Transfer Agency and Service Agreement Among Nuveen Diversified Commodity Fund and State Street Bank and Trust CompanyAgency and Service Agreement • November 12th, 2010 • Nuveen Diversified Commodity Fund • Commodity contracts brokers & dealers • Massachusetts
AGREEMENT made as of the 27th day of September, 2010, by and among the Nuveen Diversified Commodity Fund, a Delaware statutory trust, and such other Nuveen Funds as may be added to Schedule A to this Agreement from time to time by mutual agreement of the parties, (each the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at State Street Financial Center, One Lincoln Street, Boston, Massachusetts 02111 (the “Transfer Agent”).
THIRD AMENDED AND RESTATED TRUST AGREEMENT OF NUVEEN GRESHAM DIVERSIFIED COMMODITY ETF (formerly known as NUVEEN DIVERSIFIED COMMODITY FUND) Dated as of [ ], 2015 By and Among NUVEEN COMMODITIES ASSET MANAGEMENT, LLC, WILMINGTON TRUST COMPANY and THE...Trust Agreement • November 30th, 2015 • Nuveen Diversified Commodity Fund • Commodity contracts brokers & dealers • Delaware
This THIRD AMENDED AND RESTATED TRUST AGREEMENT (this “Trust Agreement”) of NUVEEN GRESHAM DIVERSIFIED COMMODITY ETF (formerly known as NUVEEN DIVERSIFIED COMMODITY FUND) is made and entered into as of the [ ] day of [ ], 2015, by and among NUVEEN COMMODITIES ASSET MANAGEMENT, LLC, a Delaware limited liability company, as manager (the “Manager”), WILMINGTON TRUST COMPANY, a Delaware trust company, as trustee (the “Resident Delaware Trustee”), and the SHAREHOLDERS from time to time hereunder.
COLLATERAL SUB-ADVISORY AGREEMENTCollateral Sub-Advisory Agreement • November 12th, 2010 • Nuveen Diversified Commodity Fund • Commodity contracts brokers & dealers • Illinois
AGREEMENT made as of this 27th day of September, 2010 (this “Agreement”), by and between Nuveen Diversified Commodity Fund, a Delaware statutory trust (the “Fund”), Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (“Manager”), and Nuveen Asset Management, a Delaware corporation (“Collateral Subadvisor”).
COMMODITY SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 31st, 2010 • Nuveen Diversified Commodity Fund • Commodity contracts brokers & dealers • Illinois
AGREEMENT made as of this day of , 2010 (this “Agreement”), by and between Nuveen Diversified Commodity Fund, a Delaware statutory trust (the “Fund”), Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (“Manager”), and Gresham Investment Management LLC, a Delaware limited liability company (“Commodity Subadvisor”).
CUSTODIAN AGREEMENTCustodian Agreement • November 12th, 2010 • Nuveen Diversified Commodity Fund • Commodity contracts brokers & dealers • Massachusetts
This Agreement, dated as of September 27, 2010, is by and between NUVEEN DIVERSIFIED COMMODITY FUND, a Delaware statutory trust (the “Trust”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
Nuveen Diversified Commodity Fund (a Delaware statutory trust) [—] Shares (Par Value $0.01 per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • June 8th, 2011 • Nuveen Diversified Commodity Fund • Commodity contracts brokers & dealers • New York
Futures Account AgreementFutures Account Agreement • November 30th, 2015 • Nuveen Diversified Commodity Fund • Commodity contracts brokers & dealers • New York
This package includes the agreements and forms necessary to establish a futures trading account. Included is a set of Disclosure Statements required by different exchanges and regulators for certain types of activities. You should review these statements to understand some of the risks of trading and be aware of how your rights in certain markets might be limited. These statements should be kept by you and copies should be distributed to the relevant parties within your organization.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 12th, 2010 • Nuveen Diversified Commodity Fund • Commodity contracts brokers & dealers • Delaware
AGREEMENT made as of this 27th day of September, 2010, by and between Nuveen Diversified Commodity Fund, a Delaware statutory trust (the “Fund”), and Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (the “Manager”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 31st, 2010 • Nuveen Diversified Commodity Fund • Commodity contracts brokers & dealers • Delaware
AGREEMENT made as of this day of , 2010 (this “Agreement”), by and between Nuveen Diversified Commodity Fund, a Delaware statutory trust (the “Fund”), and Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (the “Manager”).
NUVEEN DIVERSIFIED COMMODITY FUND Subscription AgreementNuveen Diversified Commodity Fund • August 31st, 2010 • Nuveen Diversified Commodity Fund • Commodity contracts brokers & dealers
This Agreement made this May 11, 2010, by and between Nuveen Diversified Commodity Fund, a Delaware statutory trust (the “Fund”), and Nuveen Commoditites Asset Management, LLC (the “Subscriber”), a Delaware limited liability company;
COMMODITY SUB-ADVISORY AGREEMENTCommodity Sub-Advisory Agreement • November 12th, 2010 • Nuveen Diversified Commodity Fund • Commodity contracts brokers & dealers • New York
AGREEMENT made as of this 27th day of September, 2010 (this “Agreement”), by and between Nuveen Diversified Commodity Fund, a Delaware statutory trust (the “Fund”), Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (“Manager”), and Gresham Investment Management LLC, a Delaware limited liability company (“Commodity Subadvisor”).
