PEOPLE’S UNITED FINANCIAL, INC. 10,000,000 shares of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A ($0.01 par value per share, liquidation preference $25.00 per share) Underwriting AgreementPeople's United Financial, Inc. • October 31st, 2016 • Savings institution, federally chartered • New York
People’s United Financial, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom J.P. Morgan Securities LLC, Wells Fargo Securities, LLC, Goldman, Sachs & Co. and Keefe, Bruyette & Woods, Inc. are acting as the representatives (the “Representatives”), 10,000,000 shares of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share, with a liquidation preference of $25.00 per share (the “Preferred Stock”) of the Company (said shares, the “Shares”).
JUNIOR SUBORDINATED INDENTURE between SMITHTOWN BANCORP, INC. and WILMINGTON TRUST COMPANY, as Trustee Dated as of March 30, 2006Junior Subordinated Indenture • March 1st, 2011 • People's United Financial, Inc. • Savings institution, federally chartered • New York
JUNIOR SUBORDINATED INDENTURE, dated as of March 30, 2006, between SMITHTOWN BANCORP, INC., a New York corporation (the “Company”), and WILMINGTON TRUST COMPANY, a Delaware banking corporation, as Trustee (in such capacity, the “Trustee”).
AGREEMENT AND PLAN OF MERGER by and between UNITED FINANCIAL BANCORP, INC. and PEOPLE’S UNITED FINANCIAL, INC. Dated as of July 15, 2019Agreement and Plan of Merger • July 17th, 2019 • People's United Financial, Inc. • Savings institution, federally chartered • Delaware
AGREEMENT AND PLAN OF MERGER, dated as of July 15, 2019 (this “Agreement”), by and between United Financial Bancorp, Inc., a Connecticut corporation (the “Company”), and People’s United Financial, Inc., a Delaware corporation (“Purchaser”).
STOCK OPTION AGREEMENT (Under the People’s United Financial, Inc. 2014 Long- Term Incentive Plan) Granted To: (“you” or the “Participant”)Stock Option Agreement • May 10th, 2017 • People's United Financial, Inc. • Savings institution, federally chartered
In accordance with the terms of the People’s United Financial, Inc. 2014 Long-Term Incentive Plan (the “Plan”), People’s United Financial, Inc. (the “Company”) is pleased to grant you a non-statutory stock option (the “Option”) to purchase granted shares of the Company’s Common Stock (the “Optioned Shares”) at an Option price of $ per share, representing the Fair Market Value of the Common Stock on (grant date). The Option is exercisable at the times specified in Section 3 of this Agreement, and is subject to the other terms and conditions contained in this Agreement and in the Plan.
RESTRICTED STOCK AGREEMENT (Under the People’s United Financial, Inc. 2014 Long-Term Incentive Plan) Granted To: (“you” or the “Participant”)Restricted Stock Agreement • May 10th, 2017 • People's United Financial, Inc. • Savings institution, federally chartered
In accordance with the terms of the People’s United Financial, Inc. 2014 Long-Term Incentive Plan (the “Plan”), People’s United is pleased to grant you an award (the “Award”) of shares of People’s United Financial, Inc. (the “Company”) Common Stock (the “Shares”). The Shares granted to you under this Agreement are subject to the restrictions set forth in Section 3 hereof and to the other terms and conditions set forth in this Agreement and in the Plan.
NON-COMPETITION AND NON-SOLICITATION AGREEMENTNon-Competition and Non-Solicitation Agreement • February 25th, 2021 • People's United Financial, Inc. • Savings institution, federally chartered • Connecticut
THIS NON-COMPETITION AND NON-SOLICITATION AGREEMENT (the “Agreement”), dated as of February 21, 2021, by and among People’s United Financial, Inc. (the “Company”), a Delaware corporation, and Kirk W. Walters (“Executive”) is effective as of the Closing (as defined below) (the “Effective Date”). For purposes of this Agreement, Executive and the Company shall each be a “Party” and shall collectively be the “Parties”.
CHANGE IN CONTROL AGREEMENTChange in Control Agreement • February 29th, 2012 • People's United Financial, Inc. • Savings institution, federally chartered • Connecticut
THIS CHANGE IN CONTROL AGREEMENT (this “Agreement”) is entered into as of the day of , 20 between People’s United Financial, Inc. (the “Company”), and , an officer of the Company or its wholly-owned subsidiary, People’s United Bank (the “Bank”) or one of the Bank’s wholly-owned subsidiaries (the “Executive”).
