PARTICIPATION AGREEMENT Among AIM INTERNATIONAL MUTUAL FUNDS, (INVESCO INTERNATIONAL MUTUAL FUNDS), INVESCO DISTRIBUTORS, INC., and TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAParticipation Agreement • October 1st, 2020 • Tiaa Separate Account Va-3 • New York
THIS AGREEMENT, made and entered into as of this day of , 2020 by and among Teachers Insurance and Annuity Association of America (hereinafter, the “Company”), a New York insurance company, on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A hereto as may be amended from time to time (each account hereinafter referred to as the “Account”), AIM International Mutual Funds (Invesco International Mutual Funds (hereinafter the “Fund”), a Delaware Trust, and Invesco Distributors, Inc. (hereinafter the “Underwriter”), a Delaware limited liability company.
AMENDMENT TO PARTICIPATION AGREEMENT Regarding RULES 30e-3 and 498AParticipation Agreement • April 27th, 2021 • Tiaa Separate Account Va-3
Teachers Insurance and Annuity Association of America (the “Company”), Ariel Investment Trust, a an open-end investment company registered under the Investment Company Act of 1940, a Massachusetts business trust (the “Trust”) and each separate series of the Trust (the “Fund” or “Funds”), and Ariel Distributors, LLC, Fund Distributor (the “Underwriter”), a Delaware limited liability company, entered into a certain Fund Services agreement dated September 12, 2014 (the “Participation Agreement”). This Amendment (the “Amendment”) to the Participation Agreement is entered into as of December 7, 2020, by and among the Company, on its own behalf and on behalf of each separate account of the Company as set forth in the Participation Agreement, as may be amended from time to time (individually and collectively the “Accounts”), the Fund and the Underwriter (collectively, the “Parties”).
FORM OF INVESTMENT ACCOUNTING AGREEMENTInvestment Accounting Agreement • April 23rd, 2008 • TIAA Separate Account VA-3 • Massachusetts
This Master Investment Accounting Agreement (the “Agreement”) is made effective as of , 2007 by and between STATE STREET BANK AND TRUST COMPANY, a trust company established under the laws of the Commonwealth of Massachusetts located at 801 Pennsylvania, Kansas City, MO 64105 (“State Street”), and TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA, a life insurance company organized and existing under the laws of New York and located at 730 Third Avenue, New York, New York 10017-3206 (“TIAA”) and TIAA-CREF LIFE INSURANCE COMPANY, a life insurance company organized and existing under the laws of New York and located at 730 Third Avenue, New York, New York 10017-3206 (“TC Life”) (TC Life and TIAA each individually referred to herein as the “Insurance Company”), each with respect to each of its separate accounts listed on Schedule A hereto, as it may be amended from time to time, incorporated herein by reference (each such separate account shall hereinafter be referred to as an “Account
SERVICE and SUBCONTRACTING AGREEMENTService and Subcontracting Agreement • April 27th, 2021 • Tiaa Separate Account Va-3 • New York
This Service and Subcontracting Agreement (this “Agreement”) is entered into by and between Teachers Insurance and Annuity Association of America, a New York life insurance company (“TIAA”), and TIAA Shared Services, LLC, a Delaware limited liability corporation (“TSS”) and is effective as of April 1, 2021.
Contractholder: [XYZ Trust Company] Contract Number: [T-123456] Companion CREF Contract Number: [C-123456/NONE] Date of Issue: [01-01-2023]Tiaa Separate Account Va-3 • April 28th, 2023
This is a legal contract between the Contractholder, [XYZ Trust Company], as Trustee of the [Retirement Choice Annuity Trust] (“Trust”), and us, Teachers Insurance and Annuity Association of America (TIAA). This page refers briefly to some of the features of this contract. The next pages set forth in detail the rights and obligations of TIAA, the employer, employer plan and the Contractholder under the contract. PLEASE READ THIS CONTRACT CAREFULLY. IT IS IMPORTANT.
