AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 27th, 2006 • Giant 5 Funds
EXHIBIT 99.(e)(3)(2) DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of this 8th day of June, 2007, by and between Giant 5 Funds, a Delaware statutory trust (the "Trust"), and UMB Distribution Services, LLC, a Wisconsin limited liability company (the...Distribution Agreement • July 2nd, 2007 • Giant 5 Funds • Wisconsin
BETWEENCustody Agreement • July 2nd, 2007 • Giant 5 Funds
EXHIBIT (e)(1) DISTRIBUTION AGREEMENT AGREEMENT made as of September 30, 2005 between Giant 5 Funds Trust Company (the "Trust"), having an office at 128 South Tejon Avenue, Suite 150, Colorado Springs, CO 80903, and BISYS Fund Services Limited...Distribution Agreement • March 9th, 2006 • Giant 5 Funds • New York
EXHIBIT (d) (GIANT 5 FUNDS LOGO) INVESTMENT ADVISORY AGREEMENTGiant 5 Funds • March 9th, 2006
AMENDMENT TO MASTER SERVICES AGREEMENTMaster Services Agreement • April 27th, 2006 • Giant 5 Funds
DISTRIBUTION AGREEMENTDistribution Agreement • April 17th, 2015 • Index Funds • Colorado
THIS AGREEMENT is made as of April 17, 2015, between Index Funds (the “Fund”), organized as a statutory trust under the laws of the State of Delaware, and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
DISTRIBUTION AGREEMENTDistribution Agreement • July 28th, 2020 • Index Funds • Ohio
This Distribution Agreement (this “Agreement”), dated April 3, 2020, is between Index Funds (the “Trust”), a Delaware trust, ONEFUND, LLC (the “Advisor”), a Colorado limited liability company, and Ultimus Fund Distributors, LLC (“Distributor”), an Ohio limited liability.
EXHIBIT 99.(h)(3)(2) ADMINISTRATION AND FUND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of this 8th day of June, 2007, by and between Giant 5 Funds, a Delaware statutory trust (the "Trust"), and UMB Fund Services, Inc., a Wisconsin corporation...Administration and Fund Accounting Agreement • July 2nd, 2007 • Giant 5 Funds • Wisconsin
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • April 17th, 2015 • Index Funds • Colorado
THIS AGREEMENT is made as of April 17, 2015 (the “Effective Date”) between Index Funds (the “Trust”), statutory trust organized under the laws of the State of Delaware, on behalf of the series listed in Appendix A hereto (the “Fund”).
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • April 17th, 2015 • Index Funds • Colorado
THIS AGREEMENT is made as of April 17, 2015, between Index Funds (the “Trust”), a statutory trust organized under the laws of the State of Delaware, on behalf of the series listed in Appendix A hereto (the “Fund”).
RECITALS:Transfer Agency Agreement • July 2nd, 2007 • Giant 5 Funds • Wisconsin
BROKER DEALER SELLING AGREEMENTBroker Dealer • April 17th, 2015 • Index Funds • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and ___________________________________, a _________________________ company having its principal place of business ________________________________________________________ (hereinafter “Broker/Dealer”).
