PIMCO FLEXIBLE CREDIT INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST December 14, 2016Agreement and Declaration of Trust • February 8th, 2017 • PIMCO Flexible Credit Income Fund • Massachusetts
AGREEMENT AND DECLARATION OF TRUST made this 14th day of December, 2016, by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided, amending and restating the Agreement and Declaration of Trust made at Boston, Massachusetts the 25th day of October, 2016, for the purposes of eliminating references to the sole initial trustee, adding Trustees as signatories hereto and making such other changes as the Trustees deemed necessary.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 8th, 2017 • PIMCO Flexible Credit Income Fund • Massachusetts
INVESTMENT MANAGEMENT AGREEMENT, made this 14th day of December, 2016, between PIMCO Flexible Credit Income Fund, a closed-end management investment company organized as a Massachusetts business trust (the “Fund”), and Pacific Investment Management Company LLC (“PIMCO”).
AMENDED AND RESTATED SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • February 8th, 2017 • PIMCO Flexible Credit Income Fund • Massachusetts
This Amended and Restated Sub-Administration Agreement dated as of July 02, 2007 is by and between Pacific Investment Management Company, LLC, a Delaware limited liability company (the “Administrator”) and State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”).
AMENDED AND RESTATED DISTRIBUTION CONTRACT PIMCO Interval Funds New York, New York 10019 March 21, 2018Distribution Contract • October 31st, 2018 • PIMCO Flexible Credit Income Fund
This will confirm the agreement between the undersigned closed-end investment companies listed on Schedule A attached hereto (each, a “Fund”) and you (the “Distributor”) amending and restating the Distribution Contract dated December 14, 2016, as follows:
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund • Massachusetts
INVESTMENT MANAGEMENT AGREEMENT, made this 8th day of May, 2018, between each Delaware limited liability company listed on Appendix A attached hereto (each a “Fund” and, together, the “Funds”), and Pacific Investment Management Company LLC (“PIMCO”), a Delaware limited liability company. Capitalized terms not otherwise defined herein have the meanings specified in the Limited Liability Company Agreement of each Fund (as amended, restated or otherwise modified from time to time, the “LLC Agreement”).
SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT PIMCO Interval Funds New York, New York 10019Expense Limitation Agreement • October 31st, 2018 • PIMCO Flexible Credit Income Fund
This Agreement amends and restates the Amended and Restated Expense Limitation Agreement between Pacific Investment Management Company LLC (“PIMCO”) and each of PIMCO Flexible Credit Income Fund (“PFLEX”) and PIMCO Flexible Municipal Income Fund (“PMFLX”)dated March 21, 2018(the “March 2018 Agreement”), and is made effective, with respect to PFLEX, PMFLX and such other closed-end investment companies and such additional funds established in the future as set forth on Schedule A (attached hereto), as amended from time to time (each, a “Fund”). This will confirm the agreement between PIMCO and each Fund as follows:
CUSTODY AGREEMENTCustody Agreement • October 31st, 2018 • PIMCO Flexible Credit Income Fund • Missouri
This Agreement is made as of February 15, 2017 by and between Pacific Investment Management Company, LLC, a limited liability company organized under the laws of the State of Delaware (“PIMCO”), on behalf of PIMCO Flexible Credit Income Fund, a registered investment company organized under the laws of the Commonwealth of Massachusetts (the “Company”), and UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (the “Custodian”).
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 31st, 2018 • PIMCO Flexible Credit Income Fund • Massachusetts
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT, entered into on December 14, 2016, and amended and restated on March 21, 2018, between each closed-end management investment company listed on Schedule A attached hereto and made a part hereof, as such Schedule A may be amended from time to time, including to add or remove Funds (each a “Fund” and, collectively, the “Funds”), and Pacific Investment Management Company LLC (“PIMCO”), effective, with respect to each such Fund, on such date (each an “Effective Date”) as set forth in Schedule A.
FORM OF ADDENDUM TO SALES AGREEMENTSales Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund
This Addendum to the Sales Agreement is entered into between PIMCO Investments LLC (“Distributor”), a Delaware limited liability company, and [__________] (“Intermediary”) as of the [___] day of [_______], 201[ ].