AMENDMENT TO PARTICIPATION AGREEMENT Regarding RULES 30e-3 and 498AParticipation Agreement • April 27th, 2021 • Tiaa Separate Account Va-3
Teachers Insurance and Annuity Association of America (the “Company”), Vanguard Variable Insurance Fund (the “Fund”), a Delaware business trust, The Vanguard Group, Inc., a Pennsylvania corporation (the “Sponsor”), and Vanguard Marketing Corporation, a Pennsylvania corporation (the “Distributor”), entered into a certain participation agreement dated May 1, 2012, as amended to date (the “Participation Agreement”). This Amendment (the “Amendment”) to the Participation Agreement is entered into as of , 2020, by and among the Company, on its own behalf and on behalf of each separate account of the Company as set forth in the Participation Agreement, as may be amended from time to time (individually and collectively the “Accounts”), the Fund, the Sponsor and the Distributor (collectively, the “Parties”).
AMENDMENT TO PARTICIPATION AGREEMENT Regarding RULES 30e-3 and 498AParticipation Agreement • April 27th, 2021 • Tiaa Separate Account Va-3
Teachers Insurance and Annuity Association of America (the “Company”), Delaware Management Company (the “Adviser”), a series of Macquarie Investment Management Business Trust, a statutory trust under the laws of the State of Delaware, and Delaware Distributors, L.P., a limited partnership organized under the laws of the State of Delaware (the “Fund Distributor” or the “Underwriter”) of the Delaware Funds® by Macquarie (the “Fund(s)”), entered into a certain participation agreement dated September 19, 2016 (the “Participation Agreement”). This Amendment (the “Amendment”) to the Participation Agreement is entered into as of January __, 2021, by and among the Company, on its own behalf and on behalf of each separate account of the Company as set forth in the Participation Agreement, as may be amended from time to time (individually and collectively the “Accounts”), the Fund and the Underwriter (collectively, the “Parties”).
ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • October 1st, 2020 • Tiaa Separate Account Va-3 • New York
Teachers Insurance and Annuity Association of America (the “Insurer”) and Saturna Capital Corporation (the “Adviser”) (collectively, the “Parties”), mutually agree to the arrangements set forth in this Administrative Services Agreement (the “Agreement”), effective the 4th of August, 2020.
Teachers Insurance and Annuity Association of America Telephone: [800-842-2733] Group Annuity ContractTIAA Separate Account VA-3 • April 23rd, 2009
This is a contract between you, the policyholder, and us, Teachers Insurance and Annuity Association of America (TIAA). This page refers briefly to some of the features of this contract. The next pages set forth in detail the rights and obligations of both TIAA and the policyholder under the contract. PLEASE READ THE CONTRACT. IT IS IMPORTANT.
Teachers Insurance and Annuity Association of America Telephone: [800-842-2733] Retirement Choice Annuity ContractTIAA Separate Account VA-3 • April 23rd, 2008
This is a contract between you, the contractholder, and us, Teachers Insurance and Annuity Association of America (TIAA). This page refers briefly to some of the features of this contract. The next pages set forth in detail the rights and obligations of both TIAA and the contractholder under the contract. PLEASE READ THIS CONTRACT. IT IS IMPORTANT.
Contractholder: [XYZ Trust Company] Contract Number: [T-123456] Companion CREF Contract Number: [C-123456/NONE] Date of Issue: [01-01-2023]Tiaa Separate Account Va-3 • April 28th, 2023
This is a legal contract between the Contractholder, [XYZ Trust Company], as Trustee of the [Retirement Choice Plus Annuity Trust] (“Trust”), and us, Teachers Insurance and Annuity Association of America (TIAA). This page refers briefly to some of the features of this contract. The next pages set forth in detail the rights and obligations of TIAA, the employer, employer plan and the Contractholder under the contract. PLEASE READ THIS CONTRACT CAREFULLY. IT IS IMPORTANT.
AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • April 23rd, 2009 • TIAA Separate Account VA-3
This Amendment is entered into as of July 31, 2007, by and among Teachers Insurance and Annuity Association of America (the “Company”) on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A of the Agreement (as defined below) as may be amended from time to time (individually and collectively the “Account”), the TIAA-CREF Institutional Mutual Funds and Teachers Personal Investors Services, Inc. (“TPIS”).
Contract Number: [T-xxxxx] Companion CREF Contract Number: [C-xxxxx/NONE] Date of Issue: [01 01 2007]Tiaa Separate Account Va-3 • April 27th, 2020
This is a legal contract between you, the contractholder, and us, Teachers Insurance and Annuity Association of America (TIAA). This page refers briefly to some of the features of this contract. The next pages set forth in detail the rights and obligations of both TIAA and the contractholder under the contract. PLEASE READ THIS CONTRACT CAREFULLY. IT IS IMPORTANT.
AMENDMENT TO PARTICIPATION AGREEMENT (“Amendment”)Participation Agreement • October 1st, 2020 • Tiaa Separate Account Va-3
This Amendment is entered into as of May 11, 2020, by and among Teachers Insurance and Annuity Association of America (the “Company”) on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A of the Agreement as may be amended from time to time (individually and collectively the “Account”, and the TIAA-CREF Funds, (formerly the TIAA-CREF Institutional Funds) ( the “Fund” ), Teachers Advisors, LLC (formerly Teachers Advisors, Inc.) (“Adviser”), Nuveen Securities, LLC (formerly Teacher Personal Investors Services, Inc.) (“Distributor” or “Underwriter”).
Contract Number: [T-xxxxx] Companion CREF Contract Number: [C-xxxxx/NONE] Date of Issue: [01 01 2007]Tiaa Separate Account Va-3 • April 27th, 2020
This is a legal contract between you, the contractholder, and us, Teachers Insurance and Annuity Association of America (TIAA). This page refers briefly to some of the features of this contract. The next pages set forth in detail the rights and obligations of both TIAA and the contractholder under the contract. PLEASE READ THIS CONTRACT CAREFULLY. IT IS IMPORTANT.
THIRD AMENDMENT TO FUND PARTICIPATION AND SERVICE AGREEMENTFund Participation and Service • April 23rd, 2010 • TIAA Separate Account VA-3
This Amendment is entered into as of December 31, 2009, by and among Teachers Insurance and Annuity Association of America (the “Insurance Company”) on its own behalf and on behalf of each segregated asset account of the Insurance Company set forth on Exhibit A of the Agreement (as defined blow) as may be amended from time to time (individually and collectively “Separate Accounts”), TIAA-CREF Individual & Institutional Services, LLC (“TC Services” being a party only for the purpose of consenting to this Amendment), American Funds Distributors, Inc., (the “Distributor”), American Funds Service Company (the “Transfer Agent”) and Capital Research and Management Company (the “Adviser”) on behalf of each of the open-end investment companies, or series thereof for which Distributor, Transfer Agent and Adviser provide services (hereinafter collectively called the “Funds” and, individually, a “Fund”).
PARTICIPATION AGREEMENTParticipation Agreement • December 22nd, 2006 • TIAA Separate Account VA-3 • New York
THIS AGREEMENT, made and entered into as of this ___ day of _____________, 2006 by and between Teachers Insurance and Annuity Association of America (hereinafter, the “Company”), a New York domiciled life insurance company, on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A hereto as may be amended from time to time (each account hereinafter referred to as the “Account”), Legg Mason Investor Services, LLC, a Delaware limited liability company (hereinafter, the “Underwriter”) and Western Asset Management Company, a California corporation (hereinafter, the “Adviser”) with respect to investments in Western Asset Funds, Inc., a Maryland corporation (hereinafter the “Fund”).
