SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • October 6th, 2020 • Riverview Financial Corp • National commercial banks • New York
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of October 6, 2020, and is made by and among Riverview Financial Corporation, a Pennsylvania corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchasers”).
RESTRICTED STOCK AWARD AGREEMENT Granted by RIVERVIEW FINANCIAL CORPORATION under the RIVERVIEW FINANCIAL CORPORATIONRestricted Stock Award Agreement • June 18th, 2019 • Riverview Financial Corp • National commercial banks • Pennsylvania
This restricted stock award agreement (“Restricted Stock Award” or “Agreement”) is and will be subject in every respect to the provisions of the 2019 Equity Incentive Plan (the “Plan”) of Riverview Financial Corporation (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan and a Plan prospectus have been provided or made available to each person granted a Restricted Stock Award pursuant to the Plan. The holder of this Restricted Stock Award (the “Participant”) hereby accepts this Restricted Stock Award, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the committee responsible for administering the Plan (the “Committee”) will be final, binding and conclusive upon the Participant and the Participant’s heirs, legal representatives, successors and permitted assigns. Except where the con
FORM OFNon-Qualified Stock • June 18th, 2019 • Riverview Financial Corp • National commercial banks • Pennsylvania
This non-qualified stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2019 Equity Incentive Plan (the “Plan”) of Riverview Financial Corporation (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan and a Plan prospectus have been provided or made available to each person granted a stock option pursuant to the Plan. The holder of this Option (the “Participant”) hereby accepts this Option, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the committee responsible for administering the Plan (the “Committee”) will be final, binding and conclusive upon the Participant and the Participant’s heirs, legal representatives, successors and permitted assigns. Except where the context otherwise requires, the term “Company” will inclu
AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENTDeferred Compensation Agreement • June 29th, 2017 • Riverview Financial Corp • National commercial banks • Pennsylvania
THIS DEFERRED COMPENSATION AGREEMENT (this “Agreement”), adopted this 22nd day of JUNE, 2015, by and between Riverview Bank, located in Marysville, Pennsylvania (hereinafter referred to as the “Employer”), and Robert Garst (hereinafter referred to as the “Executive”), formalizes the agreements and understanding between the Employer and the Executive. The Employer is the wholly owned subsidiary of Riverview Financial Corporation (the “Corporation”).
FORM OFEquity Incentive Plan • June 18th, 2019 • Riverview Financial Corp • National commercial banks • Pennsylvania
This incentive stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2019 Equity Incentive Plan (the “Plan”) of Riverview Financial Corporation (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan and a Plan prospectus have been provided or made available to each person granted a stock option pursuant to the Plan. The holder of this Option (the “Participant”) hereby accepts this Option, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the committee responsible for administering the Plan (the “Committee”) will be final, binding and conclusive upon the Participant and the Participant’s heirs, legal representatives, successors and permitted assigns. Except where the context otherwise requires, the term “Company” will include t
STOCK PURCHASE AGREEMENTStock Purchase Agreement • January 18th, 2017 • Riverview Financial Corp • National commercial banks • Pennsylvania
This Stock Purchase Agreement (this “Agreement”) is dated as of January 17, 2017, by and among Riverview Financial Corporation, a Pennsylvania corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
DIRECTOR DEFERRED FEE AGREEMENTDirector Deferred Fee Agreement • March 31st, 2014 • Riverview Financial Corp • National commercial banks • Pennsylvania
THIS DIRECTOR DEFERRED FEE AGREEMENT (this “Agreement”) is adopted this 26th day of December, 2013, by and between by and between Riverview Bank, located in Marysville, Pennsylvania (hereinafter referred to as the “Bank”), and William Yaag (hereinafter referred to as the “Director”), and formalizes the agreements and understanding between the Bank and the Director. The Bank is the wholly owned subsidiary of Riverview Financial Corporation (the “Corporation”).
FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • August 27th, 2021 • Riverview Financial Corp • National commercial banks
This FIRST AMENDMENT, dated as of August 26, 2021 (this “First Amendment”), is by and between Mid Penn Bancorp, Inc., a Pennsylvania corporation (“Mid Penn”), and Riverview Financial Corporation, a Pennsylvania corporation (“Riverview”), and amends that certain Agreement and Plan of Merger dated as of June 30, 2021 by and between Mid Penn and Riverview (the “Agreement”).
EXECUTIVE DEFERRED COMPENSATION AGREEMENT #2Executive Deferred Compensation Agreement • June 29th, 2017 • Riverview Financial Corp • National commercial banks • Pennsylvania
THIS EXECUTIVE DEFERRED COMPENSATION AGREEMENT #2 (this “Agreement”), adopted this 24th day of December, 2015, by and between Riverview Bank, located in Marysville, Pennsylvania (the “Employer”), and Kirk Fox (the “Executive”), formalizes the agreements and understanding between the Employer and the Executive. The Employer is the wholly owned subsidiary of Riverview Financial Corporation (the “Corporation”).
CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE (INCLUDING WAIVER OF CLAIMS UNDER THE AGE DISCRIMINATION IN EMPLOYMENT ACT OF 1967, AS AMENDED)Confidential Separation Agreement • October 2nd, 2020 • Riverview Financial Corp • National commercial banks • Pennsylvania
This Confidential Separation Agreement and General Release (“Release Agreement”) is entered into on the first date set forth below by and among Steven A. Ehrlich (hereinafter referred to as “Employee”), Riverview Financial Corporation (“Corporation”) and Riverview Bank (hereinafter referred to as the “Bank”, and Employee, Corporation and Bank collectively referred to as the “Parties”).
INDEPENDENT CONSULTANT AGREEMENTIndependent Consultant Agreement • October 2nd, 2020 • Riverview Financial Corp • National commercial banks • Pennsylvania
This Independent Consultant Agreement (“Consultant Agreement”), made as of this 30th day of September, 2020 by and between Riverview Financial Corporation, 3901 North Front Street, Harrisburg, PA 17110 (the “Corporation”), and Steven A. Ehrlich (the “Consultant”) (collectively, the Corporation and Consultant shall be referred to as the “Parties”).
WAIVERWaiver • June 29th, 2017 • Riverview Financial Corp • National commercial banks
This Waiver, effective as of the Effective Time (as such term is defined in that certain Agreement and Plan of Merger by and between Riverview Financial Corp. (“Riverview”) and CBT Financial Corp. (“CBT”) dated April 19, 2017 (the “Merger Agreement”)), is executed by the undersigned, being a director and/or an employee (the “Undersigned”) of Riverview and/or Riverview Bank, a wholly owned subsidiary of Riverview (Riverview Bank and Riverview are collectively referred to herein as the “Riverview Entities” and individually as a “Riverview Entity”).
FIRST AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • June 29th, 2017 • Riverview Financial Corp • National commercial banks
THIS AMENDMENT (the “Amendment”) is adopted January 9, 2014, between and among Riverview Financial Corporation (the “Corporation”), Riverview Bank, (the “Bank”), and Brett D. Fulk (the “Executive”).
AMENDMENT TO EMPLOYMENT AGREEMENT AND WAIVER OF CERTAIN RIGHTSEmployment Agreement And • August 3rd, 2016 • Riverview Financial Corp • National commercial banks
THIS AGREEMENT is entered into on the date first set forth below, between Theresa Wasko (“Employee”), Riverview Bank (“Bank”), and Riverview Financial Corporation, (“Corporation”) (collectively, “the parties”).
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • October 3rd, 2017 • Riverview Financial Corp • National commercial banks • Pennsylvania
THIS EMPLOYMENT AGREEMENT (“Agreement”), effective as of the day of , 2017 (“Effective Date”), by and among Riverview Financial Corporation (the “Corporation”), with offices at 3901 N. Front Street, Harrisburg, PA 17110, Riverview Bank (the “Bank”), with offices at 200 Front Street, PO Box B, Marysville, Pennsylvania, 17053, and Michael J. Bibak, a Pennsylvania resident (hereinafter referred to as “Executive”).
WAIVERWaiver • June 29th, 2017 • Riverview Financial Corp • National commercial banks
This Waiver, effective as of the Effective Time (as such term is defined in that certain Agreement and Plan of Merger by and between Riverview Financial Corp. (“Riverview”) and CBT Financial Corp. (“CBT”) dated April 19, 2017 (the “Merger Agreement”)), is executed by the undersigned, being a director and/or an employee (the “Undersigned”) of Riverview and/or Riverview Bank, a wholly owned subsidiary of Riverview (Riverview Bank and Riverview are collectively referred to herein as the “Riverview Entities” and individually as a “Riverview Entity”).
SEPARATION AGREEMENT AND RELEASESeparation Agreement and Release • January 2nd, 2019 • Riverview Financial Corp • National commercial banks • Pennsylvania
This Separation Agreement and Release (“Agreement”) is made and entered into as of January 2, 2019 by and among Riverview Financial Corporation (the “Company”), Riverview Bank (the “Bank,” and together with the Company, “Riverview”), and Kirk D. Fox (“Executive”).
ContractSupplemental Executive Retirement Plan • October 30th, 2017 • Riverview Financial Corp • National commercial banks • Pennsylvania
This 2017 Supplemental Executive Retirement Plan (the “Agreement”) by and between Riverview Bank, located in Marysville, Pennsylvania (the “Employer”), and Kirk Fox (the “Executive”), made this 25th day of October, 2017, formalizes the agreements and understanding between the Employer and the Executive.
