Exhibit 99.D2 INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this _____ day of _______, by and among Pilgrim Baxter & Associates, Ltd. (the "Adviser"), Pilgrim Baxter Value Investors, Inc. (the "Sub-Adviser"), and PBHG Funds, a Delaware...Sub-Advisory Agreement • May 8th, 2001 • PBHG Funds Inc / • Delaware
RECITALS:Escrow Agreement • July 26th, 2002 • PBHG Funds • Pennsylvania
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • November 23rd, 1998 • PBHG Funds Inc / • Pennsylvania
AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT between PBHG FUNDS and OLD MUTUAL FUND SERVICESAdministrative Services Agreement • October 19th, 2004 • PBHG Funds
EXHIBIT 6(a)Distribution Agreement • May 20th, 1997 • PBHG Funds Inc / • Pennsylvania
PBHG FUNDSExpense Limitation Agreement • January 14th, 2005 • PBHG Funds • Pennsylvania
WITNESSETH:Custody Agreement • May 20th, 1997 • PBHG Funds Inc / • Illinois
EXHIBIT 5(a)PBHG Funds Inc / • May 20th, 1997 • Maryland
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • November 23rd, 1998 • PBHG Funds Inc / • Pennsylvania
EXHIBIT 5(d)(2)PBHG Funds Inc / • May 20th, 1997 • Maryland
AMENDMENT TO SCHEDULE A OF THE INVESTMENT ADVISORY AGREEMENT This Schedule A to the Investment Advisory Agreement dated July 11, 2001 (the "Agreement") between PBHG Funds and Liberty Ridge Capital, Inc. (formerly known as Pilgrim Baxter & Associates,...Investment Advisory Agreement • January 14th, 2005 • PBHG Funds
This Schedule A to the Investment Advisory Agreement dated July 11, 2001 (the "Agreement") between PBHG Funds and Liberty Ridge Capital, Inc. (formerly known as Pilgrim Baxter & Associates, Ltd.), is hereby amended as of the 9th day of December, 2004: (i) changes the name of the PBHG Large Cap 20 Fund to the PBHG Large Cap Growth Concentrated Fund; (ii) reduces the compensation paid on the PBHG Strategic Small Company Growth Fund from 1.00% to 0.85% and the PBHG Focused Fund from 0.85% to 0.65%; (iii) implements investment advisory fee breakpoints for all Portfolios except the Clipper Focus Fund; and (iv) sets forth pursuant to Section 5 of this Agreement, the compensation each Portfolio shall pay the Adviser. Such compensation shall be computed daily at the annual rate of the Portfolio's average daily net assets as follows and shall be paid monthly at the end of each month.
AMENDMENT NO. 1 TO THE SCHEDULE A OF THE INVESTMENT ADVISORY AGREEMENT This Schedule A to the Investment Advisory Agreement dated July 11, 2001 (the "Agreement") between PBHG Funds and Pilgrim Baxter & Associates, Ltd., amended as of the 14th day of...PBHG Funds • July 30th, 2003
This Schedule A to the Investment Advisory Agreement dated July 11, 2001 (the "Agreement") between PBHG Funds and Pilgrim Baxter & Associates, Ltd., amended as of the 14th day of July, 2003 to add the PBHG Small Cap Value Fund and the PBHG Intermediate Fixed Income Fund and sets forth pursuant to Section 5 of this Agreement, the compensation each Portfolio shall pay the Adviser. Such compensation shall be computed daily at the annual rate of the Portfolio's average daily net assets as follows and shall be paid monthly at the end of each month.
AMENDMENT TO EXHIBIT A OF THE AGENCY AGREEMENTAgency Agreement • January 11th, 2002 • PBHG Funds Inc /
This Exhibit A to the Agency Agreement (the "Agreement") dated January 1, 1998, as amended, by and between DST Systems, Inc. and the Trust, is amended as of the 29th day of October, 2001 to add the PBHG Clipper Focus Fund, PBHG Disciplined Equity Fund, PBHG IRA Capital Preservation Fund, PBHG New Perspective Fund and PBHG REIT Fund to the Agreement. The Funds of the Trust that will receive services pursuant to this Agreement are:
Exhibit 99.D1 INVESTMENT ADVISORY AGREEMENT AGREEMENT, entered into as of this 16th day of July, between Pilgrim Baxter & Associates, Ltd. (the "Adviser") and PBHG Funds (the "Fund"). WHEREAS, the Fund is a Delaware business trust, and is registered...Investment Advisory Agreement • October 29th, 2001 • PBHG Funds Inc / • Delaware
EXHIBIT 5(d)(3) THE PBHG FUNDS, INC. INVESTMENT SUB-ADVISORY AGREEMENT PBHG MID-CAP VALUE FUND AGREEMENT made as of this 1st day of April, 1997, by and among Pilgrim Baxter & Associates, Ltd. (the "Adviser"), Newbold's Asset Management, Inc. (the...PBHG Funds Inc / • May 20th, 1997 • Maryland
WITNESSETH:Shareholder Services Agreement • January 11th, 2002 • PBHG Funds Inc / • Pennsylvania
AGREEMENT AND DECLARATION OF TRUST OF PBHG FUNDSAgreement and Declaration • May 8th, 2001 • PBHG Funds Inc /
BACKGROUNDAgreement and Plan of Reorganization • November 20th, 2000 • PBHG Funds Inc / • Delaware