PEOPLE’S UNITED FINANCIAL, INC. STOCK OPTION AGREEMENT Granted to: (“you” or the “Participant”)Stock Option Agreement • December 7th, 2007 • People's United Financial, Inc. • Savings institution, federally chartered
In accordance with the terms of the People’s United Financial, Inc. 2007 Stock Option Plan (the “Plan”), People’s United Financial, Inc. (“People’s United”) is pleased to grant you a Non-Qualified Stock Option (the “Option”) to purchase shares of People’s United Common Stock (the “Optioned Shares”). The Option shall consist of two parts: a retention award equal to 55% of the Optioned Shares (the “Retention Award”), and a recognition award equal to the remaining 45% of the Optioned Shares (the “Recognition Award”). The Option is exercisable at the times specified in Section 3 of this Agreement, and is subject to the other terms and conditions contained in this Agreement and in the Plan.
AGREEMENT AND PLAN OF MERGER BY AND BETWEEN PEOPLE’S UNITED FINANCIAL, INC. AND DANVERS BANCORP, INC. DATED AS OF JANUARY 20, 2011Agreement and Plan of Merger • January 24th, 2011 • People's United Financial, Inc. • Savings institution, federally chartered • Delaware
This AGREEMENT AND PLAN OF MERGER, dated as of January 20, 2011 (as amended, supplemented or otherwise modified from time to time, this “Agreement”), is entered into by and between People’s United Financial, Inc., a Delaware corporation (“Acquiror”) and Danvers Bancorp, Inc., a Delaware corporation (the “Company”).
FISCAL AND PAYING AGENCY AGREEMENT Between BANK OF SMITHTOWN, Issuer and WILMINGTON TRUST COMPANY, Fiscal and Paying Agent Dated as of June 29, 2009 11% Subordinated Notes Due July 1, 2019Fiscal and Paying Agency Agreement • March 1st, 2011 • People's United Financial, Inc. • Savings institution, federally chartered • New York
This Fiscal and Paying Agency Agreement (as may be amended, supplemented or otherwise modified from time to time, and together with all Exhibits hereto, this “Agreement”) is dated as of June 29, 2009 between BANK OF SMITHTOWN, a New York state-chartered bank (the “Issuer”), and WILMINGTON TRUST COMPANY, a banking corporation organized under laws of the State of Delaware (the “Fiscal and Paying Agent”).
AGREEMENT AND PLAN OF MERGER by and among People’s United Financial, Inc., People’s United Bank, Bridgeport Merger Corporation, LSB Corporation, and River Bank Dated as of July 15, 2010Agreement and Plan of Merger • July 19th, 2010 • People's United Financial, Inc. • Savings institution, federally chartered • Delaware
This AGREEMENT AND PLAN OF MERGER, dated as of July 15, 2010 (this “Agreement”), is by and among People’s United Financial, Inc., a Delaware corporation (the “Buyer”), People’s United Bank, a federally-chartered stock savings bank and wholly owned subsidiary of Buyer (the “Buyer Bank”), Bridgeport Merger Corporation, a Massachusetts corporation and wholly owned subsidiary of Buyer (the “Merger Sub”), LSB Corporation, a Massachusetts corporation (the “Company”), and River Bank, a Massachusetts-chartered stock savings bank and wholly owned subsidiary of the Company (the “Company Bank”). Any capitalized term used and not otherwise defined in this Agreement shall have the meaning set forth in Section 9.2.
PEOPLE’S UNITED BANK, BANK OF SMITHTOWN and WILMINGTON TRUST COMPANY, as Fiscal and Paying Agent FIRST SUPPLEMENTAL FISCAL AND PAYING AGENCY AGREEMENT Dated as of November 30, 2010 to FISCAL AND PAYING AGENCY AGREEMENT Dated as of July 27, 2009 11%...First Supplemental Fiscal and Paying Agency Agreement • March 1st, 2011 • People's United Financial, Inc. • Savings institution, federally chartered • New York
THIS FIRST SUPPLEMENTAL FISCAL AND PAYING AGENCY AGREEMENT dated as of November 30, 2010 (this “Supplemental Agreement”) is by and among People’s United Bank, a federally-chartered stock savings bank (the “Successor Issuer”), Bank of Smithtown, a New York state-chartered bank (the “Issuer”), and Wilmington Trust Company, a banking corporation organized under the laws of the State of Delaware, as Fiscal and Paying Agent (the “Fiscal and Paying Agent”), under the Fiscal and Paying Agency Agreement referred to below.
