ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • January 27th, 2023 • DoubleLine ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this 1 day of February 2022, by and between DoubleLine ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 2002 North Tampa Street, Tampa, FL 33602, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT DOUBLELINE ETF TRUSTAuthorized Participant Agreement • December 30th, 2021 • DoubleLine ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and (the “Participant”) and is subject to acceptance by JPMorgan Chase Bank, N.A. (the “Transfer Agent”), and is further subject to acknowledgement and agreement by DoubleLine ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Section 4(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
INVESTMENT MANAGEMENT AGREEMENT DoubleLine ETF TrustInvestment Management Agreement • January 29th, 2024 • DoubleLine ETF Trust • Delaware
This Investment Management Agreement is executed as of January 16, 2024 by and between DOUBLELINE ETF TRUST, a Delaware statutory trust (the “Trust”), solely on behalf of and with respect to its series specified in Schedule A hereto (each series, individually, a “Fund” and, collectively, the “Funds”), and DOUBLELINE ALTERNATIVES LP, a Delaware limited partnership (the “Manager”).
AGENCY SERVICES AGREEMENTAgency Services Agreement • January 27th, 2023 • DoubleLine ETF Trust • New York
THIS AGENCY SERVICES AGREEMENT made as of the day 26th of January , 2022 by and between DOUBLELINE ETF TRUST, a Delaware statutory trust and registered investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), with offices at 2002 North Tampa Street, Tampa, FL 33602 (the “Trust”), acting solely with respect to each of its series listed on exhibit A (each series a “Fund” or an “ETF Series”), and JPMORGAN CHASE BANK, N.A. a national banking association with a place of business at 383 Madison Avenue, New York, New York 10017 (“J.P. Morgan”).
Global Custody Agreement – New York –General – January 2021Global Custody Agreement • January 27th, 2023 • DoubleLine ETF Trust • New York
This agreement, dated January 26, 2022 (the “Agreement”), is between JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“J.P. Morgan”), with a place of business at 383 Madison Avenue, NY, NY 10017; and DOUBLELINE ETF TRUST (the “Trust”), on behalf of each of its series listed on Exhibit A attached hereto, (each series, a “Customer and together, the “Customer””), a Delaware statutory trust with a place of business at 2002 North Tampa Street, Tampa, FL 33602.
SUBLICENSE AGREEMENTSublicense Agreement • January 29th, 2024 • DoubleLine ETF Trust
This Sublicense Agreement (the “Agreement”) dated this day of January 23, 2024, by and between DoubleLine Capital LP, a limited partnership formed under the laws of the State of Delaware and having its principal place of business at 2002 North Tampa Street, Suite 200, Tampa, Florida 33602 (“DLC”), and DoubleLine Fortune 500 Equal Weight ETF (the “Fund”), a series of DoubleLine ETF Trust (the “Trust”), having an address at 2002 North Tampa Street, Suite 200, Tampa, Florida 33602 (the Trust, on behalf of the Fund, the “Sublicensee”). DLC and Sublicensee are the “Parties” to this Agreement and each is a “Party”.
INVESTMENT MANAGEMENT AGREEMENT DoubleLine ETF TrustInvestment Management Agreement • January 29th, 2024 • DoubleLine ETF Trust • Delaware
This Investment Management Agreement is executed as of December 1, 2021 by and between DOUBLELINE ETF TRUST, a Delaware statutory trust (the “Trust”), solely on behalf of and with respect to its series specified in Schedule A hereto (each series, individually, a “Fund” and, collectively, the “Funds”), and DOUBLELINE ETF ADVISER LP, a Delaware limited partnership (the “Manager”).
FUND SERVICES AGREEMENTFund Services Agreement • January 27th, 2023 • DoubleLine ETF Trust • New York
This agreement, dated January 26, 2022 (this “Agreement”), is between the parties listed in Annex I (each individually, the “Customer”), and JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”) with a place of business at 70 Fargo Street, Boston, MA 02210.
SUBSCRIPTION AGREEMENT FOR INITIAL REGULATORY SEEDSubscription Agreement • March 22nd, 2022 • DoubleLine ETF Trust
JOINDER AND AMENDMENT TO AGENCY SERVICES AGREEMENTAgency Services Agreement • January 29th, 2024 • DoubleLine ETF Trust • New York
This Joinder and Amendment (this “Amendment”), dated as of January 5, 2024, to the AGENCY SERVICES AGREEMENT, dated January 26, 2022 (as amended, the “Principal Agreement”), among JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“J.P. Morgan”) and DOUBLELINE ETF TRUST (the “Trust”), on behalf of its series then listed on Exhibit A thereto (each series of the Trust, a “Fund” or an “ETF Series”), is entered into among the Trust, on behalf of its series currently listed on Exhibit A hereto, including the New Funds (as defined below), and J.P. Morgan, and is effective as of January 5, 2024 (the “Effective Date”).
SECOND AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • January 29th, 2024 • DoubleLine ETF Trust • Delaware
This second amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of February 1, 2022, by and between DoubleLine ETF Trust and Foreside Fund Services, LLC (together, the “Parties”) is effective as of January 16, 2024.