PARTICIPATION AGREEMENT by and between TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA and DODGE & COX FUNDSParticipation Agreement • April 22nd, 2011 • TIAA Separate Account VA-3 • New York
THIS AGREEMENT, dated as of the 15th day of April, 2011, by and between Teachers Insurance and Annuity Association of America, a New York domiciled life insurance company (the “Company”), on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A hereto as may be amended from time to time (individually and collectively referred to as the “Account”) and Dodge & Cox Funds, a Delaware Statutory trust, as distributor for shares of the Dodge & Cox family of mutual funds (collectively, the “Funds” and individually, a “Fund”).
AMENDMENT TO FUND PARTICIPATION AND SERVICE AGREEMENTFund Participation and Service Agreement • April 25th, 2013 • TIAA Separate Account VA-3
This Amendment is entered into as of April 1, 2013, by and among Teachers Insurance and Annuity Association of America (the “Company”) on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A of the Agreement (as defined below) as may be amended from time to time, DFA Investment Dimensions Group Inc. (the “Fund”), a Maryland corporation, Dimensional Fund Advisors LP, a Delaware limited partnership (the “Adviser”), and DFA Securities LLC, a Delaware limited liability company (the “Underwriter”).
AMENDMENT TO PARTICIPATION AGREEMENT Regarding RULES 30e-3 and 498AParticipation Agreement • April 27th, 2021 • Tiaa Separate Account Va-3
Teachers Insurance and Annuity Association of America (the “Company”) on its own behalf and on the behalf of each segregated asset accoung of the Company set forth on Schedule A hereto, JPMorgan Trust II (the “Fund”), and JPMorgan Distribution Services, Inc. (the “Underwriter”), entered into a certain participation agreement dated November 22, 2016, as amended (the “Participation Agreement”). This Amendment (the “Amendment”) to the Participation Agreement is entered into as of , 20__, by and among the Company, on its own behalf and on behalf of each separate account of the Company as set forth in the Participation Agreement, as may be amended from time to time (individually and collectively the “Accounts”), the Fund and the Underwriter (collectively, the “Parties”).
SECOND AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • April 23rd, 2012 • TIAA Separate Account VA-3
This Second Amendment to Participation Agreement (“Amendment”) is entered into by and among Legg Mason Investor Services, LLC, (the “Underwriter”, “We” or “Us”), Western Asset Management Company (the “Adviser”) and Teachers Insurance and Annuity Association of America (the “Company”, “You” or “Your”), collectively (the “Parties”).
PARTICIPATION AGREEMENT Among BLACKROCK ADVISORS, LLC, BLACKROCK INVESTMENTS, LLC, and TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAParticipation Agreement • October 1st, 2020 • Tiaa Separate Account Va-3 • New York
THIS PARTICIPATION AGREEMENT (the “Agreement”), made and entered into as of this 1st day of October, 2020 (the “Effective Date”) by and among Teachers Insurance and Annuity Association of America (hereinafter, the “Company”), a New York insurance company, on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A hereto as may be amended from time to time (each account hereinafter referred to as the “Account”), BlackRock Advisors, LLC (hereinafter the “Adviser”), a Delaware limited liability company, and BlackRock Investments, LLC (hereinafter the “Underwriter”), a Delaware limited liability company.
PARTICIPATION AGREEMENTParticipation Agreement • December 1st, 2016 • Tiaa Separate Account Va-3 • California
THIS AGREEMENT, made and entered into as of this day of , 2016 by and between Teachers Insurance and Annuity Association of America (hereinafter, the “Company”), a New York insurance company, on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A hereto as may be amended from time to time (each account hereinafter referred to as the “Account”), and Franklin Templeton Distributors, Inc., a New York corporation (hereinafter the “Underwriter”), with respect to investments in Templeton Income Trust, a Delaware statutory trust (hereinafter the “Fund”).