PEOPLE’S UNITED FINANCIAL, INC. RESTRICTED STOCK AGREEMENT Granted to: (“you” or the “Participant”)Restricted Stock Agreement • December 7th, 2007 • People's United Financial, Inc. • Savings institution, federally chartered
In accordance with the terms of the People’s United Financial, Inc. 2007 Recognition and Retention Plan (the “Plan”), People’s United Financial, Inc. (“People’s United”) is pleased to grant you an award (the “Award”) of shares of People’s United Common Stock (the “Shares”). The Award shall consist of two parts: a retention award equal to 55% of the Award (the “Retention Award”), and a recognition award equal to the remaining 45% of the Award (the “Recognition Award”). The Shares granted to you under this Agreement are subject to the restrictions set forth in Section 3 hereof and to the other terms and conditions set forth in this Agreement and in the Plan.
PERFORMANCE SHARE GRANT AGREEMENTPerformance Share Grant Agreement • May 10th, 2017 • People's United Financial, Inc. • Savings institution, federally chartered • Connecticut
THIS PERFORMANCE SHARE GRANT AGREEMENT (this “Agreement”) is made as of the Award Date shown above by People’s United Financial, Inc., a Delaware corporation, and its subsidiaries (the “Company”), and is hereby communicated to the employee named above (the “Employee”). Undefined capitalized terms used in this Agreement shall have the meanings set forth in the Company’s 2014 Long-Term Incentive Plan as may be amended from time to time (the “Plan”); provided, that the term “Retirement” shall mean any “Retirement” as defined in the Plan that occurs on or after the first anniversary of the Grant Date.
AGREEMENT AND PLAN OF MERGER by and between People’s United Financial, Inc. and Chittenden CorporationAgreement and Plan of Merger • June 28th, 2007 • People's United Financial, Inc. • Savings institution, federally chartered • Delaware
AGREEMENT AND PLAN OF MERGER, dated as of June 26, 2007 (this “Agreement“), by and between Chittenden Corporation, a Vermont corporation ( the “Company“), and People’s United Financial, Inc., a Delaware corporation (“Parent“).
AGREEMENT AND PLAN OF MERGER dated as of July 15, 2010 between People’s United Financial, Inc. and Smithtown Bancorp, Inc.Agreement and Plan of Merger • July 19th, 2010 • People's United Financial, Inc. • Savings institution, federally chartered • New York
AGREEMENT AND PLAN OF MERGER, dated as of July 15, 2010 (this “Plan”), between People’s United Financial, Inc. (“Parent”) and Smithtown Bancorp, Inc. (the “Company”).
PEOPLE’S UNITED FINANCIAL, INC. RESTRICTED STOCK AGREEMENT Granted to: (“you” or the “Participant”)Restricted Stock Agreement • December 7th, 2007 • People's United Financial, Inc. • Savings institution, federally chartered
In accordance with the terms of the People’s United Financial, Inc. 2007 Recognition and Retention Plan (the “Plan”), People’s United Financial, Inc. (“People’s United”) is pleased to grant you an award (the “Award”) of shares of People’s United Common Stock (the “Shares”). The Award shall consist of two parts: a retention award equal to 55% of the Award (the “Retention Award”), and a recognition award equal to the remaining 45% of the Award (the “Recognition Award”). The Shares granted to you under this Agreement are subject to the restrictions set forth in Section 3 hereof and to the other terms and conditions set forth in this Agreement and in the Plan.
AMENDED AND RESTATED AGREEMENT AND PLAN OF CONVERSION AND REORGANIZATION of PEOPLE’S MUTUAL HOLDINGS and PEOPLE’S BANK Adopted by the Board of Trustees of People’s Mutual Holdings and the Board of Directors of People’s Bank on September 19, 2006...Agreement and Plan • December 21st, 2006 • People's United Financial, Inc. • Savings institution, federally chartered
This is an AMENDED AND RESTATED AGREEMENT AND PLAN OF CONVERSION AND REORGANIZATION, dated as of September 19, 2006 and amended and restated as of October 26, 2006 by and among People’s Mutual Holdings and People’s Bank.
SUBORDINATED NOTE PURCHASE AGREEMENT Dated as of October 20, 2009Subordinated Note Purchase Agreement • March 1st, 2011 • People's United Financial, Inc. • Savings institution, federally chartered • Massachusetts
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of October 20, 2009 and is made by and among RIVER BANK (“Borrower”) and COMMERCE BANK & TRUST COMPANY (the “Lender”).
SEPARATION AGREEMENTSeparation Agreement • April 27th, 2010 • People's United Financial, Inc. • Savings institution, federally chartered • Connecticut
This Separation Agreement (this “Agreement”) is made as of April 25, 2010, by and between Philip R. Sherringham (the “Executive”) and People’s United Financial, Inc., a corporation formed under the laws of the State of Delaware (the “Company”).