JOINDER AND AMENDMENT TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • January 29th, 2024 • DoubleLine ETF Trust • New York
This Joinder and Amendment (“Amendment”), dated as of December 5, 2023, to the GLOBAL CUSTODY AGREEMENT, dated January 26, 2022 (as amended, the “Principal Agreement”), among JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“J.P. Morgan”); and DOUBLE LINE ETF TRUST (the “Trust”), on behalf of its series listed on Exhibit A thereto, (each series a “Customer and together, the “Customer”), is entered into among the Trust, on behalf of its series listed on Exhibit A thereto, the New Customer (as defined below), and J.P. Morgan, and is effective as of December 5, 2023 (the “Effective Date”).
ACTIVESHARES® ETFs AP REPRESENTATIVE CONFIDENTIALITY & UNDERTAKINGS AGREEMENTUndertakings Agreement • December 30th, 2021 • DoubleLine ETF Trust • New York
This AP Representative Confidentiality Agreement (this “Agreement”) is entered into by and between (the “AP Representative”), a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (the “1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”), and the (the “Trust”), an open-end management investment company registered with the SEC under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of each of its separate series (each, a “Fund” and collectively, the “Funds”). Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 6 of this Agreement.
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • March 29th, 2023 • DoubleLine ETF Trust • Delaware
This first amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of February 1, 2022, by and between DoubleLine ETF Trust and Foreside Fund Services, LLC (together, the “Parties”) is effective as of February 21, 2023.
JOINDER AND AMENDMENT TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • March 29th, 2023 • DoubleLine ETF Trust • New York
This Joinder and Amendment (“Amendment”), dated as of February 21, 2023, to the GLOBAL CUSTODY AGREEMENT, dated January 20, 2022 (as amended, the “Principal Agreement”), among JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“J.P. Morgan”); and DOUBLE LINE ETF TRUST (the “Trust”), on behalf of its series listed on Exhibit A thereto, (each series a “Customer and together, the “Customer”), is entered into among the Trust, on behalf of its series listed on Exhibit A thereto, the New Customer (as defined below), and J.P. Morgan, and is effective as of February 21, 2023 (the “Effective Date”).
JOINDER AND AMENDMENT TO AGENCY SERVICES AGREEMENTAgency Services Agreement • March 29th, 2023 • DoubleLine ETF Trust • New York
This Joinder and Amendment (“Amendment”), dated as of February 21, 2023, to the AGENCY SERVICES AGREEMENT, dated January 20, 2022 (as amended, the “Principal Agreement”), among JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“J.P. Morgan”); and DOUBLE LINE ETF TRUST (the “Trust”), on behalf of its series listed on Exhibit A thereto, (each series a “Customer and together, the “Customer”), is entered into among the Trust, on behalf of its series listed on Exhibit A thereto, the New Customer (as defined below), and J.P. Morgan, and is effective as of February 21, 2023 (the “Effective Date”).
INVESTMENT MANAGEMENT AGREEMENT DoubleLine Commodity ETF Ltd.Investment Management Agreement • January 29th, 2024 • DoubleLine ETF Trust • Delaware
This Investment Management Agreement is executed as of January 16, 2024 by and between DOUBLELINE COMMODITY ETF LTD. (the “Company”), a Cayman Islands exempted company and a wholly-owned subsidiary of DoubleLine Commodity ETF (the “Commodity ETF”), a series of DoubleLine ETF Trust, a Delaware statutory trust (the “Trust”), and DOUBLELINE ALTERNATIVES LP, a Delaware limited partnership (the “Manager”). The purpose of the Company is to facilitate the implementation of the Commodity ETF’s investment strategies.
JOINDER TO FUND SERVICES AGREEMENTFund Services Agreement • January 29th, 2024 • DoubleLine ETF Trust • New York
This Joinder (“Joinder”) to the FUND SERVICES AGREEMENT, dated January 26, 2022 among DOUBLE LINE ETF TRUST (the “Trust”), on behalf of the Customers listed on Annex I thereto, (each a “Customer and together, the “Customer”) and JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”), as amended as of the date hereof (the “Agreement”), is made and entered into as of December 15, 2023, between DoubleLine Commodity ETF, DoubleLine Fortune 500 Equal Weight ETF, and DoubleLine Commodity ETF Ltd. (a wholly-owned subsidiary of DoubleLine Commodity ETF), (each a “New Customer” and together the “New Customer) and J.P. Morgan.
JOINDER TO FUND SERVICES AGREEMENTFund Services Agreement • March 29th, 2023 • DoubleLine ETF Trust • New York
This Joinder (“Joinder”) to the FUND SERVICES AGREEMENT, dated January 26, 2022 among DOUBLE LINE ETF TRUST (the “Trust”), on behalf of the Customers listed on Annex I thereto, (each a “Customer and together, the “Customer”) and JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”), as amended as of the date hereof (the “Agreement”), is made and entered into as of February 21, 2023, between DoubleLine Commercial Real Estate ETF and DoubleLine Mortgage ETF (each a “New Customer” and together the “New Customer) and J.P. Morgan.