EXHIBIT 5(d)(4) THE PBHG FUNDS, INC. FORM OF INVESTMENT SUB-ADVISORY AGREEMENT PBHG SMALL CAP VALUE FUND AGREEMENT made as of this ___ day of April, 1997, by and among Pilgrim Baxter & Associates, Ltd. (the "Adviser"), Newbold's Asset Management, Inc....PBHG Funds Inc / • February 6th, 1997 • Maryland
EX-99(D)(9) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this ___ day of _______, 200_ by and among Pilgrim Baxter & Associates, Ltd. (the "Adviser"), [INSERT SUB-ADVISER] (the "Sub-Adviser"), and [INSERT FUND COMPANY], a Delaware statutory...Sub-Advisory Agreement • April 3rd, 2003 • PBHG Funds • Delaware
EX-99(D)(9) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this ___ day of May, 2003 by and among Pilgrim Baxter & Associates, Ltd. (the "Adviser"), Thompson, Siegel & Walmsley, Inc. (the "Sub-Adviser"), and PBHG Funds, a Delaware statutory...Sub-Advisory Agreement • June 30th, 2003 • PBHG Funds • Delaware
FIRST AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • November 23rd, 1998 • PBHG Funds Inc /
Addendum to Expense Limitation Agreement This Addendum supplements the Expense Limitation Agreement dated October 19, 2004, by and between PBHG Funds (the "Trust") and Liberty Ridge Capital, Inc. (the "Agreement"). WHEREAS, the Trust's Board of...Limitation Agreement • January 14th, 2005 • PBHG Funds
INVESTMENT ADVISORY AGREEMENT AGREEMENT, entered into as of this ____day of __________, between Pilgrim Baxter & Associates, Ltd. (the "Adviser") and PBHG Funds (the "Fund"). WHEREAS, the Fund is a Delaware business trust, and is registered under the...Investment Advisory Agreement • May 8th, 2001 • PBHG Funds Inc / • Delaware
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 1st, 2012 • FundVantage Trust • Delaware
AGREEMENT made as of , 2012, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the series of the Trust set forth on Schedule A to this Agreement (the “Fund”), and HEITMAN REAL ESTATE SECURITIES LLC, a Delaware limited liability company (herein called the “Investment Adviser”).
Exhibit 99.D2 INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 16th day of July, by and among Pilgrim Baxter & Associates, Ltd. (the "Adviser"), Pilgrim Baxter Value Investors, Inc. (the "Sub-Adviser"), and PBHG Funds, a Delaware business...Investment Sub-Advisory Agreement • October 29th, 2001 • PBHG Funds Inc / • Delaware
THE PBHG FUNDS, INC. EXPENSE LIMITATION AGREEMENT EXPENSE LIMITATION AGREEMENT, effective as of _____________, 199_, by and between Pilgrim Baxter & Associates, Ltd. (the "Adviser") and The PBHG Funds, Inc. (the "Fund"), on behalf of each portfolio of...Expense Limitation Agreement • November 23rd, 1998 • PBHG Funds Inc / • Pennsylvania
EXHIBIT 5(a)(3)PBHG Funds Inc / • February 6th, 1997 • Maryland
WITNESSETH: WHEREAS, the Fund is engaged in business as an open-end management investment company and is registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and WHEREAS, Fund Services serves as Administrator to...Shareholder Services Agreement • May 8th, 2001 • PBHG Funds Inc / • Pennsylvania
AMENDMENT NUMBER ONE TO SUB-ADMINISTRATIVE SERVICES AGREEMENTSub-Administrative Services Agreement • July 28th, 2004 • PBHG Funds
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 21st, 2010 • Old Mutual Funds II • Delaware
AGREEMENT made as of this 21st day of June, 2010 by and among Old Mutual Capital, Inc. (the “Adviser”), Dwight Asset Management Company LLC (the “Sub-Adviser”), and Old Mutual Funds II, a Delaware statutory trust (the “Trust”).
EXHIBIT 9(b)Administrative Services Agreement • May 20th, 1997 • PBHG Funds Inc / • Pennsylvania
MUTUAL FUND CUSTODY AGREEMENTMutual Fund Custody Agreement • March 11th, 2002 • PBHG Funds Inc /
AMENDMENT NO. 1 TO THE SCHEDULE A OF THE INVESTMENT ADVISORY AGREEMENT This schedule A to the Investment Advisory Agreement dated July 16, 2001 (the "Agreement") between PBHG Funds and Pilgrim Baxter & Associates, Ltd., amended as of the _____ day of...PBHG Funds • April 3rd, 2003
This schedule A to the Investment Advisory Agreement dated July 16, 2001 (the "Agreement") between PBHG Funds and Pilgrim Baxter & Associates, Ltd., amended as of the _____ day of _____ to add PBHG Small Cap Value Fund, sets forth pursuant to Section 5 of this Agreement, the compensation each Portfolio shall pay the Adviser. Such compensation shall be computed daily at the annual rate of the Portfolio's average daily net assets as follows and shall be paid monthly at the end of each month.
FIRST EAGLE HIGH YIELD FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 28th, 2011 • First Eagle Funds • New York
This Agreement, entered into as of [•], 2011 by and between FIRST EAGLE HIGH YIELD FUND (the “Fund”), a series of FIRST EAGLE FUNDS, a Delaware statutory trust (the “Trust”), and FIRST EAGLE INVESTMENT MANAGEMENT, LLC, a registered investment adviser organized under the laws of the State of Delaware (the “Adviser”),