PIMCO Interval Funds Selected Dealer AgreementSelected Dealer Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund • New York
WHEREAS, each closed-end “interval” investment company set forth in Exhibit A (each referred to as a “Fund”) has appointed Distributor as exclusive agent to sell and distribute each class of shares of the Fund, which are distributed by Distributor and sold by the Fund at their offering prices as set forth in the Fund’s prospectus and statement of additional information and as provided in Distributor’s Distribution Contract with respect to such Fund; and
PIMCO FLEXIBLE CREDIT INCOME FUND Subscription AgreementPimco Flexible Credit Income Fund • November 27th, 2020 • PIMCO Flexible Credit Income Fund • Massachusetts
This Agreement made as of December 7, 2016 by and between PIMCO Flexible Credit Income Fund, a Massachusetts business trust (the “Fund”), and Allianz Fund Investments, Inc. (the “Subscriber”);
EXPENSE LIMITATION AGREEMENT PIMCO Flexible Credit Income Fund New York, New York 10019 December 14, 2016Expense Limitation Agreement • February 8th, 2017 • PIMCO Flexible Credit Income Fund
This will confirm the agreement between the PIMCO Flexible Credit Income Fund (the “Fund”) and Pacific Investment Management Company LLC (“PIMCO”) as follows:
DISTRIBUTION CONTRACT PIMCO Flexible Credit Income Fund New York, New York 10019 December 14, 2016Distribution Contract • February 8th, 2017 • PIMCO Flexible Credit Income Fund
AGENCY AGREEMENTAdoption Agreement • October 31st, 2018 • PIMCO Flexible Credit Income Fund • New York
THIS AGENCY AGREEMENT made the 22nd day of February, 2017, by and between PACIFIC INVESTMENT MANAGEMENT COMPANY, LLC (“PIMCO”), a limited liability company organized under the laws of the State of Delaware, on behalf of PIMCO Flexible Credit Income Fund, a registered investment company organized under the laws of the Commonwealth of Massachusetts, having its principal place of business at 650 Newport Center Drive, Newport Beach, California 92660 (the “Financial Product”), and any other Financial Products set forth on Attachment I, attached hereto, as amended from time to time (each such fund hereinafter jointly and severally referred to as “Financial Product”) and DST SYSTEMS, INC., a corporation existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”) (the “Agreement” or the “Agency Agreement”).
AMENDMENT NO. 1 TO CUSTODY AGREEMENTCustody Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund
THIS AMENDMENT is made as of the close of business on the 13th day of July, 2018 (the “Amendment”), by and among UMB Bank, n.a. (“UMB”) and Pacific Investment Management Company LLC (“PIMCO”), on behalf of PIMCO Flexible Municipal Income Fund (the “Fund”) and PIMCO Flexible Credit Income Fund (“PFLEX”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund
This Amendment, effective as of June 14, 2018 (the “Amendment”), is entered into by and between each entity identified on Appendix A and each entity which becomes a party to the Agreement (as defined below) in accordance with the terms thereof (in each case, a “Fund” and collectively the “Funds”), and STATE STREET BANK AND TRUST COMPANY, a trust company organized under the laws of The Commonwealth of Massachusetts (the “Custodian”).
SEVENTH AMENDMENT TO AMENDED AND RESTATED SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • October 31st, 2018 • PIMCO Flexible Credit Income Fund
This Seventh Amendment to the Amended and Restated Sub-Administration Agreement (the “Amendment”) is made as of March 21, 2018 by and between Pacific Investment Management Company LLC, a Delaware limited liability company (the “Administrator”), and State Street Bank and Trust Company, a Massachusetts trust company (“Sub-Administrator”).
AMENDED AND RESTATED BYLAWS of PIMCO FLEXIBLE CREDIT INCOME FUND (Dated as of December 14, 2016)Credit Income Fund • December 23rd, 2016 • PIMCO Flexible Credit Income Fund
MASTER CUSTODY SERVICES AGREEMENTMaster Custody Services Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund • Massachusetts
This Master Custody Services Agreement (this “Agreement”) is made as of April 20, 2017 by and between each entity identified on Appendix A and each entity which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK AND TRUST COMPANY, a trust company organized under the laws of The Commonwealth of Massachusetts (the “Custodian”).
AMENDMENT TO AMENDED AND RESTATED DISTRIBUTION CONTRACTDistribution Contract • October 31st, 2018 • PIMCO Flexible Credit Income Fund
AMENDMENT dated June 14, 2018 to the Amended and Restated Distribution Contract (the “Contract”) entered into on March 21, 2018 by and between PIMCO Flexible Credit Income Fund (“PFLEX”), PIMCO Flexible Municipal Income Fund (“PMFLX,” and, together with PFLEX, the “Funds”) and PIMCO Investments LLC (the “Distributor”). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Contract and Amendment described herein.
