DISTRIBUTION AGREEMENTDistribution Agreement • December 18th, 2023 • Texas Capital Funds Trust • New York
This Distribution Agreement (this “Agreement”), dated September 29, 2023, is made by and among Texas Capital Funds Trust, a Delaware statutory trust (the “Trust”), Texas Capital Bank Wealth Management Services, Inc., doing business as Texas Capital Bank Private Wealth Advisors, a Texas corporation (the “Advisor”), and Northern Lights Distributors, LLC, a limited liability company organized under the laws of the state of Nebraska (“Distributor”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 3rd, 2023 • Texas Capital Funds Trust
THIS AGREEMENT is made as of the ____ day of April, 2023, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and TEXAS CAPITAL FUNDS TRUST, a Texas business trust having its principal office and place of business at 2000 McKinney Avenue, Suite 700, Dallas, TX 75201 (the “Trust”).
Certain information has been excluded from this exhibit because it (i) is not material and (ii) would be competitively harmful if publicly disclosed. FORM OF ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • July 3rd, 2023 • Texas Capital Funds Trust • New York
This ETF Distribution Agreement (this “Agreement”) is effective the _____ day of [Month], 2023, between Texas Capital Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), and Northern Lights Distributors, LLC a Nebraska limited liability company (the “Distributor”).
CUSTODY AGREEMENTCustody Agreement • July 3rd, 2023 • Texas Capital Funds Trust • New York
AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • October 10th, 2023 • Texas Capital Funds Trust
This AGREEMENT AND DECLARATION OF TRUST is made and entered into as of the date set forth below by the Trustees named hereunder for the purpose of forming a Delaware statutory trust in accordance with the provisions hereinafter set forth; and
Certain information has been excluded from this exhibit because (i) it is not material and (ii) would be competitively harmful if publicly disclosed. MASTER SERVICES AGREEMENTMaster Services Agreement • December 18th, 2023 • Texas Capital Funds Trust • New York
This Master Services Agreement (this “Agreement”), dated September 29, 2023, is between Texas Capital Funds Trust (the “Trust”), a Delaware trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
TEXAS CAPITAL FUNDS TRUST Dallas, Texas 75201Management Agreement • December 18th, 2023 • Texas Capital Funds Trust • Texas
Texas Capital Funds Trust (the "Registrant") is organized as a statutory trust under the laws of the State of Delaware to engage in the business of an investment company. The shares of the Registrant ("Shares") may be divided into multiple series ("Series”), including the Series listed on Annex A (including any Series added to Annex A in the future, each a "Fund"). Each Series will represent the interests in a separate portfolio of securities and other assets. Each Series may be terminated, and additional Series established, from time to time by action of the Trustees of the Registrant (the “Trustees”). The Registrant on behalf of each Fund has selected you to act as the investment adviser of each Fund and to provide certain services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions set forth in this Management Agreement (this “Agreement”). The provisions of this Agreement shall be construed
TEXAS CAPITAL FUNDS TRUST OPERATING EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 18th, 2023 • Texas Capital Funds Trust • Texas
THIS OPERATING EXPENSE LIMITATION AGREEMENT, dated as of September 29, 2023, is made and entered into by and between the Texas Capital Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto, which may be amended from time to time (the “Funds”), and Texas Capital Bank Wealth Management Services, Inc., doing business as Texas Capital Bank Private Wealth Advisors (the “Adviser”).
FORM OF ETF MASTER SERVICES AGREEMENTMaster Services Agreement • July 3rd, 2023 • Texas Capital Funds Trust • New York
This ETF Master Services Agreement (this “Agreement”), dated [Date], is between Texas Capital Funds Trust (the “Trust”), a Delaware trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • May 29th, 2024 • Texas Capital Funds Trust
This Amendment, dated as of October 9, 2023 and effective as of September 29, 2023 (the "Amendment"), is entered into by and between, STATE STREET BANK AND TRUST COMPANY, (the "Custodian") and TEXAS CAPITAL FUNDS TRUST, a Delaware statutory trust (the "Client")
FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • July 3rd, 2023 • Texas Capital Funds Trust • New York
AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of [Date], is between Northern Lights Distributors, LLC (“Distributor”) and [Participant] (the “Participant”), and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”) for Texas Capital Funds Trust (the “Trust”).
Texas Capital Funds TrustAgreement and Declaration • April 5th, 2023 • Texas Capital Funds Trust
INITIAL CAPITAL AGREEMENTInitial Capital Agreement • July 3rd, 2023 • Texas Capital Funds Trust
TEXAS CAPITAL FUNDS TRUST OPERATING EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 29th, 2024 • Texas Capital Funds Trust • Texas
THIS OPERATING EXPENSE LIMITATION AGREEMENT, dated as of April 26, 2024, is made and entered into by and between the Texas Capital Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto, which may be amended from time to time (the “Funds”), and Texas Capital Bank Wealth Management Services, Inc., doing business as Texas Capital Bank Private Wealth Advisors (the “Adviser”).
TEXAS CAPITAL FUNDS TRUST Dallas, Texas 75201Texas Capital Funds Trust • October 10th, 2023 • Texas
Texas Capital Funds Trust (the "Registrant") is organized as a statutory trust under the laws of the State of Delaware to engage in the business of an investment company. The shares of the Registrant ("Shares") may be divided into multiple series ("Series”), including the Series listed on Annex A (including any Series added to Annex A in the future, each a "Fund"). Each Series will represent the interests in a separate portfolio of securities and other assets. Each Series may be terminated, and additional Series established, from time to time by action of the Trustees of the Registrant (the “Trustees”). The Registrant on behalf of each Fund has selected you to act as the investment adviser of each Fund and to provide certain services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions set forth in this Management Agreement (this “Agreement”). The provisions of this Agreement shall be construed
Certain information has been excluded from this exhibit because (i) it is not material and (ii) would be competitively harmful if publicly disclosed. Schedule B Fee ScheduleTexas Capital Funds Trust • December 18th, 2023
This Schedule B is part of the ETF Distribution Agreement effective June 30, 2023 (the “Agreement”) by and between Texas Capital Funds Trust (the “Trust”) and Northern Lights Distributors, LLC (“Distributor”). This Fee Schedule replaces any existing fee schedule with respect to the Fund(s) identified herein.
