), as established pursuant to resolutions adopted by the Board of Trustees of the Trust (the “Board” or the “Trustees”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected Westfield Capital Management Company L.P. (“you”, “your” or “
Amended and Restated Investment Advisory Agreement For Subadviser Harbor Mid Cap Value FundHarbor Funds • September 12th, 2019 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, 34th Floor, Chicago, Illinois 60606, is the investment adviser to Harbor Fund (the “Trust”) on behalf of Harbor Mid Cap Value Fund (the “Fund”). The Trust has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series including the Fund, as established pursuant to a written instrument executed by the Trustees of the Trust. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected you to act as a sub-investment adviser of the Fund and to provide certain other services, as more fully set forth below. You are willing to act as such a sub-investment adviser and
Amended and Restated Investment Advisory Agreement (Harbor Emerging Markets Equity Fund)Investment Advisory Agreement • December 16th, 2020 • Harbor Funds • Illinois
Harbor Funds (the “Trust”) has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series, including Harbor Emerging Markets Equity Fund (the “Fund”), as established pursuant to a written instrument executed by the Trustees of the Trust. Series may be terminated, and additional series established, from time to time by action of the Trustees. The Trust, on behalf of the Fund, has selected you to act as the investment adviser of the Fund and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows:
Investment Advisory Agreement For Subadviser (Harbor Core Plus Fund)Harbor Funds • February 23rd, 2022 • New York
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, Chicago, Illinois 60606, is the investment adviser to Harbor Funds (the “Trust”) on behalf of Harbor Core Plus Fund (the “Fund”). The Trust has been organized as a statutory trust under the laws of the State of Delaware to engage in the business of an investment company. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The shares of beneficial interest of the Trust (the “Shares”) are divided into multiple series, including the Fund, as established pursuant to resolutions adopted by the Board of Trustees of the Trust (the “Board” or the “Trustees”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected Income Research & Management (“you”, “your” or “yourself”) to act as a sub-investment adviser of the Fund and to provide cert
Investment Advisory Agreement (HARBOR COMMODITY REAL RETURN STRATEGY FUND)Harbor Funds • February 28th, 2013 • Illinois
Harbor Funds (the “Trust”) has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series, including Harbor Commodity Real Return Strategy Fund (the “Fund”), as established pursuant to a written instrument executed by the Trustees of the Trust. Series may be terminated, and additional series established, from time to time by action of the Trustees. The Trust on behalf of the Fund has selected you to act as the investment adviser of the Fund and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows:
Investment Advisory Agreement For Subadviser Harbor Real Return FundHarbor Funds • August 15th, 2013 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, 34th Floor, Chicago, Illinois 60606, is the investment adviser to Harbor Fund (the “Trust”) on behalf of the Harbor Real Return Fund (the “Fund”). The Trust has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series including the Fund, as established pursuant to a written instrument executed by the Trustees of the Trust. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected Pacific Investment Management Company LLC (“PIMCO” or “you”) to act as a sub-investment adviser of the Fund and to provide certain other services, as more fully set forth below.
Amended and Restated Investment Advisory Agreement For Subadviser Harbor Small Cap Growth FundHarbor Funds • February 23rd, 2022 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, 34th Floor, Chicago, Illinois 60606, is the investment adviser to Harbor Funds (the “Trust”) on behalf of Harbor Small Cap Growth Fund (the “Fund”). The Trust has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series including the Fund, as established pursuant to a written instrument executed by the Trustees of the Trust. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected you to act as a sub-investment adviser of the Fund and to provide certain other services, as more fully set forth below. You are willing to act as such a sub-investment adviser
1 EXHIBIT 1(a) AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • February 27th, 1997 • Harbor Fund • Delaware
Amended and Restated Investment Advisory Agreement For Subadviser Harbor Convertible Securities FundHarbor Funds • September 12th, 2019 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, 34th Floor, Chicago, Illinois 60606, is the investment adviser to Harbor Funds (the “Trust”) on behalf of Harbor Convertible Securities Fund (the “Fund”). The Trust has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series including the Fund, as established pursuant to a written instrument executed by the Trustees of the Trust. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected you to act as a sub-investment adviser of the Fund and to provide certain other services, as more fully set forth below. You are willing to act as such a sub-investment a
Investment Advisory Agreement For Subadviser (Harbor Emerging Markets Equity Fund)Harbor Funds • February 25th, 2020 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, Chicago, Illinois 60606, is the investment adviser to Harbor Funds (the “Trust”) on behalf of Harbor Emerging Markets Equity Fund (the “Fund”). The Trust has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series including the Fund, as established pursuant to a written instrument executed by the Trustees of the Trust. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected you to act as a sub-investment adviser of the Fund and to provide certain other services, as more fully set forth below. You are willing to act as such a sub-investment adviser and
November 1, 2002 Westfield Capital Management Company, Inc. One Financial Center Boston, MA 02111 FORM OF INVESTMENT ADVISORY AGREEMENT FOR SUBADVISER (HARBOR SMALL CAP GROWTH FUND, FORMERLY HARBOR GROWTH FUND) Dear Sirs: Harbor Capital Advisors, Inc....Harbor Fund • August 1st, 2002 • Ohio
Investment Advisory Agreement For Subadviser (Harbor Strategic Growth Fund)Harbor Funds • December 16th, 2016 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, Chicago, Illinois 60606, is the investment adviser to Harbor Funds (the “Trust”) on behalf of Harbor Strategic Growth Fund (the “Fund”). The Trust has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series including the Fund, as established pursuant to a written instrument executed by the Trustees of the Trust. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected you to act as a sub-investment adviser of the Fund and to provide certain other services, as more fully set forth below. You are willing to act as such a sub-investment adviser and to perf
Investment Advisory Agreement For Subadviser (Harbor Emerging Markets Equity Fund)Harbor Funds • December 16th, 2020 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, Chicago, Illinois 60606, is the investment adviser to Harbor Funds (the “Trust”) on behalf of Harbor Emerging Markets Equity Fund (the “Fund”). The Trust has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series including the Fund, as established pursuant to a written instrument executed by the Trustees of the Trust. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected you to act as a sub-investment adviser of the Fund and to provide certain other services, as more fully set forth below. You are willing to act as such a sub-investment adviser and