UMB BANK, NATIONAL ASSOCIATION, as Legal Title Trustee for MLM 13648 Title Trust MLM 13648 LLC, as Program Manager and WELLS FARGO BANK, N.A., as Custodian MASTER CUSTODIAL AGREEMENT Dated as of October 2, 2018Custodial Agreement • October 31st, 2018 • PIMCO Flexible Credit Income Fund • New York
THIS MASTER CUSTODIAL AGREEMENT (together with any applicable Transaction Addenda executed in connection herewith, and as such may be further amended or supplemented from time to time, this “Custodial Agreement”) dated as of October 2, 2018 (the “Effective Date”) is made among (i) UMB Bank, National Association, not in its individual capacity but solely as legal title trustee (in such capacity, the “Legal Title Trustee”) for MLM 13648 Title Trust, a New York common law trust (the “Legal Title Trust”), (ii) MLM 13648 LLC, as program manager (the “Program Manager”), and (iii) Wells Fargo Bank, N.A., as custodian (in such capacity, the “Custodian”).
FORM OF AMENDMENT TO THE FORM OF ADDENDUM TO SALES AGREEMENTSales Agreement • October 31st, 2018 • PIMCO Flexible Credit Income Fund
This Amendment to the Addendum to the Sales Agreement (the “Amendment”) is entered into between PIMCO Investments LLC (“Distributor”), a Delaware limited liability company, and [ ] (“Intermediary”) as of the [ ] day of [ ], 201[ ].
CUSTODY AND INVESTMENT ACCOUNTING AGREEMENTInvestment Accounting Agreement • February 8th, 2017 • PIMCO Flexible Credit Income Fund • Massachusetts
THIS AGREEMENT is made effective the 1st day of January, 2000 by and between STATE STREET BANK AND TRUST COMPANY, a trust company chartered under the laws of the Commonwealth of Massachusetts, having its principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (“State Street”), EACH REGISTERED INVESTMENT COMPANY LISTED ON SCHEDULE A hereto, as it may be amended from time to time, incorporated herein by this reference, each having its principal office and place of business at 840 Newport Center Drive, Newport Beach, CA 92660 (each sometimes referred to as a “Fund” and, collectively, the “Funds”), and PACIFIC INVESTMENT MANAGEMENT COMPANY, a Delaware partnership having its principal office and place of business at 840 Newport Center Drive, Newport Beach, CA 92660 (“PIMCO”), acting as administrator for each Fund.
FIFTH AMENDMENT TO AMENDED AND RESTATED SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • November 27th, 2020 • PIMCO Flexible Credit Income Fund
This Fifth Amendment to the Amended and Restated Sub-Administration Agreement (the “Amendment”) is made as of February 8, 2017 by and between Pacific Investment Management Company LLC, a Delaware limited liability company (the “Administrator”), and State Street Bank and Trust Company, a Massachusetts trust company (“Sub-Administrator”).
FORM OF FIFTH AMENDMENT TO AMENDED AND RESTATED SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • February 8th, 2017 • PIMCO Flexible Credit Income Fund
This Fifth Amendment to the Amended and Restated Sub-Administration Agreement (the “Amendment”) is made as of [ ] by and between Pacific Investment Management Company LLC, a Delaware limited liability company (the “Administrator”), and State Street Bank and Trust Company, a Massachusetts trust company (“Sub-Administrator”).
AMENDMENT NO. 2 TO AMENDED AND RESTATED DISTRIBUTION CONTRACTDistribution Contract • October 31st, 2018 • PIMCO Flexible Credit Income Fund
AMENDMENT dated September 25, 2018 to the Amended and Restated Distribution Contract (the “Contract”) entered into on March 21, 2018, as amended June 14, 2018, by and between PIMCO Flexible Credit Income Fund (“PFLEX”), PIMCO Flexible Municipal Income Fund (“PMFLX,” and, together with PFLEX, the “Funds”) and PIMCO Investments LLC (the “Distributor”). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Contract and Amendment described herein.
FORM OF ADDENDUM TO SALES AGREEMENTSales Agreement • December 23rd, 2016 • PIMCO Flexible Credit Income Fund
This Addendum to the Sales Agreement is entered into between PIMCO Investments LLC (“Distributor”), a Delaware limited liability company, and (“Intermediary”) as of the day of , 201[ ].