AMENDMENT TO STOCK OPTION AGREEMENTSPeople's United Financial, Inc. • November 2nd, 2006
Amendment, dated effective as of the 22nd day of December, 2005, to certain Stock Option Agreements (the “Agreements”), between People’s Bank (the “Bank”), and (“you” or the “Participant”). Capitalized terms that are not specifically defined herein have the meanings ascribed to those terms in the Agreements or in the People’s Bank 1998 Long-Term Incentive Plan (the “Plan”), as the case may be. In the event that any term or provision contained herein shall conflict with or be inconsistent with any provision contained in the Agreements, the terms and provisions of this Amendment shall govern. All section references herein shall mean sections of the Agreements.
Amendment to Agreement for Compensation on Discharge Subsequent to a Change in ControlPeople's United Financial, Inc. • November 2nd, 2006
Amendment, dated as of December 22, 2005, to the Agreement for Compensation on Discharge Subsequent to a Change in Control (the “Agreement”), between People’s Bank (the “Bank”) and (the “Officer”). Capitalized terms that are not specifically defined herein shall have the meanings ascribed to those terms in the Agreement.
PEOPLE’S UNITED FINANCIAL, INC. STOCK OPTION AGREEMENT Granted to: NUF_Last Name, First Name (“you” or the “Participant”)Stock Option Agreement • February 29th, 2012 • People's United Financial, Inc. • Savings institution, federally chartered
In accordance with the terms of the People’s United Financial, Inc. 2007 Stock Option Plan (the “Plan”), People’s United Financial, Inc. (“People’s United”) is pleased to grant you a Non-Qualified Stock Option (the “Option”) to purchase Granted shares of People’s United Common Stock (the “Optioned Shares”). The Option is exercisable at the times specified in Section 3 of this Agreement, and is subject to the other terms and conditions contained in this Agreement and in the Plan.
As of January 20, 2011People's United Financial, Inc. • February 29th, 2012 • Savings institution, federally chartered • Connecticut
In connection with the anticipated merger (the “Merger”) among People’s United Financial, Inc. (the “Acquiror”) and Danvers Bancorp, Inc. (the “Seller”) contemplated by the Agreement and Plan of Merger, dated as of January 20, 2011 (the “Merger Agreement”), the Acquiror, People’s United Bank (the “Acquiror Bank”) (Acquiror and Acquiror Bank are referred to collectively herein as the “Buyer”) and you are hereby entering into this Consulting Agreement (this “Agreement”).
AMENDMENT TO PEOPLE’S BANK SUPPLEMENTAL SAVINGS PLAN NON-QUALIFIED TRUST AGREEMENTNon-Qualified Trust Agreement • February 29th, 2008 • People's United Financial, Inc. • Savings institution, federally chartered
This Agreement of Amendment is made as of October 4, 2004, except as otherwise hereinafter specifically provided, by and between People’s United Bank (“Company”) and JPMorgan Chase Bank, NA (“Trustee”).
Amendment to Executive Employment AgreementEmployment Agreement • November 2nd, 2006 • People's United Financial, Inc. • Connecticut
THIS AMENDMENT is made this 27th day of December, 2005 between PEOPLE’S BANK (“Company”), a Connecticut capital stock saving bank, and JOHN A. KLEIN (“Executive”) of Easton, Connecticut.
The Norwich Savings Society Non-Qualified Deferred Compensation Trust Agreement, dated June 27, 1995 between The Norwich Savings Society and Sachem Trust National AssociationTrust Agreement • February 2nd, 2007 • People's United Financial, Inc. • Savings institution, federally chartered • Connecticut
THIS AGREEMENT, made and entered into this 27th day of June, 1995 by and between The Norwich Savings Society and Sachem Trust National Association (herein referred to as “Trustee”).
PEOPLE’S BANK SUPPLEMENTAL SAVINGS PLAN NON-QUALIFIED TRUST AGREEMENTQualified Trust Agreement • February 2nd, 2007 • People's United Financial, Inc. • Savings institution, federally chartered
This Agreement made as of July 23, 1998, by and between People’s Bank (“Company”) and Morgan Guaranty Trust Company of New York (“Trustee”).
FORM OF VOTING AGREEMENTForm of Voting Agreement • July 23rd, 2010 • People's United Financial, Inc. • Savings institution, federally chartered • Delaware
This VOTING AGREEMENT (this “Agreement”) is dated as of July 15, 2010, by and between the undersigned holder (“Shareholder”) of one or more shares of shares of common stock, par value $.10 per share (the “Company Common Stock”) of LSB Corporation, a Massachusetts corporation (the “Company”), and People’s United Financial, Inc., a Delaware corporation (the “Buyer”). All capitalized terms used but not defined herein shall have the meanings assigned to them in the Merger Agreement (defined below).
