AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • June 26th, 2014 • Diversified Real Asset Income Fund • Massachusetts
This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 3rd, 2014 • Diversified Real Asset Income Fund • Illinois
THIS AGREEMENT is made as of the 1st day of October, 2014, between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENTCustodian Agreement • April 6th, 2015 • Diversified Real Asset Income Fund • Massachusetts
This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
DEPOSITARY AGREEMENTDepositary Agreement • April 6th, 2015 • Diversified Real Asset Income Fund • Massachusetts
This Depositary Agreement is entered into as of this 23rd day of March, 2015, by and among Diversified Real Asset Income Fund (NYSE: DRA), a business trust organized and existing under the laws of the Commonwealth of Massachusetts (the “Company”) and Computershare Inc., a Delaware corporation and its fully owned subsidiary Computershare Trust Company, N.A., a national banking association (in its capacity as Depositary, collectively hereunder, the “Depositary” or individually the “Trust Company” and “Computershare,” respectively).
FORM OF AMENDMENTAgency and Service Agreement • June 26th, 2014 • Diversified Real Asset Income Fund
This Amendment is made as of this day of , 2014, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 17.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • November 2nd, 2015 • Diversified Real Asset Income Fund
This Amendment is made as of this 15th day of July 2015 to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 3rd, 2014 • Diversified Real Asset Income Fund • Illinois
AGREEMENT made this 1st day of October, 2014, by and between DIVERSIFIED REAL ASSET INCOME FUND, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 26th, 2014 • Diversified Real Asset Income Fund • Illinois
THIS AGREEMENT is made as of the day of , 2014, between Nuveen Fund Advisors, LLC, Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyService Agreement • June 26th, 2014 • Diversified Real Asset Income Fund • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
March 23, 2015Letter of Agreement • April 6th, 2015 • Diversified Real Asset Income Fund • New York
This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson Inc. (“Georgeson”) by Diversified Real Asset Income Fund (the “Company”) to act as its Information Agent in connection with a tender offer to purchase up to 10 percent of the outstanding common shares for cash at a price per share equal to 99 percent of the net asset value per share by the Company (the “Offer”). The term of this Agreement shall be the term of the Offer, including any extensions thereof.
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyDiversified Real Asset Income Fund • October 3rd, 2014 • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • November 2nd, 2015 • Diversified Real Asset Income Fund
This Amendment is made as of this 20th day of July, 2015, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 17.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyDiversified Real Asset Income Fund • April 6th, 2015 • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
AMENDMENT TO AMENDED AND RESTATED CUSTODIAN AGREEMENT DIVERSIFIED REAL ASSET INCOME FUNDCustodian Agreement • April 6th, 2015 • Diversified Real Asset Income Fund
THIS AMENDMENT to the Amended and Restated Custodian Agreement (the “Agreement”) dated September 8, 2014, is made this 16th day of December, 2014 by and between Diversified Real Asset Income Fund, a Massachusetts business trust (the “Fund”), and U.S. Bank National Association, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
AMENDED AND RESTATED CUSTODIAN AGREEMENT DIVERSIFIED REAL ASSET INCOME FUNDCustodian Agreement • April 6th, 2015 • Diversified Real Asset Income Fund • Minnesota
THIS AGREEMENT is made this 8th day of September, 2014, by and between Diversified Real Asset Income Fund, a Massachusetts business trust (hereinafter called “Fund”), and U.S. Bank National Association, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (hereinafter called “Custodian”).