AMENDMENT TO SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AGREEMENT FOR KIRK D. FOXSupplemental Executive Retirement Plan • June 29th, 2017 • Riverview Financial Corp • National commercial banks
This Amendment to the Supplemental Executive Retirement Plan Agreement for Kirk D. Fox entered into between Kirk D. Fox (“Fox”) and Halifax National Bank (“Bank”) dated March 29, 2007 is made this 18th day of June, 2008.
AGREEMENT AND PLAN OF MERGER BY AND BETWEEN CBT FINANCIAL CORP. AND RIVERVIEW FINANCIAL CORPORATION April 19, 2017Agreement and Plan of Merger • April 20th, 2017 • Riverview Financial Corp • National commercial banks • Pennsylvania
This Agreement and Plan of Merger (the “Agreement”), entered into as of April 19, 2017, by and between Riverview Financial Corporation, a Pennsylvania corporation having its administrative headquarters at 3901 N. Front Street, Harrisburg, PA 17110 (“Riverview Financial”), and CBT Financial Corp., a Pennsylvania corporation having its administrative headquarters at 11 N. Second Street, Clearfield, PA 16830 (“CBT Financial”).
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • August 3rd, 2016 • Riverview Financial Corp • National commercial banks • Pennsylvania
THIS AGREEMENT, effective as of the 1st day of August, 2016 (“Effective Date”), by and among Riverview Financial Corporation (the “Corporation”), with offices at 3901 N. Front Street, Harrisburg, PA 17110, Riverview Bank (the “Bank”), with offices at 200 Front Street, PO Box B, Marysville, Pennsylvania, 17053, and Scott A. Seasock, a Pennsylvania resident (hereinafter referred to as “Executive”).
CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE (INCLUDING WAIVER OF CLAIMS UNDER THE AGE DISCRIMINATION IN EMPLOYMENT ACT OF 1967, AS AMENDED)Confidential Separation Agreement • July 2nd, 2018 • Riverview Financial Corp • National commercial banks • Pennsylvania
This Confidential Separation Agreement and General Release (“Release Agreement”) is entered into on the first date set forth below by and among Michael J. Bibak (hereinafter referred to as “Executive”), Riverview Financial Corporation (hereinafter referred to as the “Corporation”) and Riverview Bank (hereinafter referred to as the “Bank”), collectively referred to as the “Parties.”
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • December 17th, 2014 • Riverview Financial Corp • National commercial banks • Pennsylvania
THIS AGREEMENT, entered into as of the 30thday of October, 2014, and is effective as of the Effective Date (as defined herein), between Riverview Bank with principal offices at 101 Lincoln Street, Marysville, Pennsylvania, 17053, (the “Bank”) and Timothy E. Walters, a Pennsylvania resident residing at 2059 Peninsula Drive, Central City, PA 15926 (hereinafter referred to as the “Executive”).
CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE (INCLUDING WAIVER OF CLAIMS UNDER THE AGE DISCRIMINATION IN EMPLOYMENT ACT OF 1967, AS AMENDED)Confidential Separation Agreement • June 30th, 2015 • Riverview Financial Corp • National commercial banks • Pennsylvania
This Confidential Separation Agreement and General Release (“Release Agreement”) is entered into on the first date set forth below by and among Robert M. Garst (hereinafter referred to as “Executive”), Riverview Financial Corporation (“Corporation”) and Riverview Bank (hereinafter referred to as the “Bank”), collectively referred to as the “Parties.”
FIRST AMENDMENT TO SECOND AMENDED AND RESTATED EXECUITVE EMPLOYMENT AGREEMENTExecuitve Employment Agreement • June 29th, 2017 • Riverview Financial Corp • National commercial banks
THIS AMENDMENT (the “Amendment”) is adopted _January 14, 2014, between and among Riverview Financial Corporation (the “Corporation”), Riverview Bank, (the “Bank”), and Kirk D. Fox (the “Executive”).
THIRD AMENDMENT TO THE RIVERVIEW NATIONAL BANK EXECUTIVE DEFERRED COMPENSATION AGREEMENT DATED JUNE 30, 2010 FOR KIRK FOXDeferred Compensation Agreement • June 29th, 2017 • Riverview Financial Corp • National commercial banks
THIS THIRD AMENDMENT is entered into this 24th day of December, 2015, by and between Riverview National Bank, located in Marysville, Pennsylvania (the “Bank”), and Kirk Fox (the “Executive”).
Second Amendment to Executive Employment AgreementExecutive Employment Agreement • July 2nd, 2021 • Riverview Financial Corp • National commercial banks
THIS SECOND AMENDMENT is adopted June 30, 2021, between and among Riverview Financial Corporation (the “Corporation”), Riverview Bank, (the “Bank”), and Brett D. Fulk (the “Executive”).