PEOPLE’S UNITED FINANCIAL, INC., SMITHTOWN BANCORP, INC. and WILMINGTON TRUST COMPANY as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of November 30, 2010 to JUNIOR SUBORDINATED INDENTURE Dated as of March 30, 2006 JUNIOR SUBORDINATED NOTES DUE 2036First Supplemental Indenture • March 1st, 2011 • People's United Financial, Inc. • Savings institution, federally chartered • New York
THIS FIRST SUPPLEMENTAL INDENTURE dated as of November 30, 2010 (this “Supplemental Indenture”) is by and among Wilmington Trust Company, a Delaware banking corporation (herein, together with its successors in interest, the “Trustee”), People’s United Financial, Inc., a savings and loan holding company incorporated in Delaware (the “Successor Company”), and Smithtown Bancorp, Inc., a bank holding company incorporated in New York (the “Company”), under the Indenture referred to below.
NON-QUALIFIED PENSION TRUST AGREEMENTNon-Qualified Pension Trust Agreement • February 2nd, 2007 • People's United Financial, Inc. • Savings institution, federally chartered
TRUST AGREEMENT made to be effective as of the 18th day of March, 1997, by and between PEOPLE’S BANK, a Connecticut chartered capital stock savings bank, (“Company”) and MORGAN GUARANTY TRUST COMPANY OF NEW YORK, a corporation organized and existing under the laws of the State of New York (“Trustee”);
RESTRICTED STOCK AGREEMENT (Under the People’s United Financial, Inc. 2008 Long-Term Incentive Plan) Granted To [NAME]: (“you” or the “Participant”)Restricted Stock Agreement • March 1st, 2013 • People's United Financial, Inc. • Savings institution, federally chartered
In accordance with the terms of the People’s United Financial, Inc. 2008 Long-Term Incentive Plan (the “Plan”), People’s United is pleased to grant you an award (the “Award”) of [SPECIFY NUMBER] shares of People’s United Financial, Inc. (the “Company”) Common Stock (the “Shares”). The Shares granted to you under this Agreement are subject to the restrictions set forth in Section 3 hereof and to the other terms and conditions set forth in this Agreement and in the Plan.
Fiscal and Paying Agency Agreement, dated as of November 16, 2000, between People’s Bank and Bankers Trust Company as Fiscal and Paying AgentFiscal and Paying Agency Agreement • February 2nd, 2007 • People's United Financial, Inc. • Savings institution, federally chartered • New York
This Fiscal and Paying Agency Agreement (this “Agreement”) is dated as of November 16, 2000 between PEOPLE’S BANK, a Connecticut state-chartered capital stock savings bank (the “Bank”), and BANKERS TRUST COMPANY, a banking organization organized under laws of the State of New York (the “Fiscal and Paying Agent”).
PEOPLE’S UNITED FINANCIAL, INC. RESTRICTED STOCK AGREEMENT Granted to: NUF_OptioneeName_First_MI_Last (“you” or the “Participant”)Restricted Stock Agreement • February 29th, 2012 • People's United Financial, Inc. • Savings institution, federally chartered
In accordance with the terms of the People’s United Financial, Inc. 2007 Recognition and Retention Plan (the “Plan”), People’s United Financial, Inc. (“People’s United”) is pleased to grant you an award (the “Award”) of Granted shares of People’s United Common Stock (the “Shares”). The Shares granted to you under this Agreement are subject to the restrictions set forth in Section 3 hereof and to the other terms and conditions set forth in this Agreement and in the Plan.
FISCAL AND PAYING AGENCY AGREEMENT Between BANK OF SMITHTOWN, Issuer and WILMINGTON TRUST COMPANY, Fiscal and Paying Agent Dated as of July 27, 2009 11% Subordinated Notes Due July 1, 2019Fiscal and Paying Agency Agreement • March 1st, 2011 • People's United Financial, Inc. • Savings institution, federally chartered • New York
This Fiscal and Paying Agency Agreement (as may be amended, supplemented or otherwise modified from time to time, and together with all Exhibits hereto, this “Agreement”) is dated as of July 27, 2009 between BANK OF SMITHTOWN, a New York state-chartered bank (the “Issuer”), and WILMINGTON TRUST COMPANY, a banking corporation organized under laws of the State of Delaware (the “Fiscal and Paying Agent”).