AMENDMENT TO CUSTODY AND INVESTMENT ACCOUNTING AGREEMENTCustody and Investment Accounting Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund
This Amendment, effective as of February 8, 2017 (the “Amendment”), is entered into by and between, STATE STREET BANK AND TRUST COMPANY, (“State Street”) and EACH REGISTERED INVESTMENT COMPANY LISTED ON SCHEDULE A hereto, as it may be amended from time to time, incorporated therein by this reference (each sometimes referred to as a “Fund” and, collectively, the “Funds”), and PACIFIC INVESTMENT MANAGEMENT COMPANY (“PIMCO”).
FORM OF CUSTODY AGREEMENTForm Of • February 8th, 2017 • PIMCO Flexible Credit Income Fund • Missouri
This Agreement is made as of , 2017 by and between Pacific Investment Management Company, LLC, a limited liability company organized under the laws of the State of Delaware (“PIMCO”), on behalf of PIMCO Flexible Credit Income Fund, a registered investment company organized under the laws of the Commonwealth of Massachusetts (the “Company”), and UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (the “Custodian”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund
This Amendment, effective as of December 20, 2017 (the “Amendment”), is entered into by and between each entity identified on Appendix A and each entity which becomes a party to the Agreement (as defined below) in accordance with the terms thereof (in each case, a “Fund” and collectively the “Funds”), and STATE STREET BANK AND TRUST COMPANY, a trust company organized under the laws of The Commonwealth of Massachusetts (the “Custodian”).
AMENDMENT NO. 3 TO AMENDED AND RESTATED DISTRIBUTION CONTRACTDistribution Contract • October 28th, 2019 • PIMCO Flexible Credit Income Fund
AMENDMENT dated June 18, 2019 to the Amended and Restated Distribution Contract (the “Contract”) entered into on March 21, 2018, as amended June 14, 2018 and September 25, 2018, by and between PIMCO Flexible Credit Income Fund (“PFLEX”), PIMCO Flexible Municipal Income Fund (“PMFLX,” and, together with PFLEX, the “Funds”) and PIMCO Investments LLC (the “Distributor”). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Contract and Amendment described herein.
FIFTH AMENDMENT TO AMENDED AND RESTATED SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • December 23rd, 2016 • PIMCO Flexible Credit Income Fund
This Fifth Amendment to Amended and Restated Sub-Administration Agreement (the “Amendment”) is made as of [ ] by and between Pacific Investment Management Company LLC, a Delaware limited liability company (the “Administrator”), and State Street Bank and Trust Company, a Massachusetts trust company (“Sub-Administrator”).
SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT PIMCO Interval Funds New York, New York 10019 September 25, 2018Expense Limitation Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund
This Agreement amends and restates the Amended and Restated Expense Limitation Agreement between Pacific Investment Management Company LLC (“PIMCO”) and each of PIMCO Flexible Credit Income Fund (“PFLEX”) and PIMCO Flexible Municipal Income Fund (“PMFLX”) dated March 21, 2018 (the “March 2018 Agreement”), and is made effective, with respect to PFLEX, PMFLX and such other closed-end investment companies and such additional funds established in the future as set forth on Schedule A (attached hereto), as amended from time to time (each, a “Fund”). This will confirm the agreement between PIMCO and each Fund as follows:
AGENCY AGREEMENTAgency Agreement • December 23rd, 2016 • PIMCO Flexible Credit Income Fund • Missouri
THIS AGREEMENT made the day of , 2016, by and between PACIFIC INVESTMENT MANAGEMENT COMPANY, LLC (PIMCO) a company organized under the laws of the State of , having its principal place of business at 650 Newport Center Drive, Newport Beach, California 92660 (the “Financial Product”), and any other Financial Products set forth on ATTACHMENT I, attached hereto, as amended from time to time (each such fund hereinafter jointly and severally referred to as “Financial Product”) and DST SYSTEMS, INC., a corporation existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”):
AMENDMENT NO. 4 TO AMENDED AND RESTATED DISTRIBUTION CONTRACTDistribution Contract • October 28th, 2019 • PIMCO Flexible Credit Income Fund
AMENDMENT dated September 19, 2019 to the Amended and Restated Distribution Contract (the “Contract”) entered into on March 21, 2018, as amended June 14, 2018, September 25, 2018 and June 18, 2019, by and between PIMCO Flexible Credit Income Fund (“PFLEX”), PIMCO Flexible Municipal Income Fund (“PMFLX,” and, together with PFLEX, the “Funds”) and PIMCO Investments LLC (the “Distributor”). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Contract and Amendment described herein.