Exhibit (h)(3) DISTRIBUTION SERVICES AGREEMENT AGREEMENT made as of September 30, 2005 by and between The Willis Group (the "Adviser"), and BISYS Fund Services Limited Partnership (the "Distributor"). WHEREAS, the Adviser (including for purposes...Distribution Services Agreement • April 18th, 2006 • Giant 5 Funds • New York
GIANT 5 FUNDSExpense Reimbursement Agreement • July 2nd, 2007 • Giant 5 Funds
SELLING AGREEMENTSelling Agreement • July 29th, 2021 • Index Funds • Nebraska
Ultimus Fund Distributors, LLC (the “Distributor”) serves as the principal underwriter of one or more trusts (each a “Trust” and collectively, the “Trusts”)1, each of which is an open-end investment company, shares of which are distributed by Distributor at their respective net asset values plus sales charges as applicable, pursuant to a written agreement (the “Distribution Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of any and all of the funds subject to the Distribution Agreement, that are a part of, or may become a part of, any of the Trust(s) (each, a “Fund,” together the “Funds”)2 upon the following terms and conditions:
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • April 17th, 2015 • Index Funds • Colorado
THIS AGREEMENT is made as of April 17, 2015, between Index Funds (the “Trust”), organized as a statutory trust under the laws of the State of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
DISTRIBUTION AGREEMENTDistribution Agreement • July 30th, 2018 • Index Funds • Colorado
THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between Index Funds, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
INDEX FUNDS INVESTMENT ADVISORY AGREEMENT Index Funds Colorado Springs, CO 80920Investment Advisory Agreement • July 29th, 2016 • Index Funds
WHEREAS, Index Funds (the “Trust”) is an open-end investment company organized as a Delaware statutory trust and consists of one or more separate investment portfolios (the "Funds") as may be established and designated by the Trust's Board of Trustees (the "Board of Trustees") from time to time. This letter agreement shall pertain to such Funds as shall be designated in Appendix A attached hereto, as may be amended from time to time (the "Covered Funds"). A separate series of shares of beneficial interest in the Trust are offered to investors with respect to each Fund. The Trust engages in the business of investing and reinvesting the assets of each Fund in the manner and in accordance with the investment objectives and restrictions specified in the currently effective prospectus (the "Prospectus") relating to the Trust and the Funds included in the Trust's registration statement, as amended from time to time (the "Registration Statement"), filed by the Trust under the Investment Compa
WITNESSETH:Custody Agreement • March 29th, 2006 • Giant 5 Funds • New York
MASTER SERVICES AGREEMENTMaster Services Agreement • July 28th, 2020 • Index Funds • Ohio
This Master Services Agreement (this “Agreement”), dated April 17, 2020, is between Index Funds (the “Trust”), a Delaware trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio.
Amendment No. 1 To Transfer Agency and Services AgreementAgency and Services Agreement • July 30th, 2018 • Index Funds
This Amendment No. 1 (this “Amendment”), dated March 2, 2018 to the Transfer Agency and Services Agreement (the “Agreement”), dated April 17, 2015, between Index Funds (the “Trust”) and ALPS Fund Services, Inc. (“ALPS”) (ALPS each, a “Party” and together, the “Parties”).
June 20, 2023 Mr. Michael Willis President ONEFUND TRUSTONEFUND Trust • July 28th, 2023
December 1, 2016 Mr. Michael Willis President Index FundsIndex Funds • December 20th, 2016
Amendment No. 1 to Chief Compliance Officer Services AgreementCompliance Officer Services Agreement • July 30th, 2018 • Index Funds
This Amendment No. 1 (this “Amendment”), dated March 2, 2018 to the Chief Compliance Officer Services Agreement (the “Agreement”), dated April 17, 2015, between Index Funds (the “Trust”) and ALPS Fund Services, Inc. (“ALPS”) (each, a “Party” and together ,the “Parties”).
Amendment No. 1 to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • July 30th, 2018 • Index Funds
This Amendment No. 1 (this “Amendment”), dated March 2, 2018, to the Administration, Bookkeeping and Pricing Services Agreement (the “Agreement”), dated April 17, 2015, between and among Index Funds (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”)(each, a “Party” and together, the “Parties”).
ASSIGNMENT OF CUSTODY AGREEMENTAssignment of Custody Agreement • July 28th, 2023 • ONEFUND Trust
THIS AGREEMENT (the "Assignment"), is made and entered into as of this 8th day of August, 2022 among Index Funds the "Trust"), a Delaware statutory trust, MUFG Union Bank,
Mr. Michael Willis President Index FundsIndex Funds • October 7th, 2016
June 7, 2019 Mr. Michael Willis President Index FundsIndex Funds • June 28th, 2019
June 11, 2021Index Funds • July 29th, 2021
June 1, 2018 Mr. Michael Willis President Index FundsIndex Funds • July 30th, 2018
September 28, 2023 Mr. Michael Willis President ONEFUND TRUSTONEFUND Trust • November 14th, 2023
EXHIBIT 99.(e)(4)(2) UMB DISTRIBUTION SERVICES, LLC 803 West Michigan Street, Suite A Milwaukee, Wisconsin 53233 DEALER AGREEMENT FOR THE SALE OF SHARES OF GIANT 5 FUNDS Gentlemen: We have entered into a Distribution Agreement with the Giant 5 Funds...Dealer Agreement • July 2nd, 2007 • Giant 5 Funds • Wisconsin
June 26, 2020 Mr. Michael Willis President INDEX FUNDSIndex Funds • July 28th, 2020
The Index Group, Inc.Index Funds • April 17th, 2015
This letter confirms the agreement between The Index Group, Inc. (the “Adviser”) and the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that the Adviser is entitled to receive from the Fund.