THE VANGUARD GROUP, INC. AMENDMENT TO AGREEMENTTo Agreement • April 25th, 2013 • TIAA Separate Account VA-3
THIS AMENDMENT TO AGREEMENT (this “Amendment”), made as of this 23rd day of April, 2013, is by and among THE VANGUARD GROUP, INC. (“Vanguard”), a Pennsylvania corporation with its principal place of business in Pennsylvania, TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA (the “Company”), a New York life insurance company with its principal place of business in New York, on its own behalf and on behalf each segregated asset account of the Company identified on Schedule A attached to the Agreement (as defined below), as amended from time to time, and JPMORGAN CHASE BANK, N.A. (the “NSCC Firm”), a national banking association with its principal place of business in Ohio.
AMENDMENT TO FUND PARTICIPATION AND SERVICE AGREEMENTFund Participation and Service Agreement • April 25th, 2013 • TIAA Separate Account VA-3
This Amendment is entered into as of March 19, 2013, by and among Teachers Insurance and Annuity Association of America (the “Company”) on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A of the Agreement (as defined below) as may be amended from time to time and Dodge and Cox Funds, A Delaware Statutory trust, as distributor for shares of the Dodge and Cox family of mutual funds (collectively, the “Funds” or “You” and individually, a “Fund”).
AMENDMENT TO PARTICIPATION AGREEMENT Regarding RULES 30e-3 and 498AParticipation Agreement • April 27th, 2021 • Tiaa Separate Account Va-3
Teachers Insurance and Annuity Association of America (the “Company”), BlackRock Advisors, LLC (“BAL”), and BlackRock Investments, LLC (‘BRIL” or “Underwriter” together with BAL, the “Fund Parties) entered into the Fund Participation Agreement dated October 1, 2020 (the “Participation Agreement”). This Amendment (the “Amendment”) to the Participation Agreement is entered into as of , 20__, by and among the Company, on its own behalf and on behalf of each separate account of the Company as set forth in the Participation Agreement, as may be amended from time to time (individually and collectively the “Accounts”), BAL and BRIL (collectively, the “Parties”).
AMENDMENT TO THE VANGUARD GROUP, INC. AGREEMENTInc. Agreement • April 27th, 2022 • Tiaa Separate Account Va-3
THIS AMENDMENT TO THE VANGUARD GROUP, INC. AGREEMENT (this “Amendment”) is made this 12th day of April, 2022, by and between THE VANGUARD GROUP, INC., TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA, and JPMORGAN CHASE BANK, N.A. (collectively, the “Parties”).
AMENDMENT TO FUND PARTICIPATION AND SERVICE AGREEMENTFund Participation and Service Agreement • April 25th, 2013 • TIAA Separate Account VA-3
This Amendment is entered into as of March 22, 2013, by and among Teachers Insurance and Annuity Association of America (the “Company”) on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A of the Agreement as may be amended from time to time, T. Rowe Price Associates, Inc. (“Adviser”), on behalf of itself and the T. Rowe Price Funds (“Fund” or “Funds”) and T. Rowe Price Investment Services, Inc. (hereinafter the “Underwriter”), a Maryland corporation. For purposes of this Amendment, the Fund, Adviser and Underwriter are together referred to as “You.”
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICATiaa Separate Account Va-3 • April 25th, 2017
This contract (“the Contract”) was made and delivered in [the State of state], and is subject to the laws and regulations thereof.
AMENDMENT TO FUND PARTICIPATION AGREEMENTFund Participation Agreement • October 1st, 2020 • Tiaa Separate Account Va-3
This Amendment is entered into as of June 1, 2020, by and among Teachers Insurance and Annuity Association of America (the “Insurance Company”) on its own behalf and on behalf of each segregated asset account of the Insurance Company set forth on Schedule A of the Agreement (as defined below) as may be amended from time to time (individually and collectively “Separate Accounts”), TIAA-CREF Individual & Institutional Services, LLC (“TC Services”), being a party only for the purpose of consenting to this Amendment), and Capital Research and Management Company (the “Adviser”) on behalf of each of the open-end investment companies, or series thereof for which Distributor, Transfer Agent and Adviser provide services (hereinafter called the “Funds” and, individually, a “Fund”). For purposes of the Amendment, Distributor, Transfer Agent and Adviser are together referred to as “You”.
