UNDERWRITING AGREEMENTNuveen Quality Preferred Income Fund 3 • December 17th, 2002 • New York
INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 4th day of December, 2002, by and between NUVEEN QUALITY PREFERRED INCOME FUND 3, a Massachusetts business trust (the "Fund"), and NUVEEN INSTITUTIONAL ADVISORY CORP., a Delaware corporation (the...Investment Management Agreement • December 17th, 2002 • Nuveen Quality Preferred Income Fund 3 • Illinois
AmongAgency and Service Agreement • December 17th, 2002 • Nuveen Quality Preferred Income Fund 3 • Massachusetts
Witnesseth:Master Custodian Agreement • December 17th, 2002 • Nuveen Quality Preferred Income Fund 3 • Massachusetts
EXPENSE REIMBURSEMENT AGREEMENT AGREEMENT made this 4th day of December, 2002, by and between NUVEEN QUALITY PREFERRED INCOME FUND 3, a Massachusetts business trust (the "Fund"), and NUVEEN INSTITUTIONAL ADVISORY CORP., a Delaware corporation (the...Expense Reimbursement Agreement • December 17th, 2002 • Nuveen Quality Preferred Income Fund 3 • Illinois
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • October 29th, 2012 • Nuveen Quality Preferred Income Fund 3 • Massachusetts
This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • May 20th, 2013 • Nuveen Quality Preferred Income Fund 3 • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Quality Preferred Income Fund 3, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyAgency and Service Agreement • October 29th, 2012 • Nuveen Quality Preferred Income Fund 3 • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
NUVEEN QUALITY PREFERRED INCOME FUND 3 Chicago, Illinois 60606Nuveen Quality Preferred Income Fund 3 • May 20th, 2013
Nuveen Quality Preferred Income Fund 3 is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333-184643 and 811-21242) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2009)Nuveen Quality Preferred Income Fund 3 • October 29th, 2012 • Illinois
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 29th, 2012 • Nuveen Quality Preferred Income Fund 3 • Illinois
AGREEMENT made as of this 13th day of November, 2007 by and between Nuveen Asset Management, a Delaware corporation and a registered investment adviser (“Manager”), and Spectrum Asset Management, Inc., a Connecticut corporation and a federally registered investment adviser (“Sub-Adviser”).
Relating toNuveen Broker-Dealer Agreement • February 5th, 2003 • Nuveen Quality Preferred Income Fund 3 • New York
EXHIBIT h.1 FundPreferred(TM) shares NUVEEN QUALITY PREFERRED INCOME FUND 3 3,320 Shares, Series M 3,320 Shares, Series TH Liquidation Preference $25,000 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • February 5th, 2003 • Nuveen Quality Preferred Income Fund 3 • New York
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2013)Nuveen Quality Preferred Income Fund 3 • May 20th, 2013 • Illinois
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 29th, 2012 • Nuveen Quality Preferred Income Fund 3 • Illinois
AGREEMENT made this 13th day of November 2007, by and between NUVEEN QUALITY PREFERRED INCOME FUND 3, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
WITNESSETH:Nuveen Quality • December 17th, 2002 • Nuveen Quality Preferred Income Fund 3
February 5, 2003 Nuveen Quality Preferred Income Fund 3 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Quality Preferred Income Fund 3 FundPreferred Shares to be Issued Pursuant to the Underwriting Agreement (File Nos. 333-101563; 811-21242)...Nuveen Quality Preferred Income Fund 3 • February 5th, 2003
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 16th day of December, 2002 by and between Nuveen Institutional Advisory Corp., a Delaware corporation and a registered investment adviser ("Manager"), and Spectrum Asset Management Inc., a...Investment Sub-Advisory Agreement • December 17th, 2002 • Nuveen Quality Preferred Income Fund 3 • Illinois