AMENDMENT TO PARTICIPATION AGREEMENT Regarding RULES 30e-3 and 498AParticipation Agreement • April 27th, 2021 • Tiaa Separate Account Va-3
Teachers Insurance and Annuity Association of America (the “Company”), American Beacon Advisors, Inc. (the “Adviser”) as investment manager on behalf of each of the funds listed on Schedule A to the Participation Agreement, separately and not jointly, and American Beacon Funds, (the “Fund”), a Massachusetts business trust, and Resolute Investment Distributors, Inc. Fund Distributor (the “Distributor”), a Delaware Corporation, entered into a certain participation agreement dated September 7, 2016 (the “Participation Agreement”). This Amendment (the “Amendment”) to the Participation Agreement is entered into as of , 20__, by and among the Company, on its own behalf and on behalf of each separate account of the Company as set forth in the Participation Agreement, as may be amended from time to time (individually and collectively the “Accounts”), the Fund and the Distributor (collectively, the “Parties”).
AMENDMENT TO FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 27th, 2022 • Tiaa Separate Account Va-3
This Amendment is entered into as of February 1, 2022, by and among Teachers Insurance and Annuity Association of America (the “Company”) on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A of the Agreement as may be amended from time to time, JPMorgan Trust II, and JPMorgan Distribution Services, Inc.
DOMESTIC CUSTODY AGREEMENT BETWEEN TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA ON BEHALF OF TIAA SEPARATE ACCOUNT VA-3 AND JPMORGAN CHASE BANK, N.A. October 20, 2006Domestic Custody Agreement • April 23rd, 2008 • TIAA Separate Account VA-3 • New York
This Agreement, dated October 20, 2006, is between JPMORGAN CHASE BANK, N.A. (“Bank”), with a place of business at 270 Park Avenue, New York, New York; and TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA on behalf of TIAA Separate Account VA-3 (“Customer”) with a place of business at 730 Third Avenue, New York, New York.
FUND PARTICIPATION AND SERVICE AGREEMENTParticipation and Service Agreement • December 22nd, 2006 • TIAA Separate Account VA-3 • New York
Teachers Insurance and Annuity Association of America (hereinafter called the “Insurance Company”), for itself and on behalf of one or more separate accounts of the Insurance Company listed on Exhibit A (hereinafter called "Separate Accounts"), TIAA-CREF Individual & Institutional Services, LLC (for purposes of paragraph 9(e) only), American Funds Distributors, Inc. (hereinafter called “Distributor”), American Funds Service Company (hereinafter called “Transfer Agent”), Capital Research and Management Company (hereinafter called “Adviser”) on behalf of each of the open-end investment companies, or series thereof for which Distributor, Transfer Agent and Adviser provide services (hereinafter collectively called the "Funds" and, individually, a "Fund"), for good and valuable consideration, hereby agree on this ____ day of ___________ 2006, that Class R-5 shares (“shares” or “Class R Shares”) of the Funds listed on Exhibit A shall be made available to serve as underlying investment media
FORM OF PARTICIPATION AGREEMENT Between LEGG MASON INVESTOR SERVICES, LLC WESTERN ASSET MANAGEMENT COMPANY, WESTERN ASSET FUNDS, INC. and TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICATIAA Separate Account VA-3 • September 29th, 2006 • New York
THIS AGREEMENT, made and entered into as of this ______ day of September, 2006 by and between Teachers Insurance and Annuity Association of America (hereinafter, the “Company”), a New York domiciled life insurance company, on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A hereto as may be amended from time to time (each account hereinafter referred to as the “Account”), Legg Mason Investor Services, LLC, a Delaware limited liability company (hereinafter, the “Underwriter”), Western Asset Management Company, a California corporation (hereinafter, the “Adviser”) and Western Asset Funds, Inc., a Maryland corporation (hereinafter the “Fund”).
