WITNESSETH ----------Investment Management Agreement • August 22nd, 2002 • Nuveen Quality Preferred Income Fund 2 • Illinois
Shares NUVEEN QUALITY PREFERRED INCOME FUND 2 Common Shares UNDERWRITING AGREEMENTNuveen Quality Preferred Income Fund 2 • September 24th, 2002 • New York
Relating toBroker-Dealer Agreement • October 9th, 2002 • Nuveen Quality Preferred Income Fund 2 • New York
EXPENSE REIMBURSEMENT AGREEMENT AGREEMENT made this 1st day of August, 2002, by and between NUVEEN QUALITY PREFERRED INCOME FUND 2, a Massachusetts business trust (the "Fund"), and NUVEEN INSTITUTIONAL ADVISORY CORP., a Delaware corporation (the...Expense Reimbursement Agreement • August 22nd, 2002 • Nuveen Quality Preferred Income Fund 2 • Illinois
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • October 29th, 2012 • Nuveen Quality Preferred Income Fund 2 • Massachusetts
This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • March 19th, 2021 • Nuveen Preferred & Income Securities Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Preferred & Income Securities Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, shares of the Fund’s Common Stock in an amount up to a certain maximum aggregate offering price.
NUVEEN PREFERRED & INCOME SECURITIES FUND Chicago, Illinois 60606Nuveen Preferred & Income Securities Fund • March 19th, 2021
Nuveen Preferred & Income Securities Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed an automatic shelf registration statement on Form N-2 (File Nos. 333-254472 and 811-21137) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings. The Fund also has filed or will file a prospectus supplement (“Prospectus Supplement”) pursuant to Rule 424 under the Securities Act of 1933 in connection with the offering of its common shares through an ATM offering.
EXHIBIT H.2 S MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • October 9th, 2002 • Nuveen Quality Preferred Income Fund 2 • New York
NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT [DATED]Master Selected Dealer Agreement • October 29th, 2012 • Nuveen Quality Preferred Income Fund 2 • New York
In connection with public offerings of securities (“Securities”) of registered investment companies sponsored by Nuveen Investments (“Nuveen”) which are underwritten by a group of underwriters (“Underwriters”) which are represented by Nuveen alone or in conjunction with other firms (the “Representatives”), you (a “Dealer”) may be offered from time to time the opportunity to purchase a portion of such securities, as a principal, at a discount from the public offering price representing a selling concession or reallowance granted as consideration for services rendered in the distribution of such securities, subject to the terms and conditions of this Agreement.
EXHIBIT H.4 S MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS), STANDBY UNDERWRITINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement • October 9th, 2002 • Nuveen Quality Preferred Income Fund 2 • New York
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 3rd, 2015 • Nuveen Quality Preferred Income Fund 2 • Illinois
AGREEMENT effective as of this 1st day of October 2014 by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Spectrum Asset Management, Inc., a Connecticut corporation and a federally registered investment adviser (“Sub-Adviser”).
Exhibit k.3 NUVEEN AUCTION AGENCY AGREEMENT Basic Terms for Acting as Auction AgentNuveen Auction Agency Agreement • November 6th, 2002 • Nuveen Quality Preferred Income Fund 2 • New York
Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A.Agency and Service Agreement • March 19th, 2021 • Nuveen Preferred & Income Securities Fund • New York
THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of June 15, 2017 (“Effective Date”), is by and between each of the Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) (each such investment company, a “Fund”), and Computershare Inc., a Delaware corporation (“Computershare”), and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Transfer Agent”), each having a principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021.
EXHIBIT H.1 FundPreferred shares(TM) NUVEEN QUALITY PREFERRED INCOME FUND 2 [ ] Shares, Series [ ] [ ] Shares, Series [ ] [ ] Shares, Series [ ] [ ] Shares, Series [ ] [ ] Shares, Series [ ] Liquidation Preference $25,000 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • October 9th, 2002 • Nuveen Quality Preferred Income Fund 2 • New York
AMENDMENT TO THE AMENDED AND RESTATED CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANYCustodian Agreement • March 19th, 2021 • Nuveen Preferred & Income Securities Fund
AMENDMENT to the Amended and Restated Custodian Agreement (the “Agreement”) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”) and each management investment company identified on Appendix A of the Agreement and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund” or “Funds”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof.
TRANSFER AGENCY AND SERVICE AGREEMENT Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • October 29th, 2012 • Nuveen Quality Preferred Income Fund 2 • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENTNuveen Exchange • September 20th, 2002 • Nuveen Quality Preferred Income Fund 2 • New York
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 3rd, 2015 • Nuveen Quality Preferred Income Fund 2 • Illinois
AGREEMENT made this 1st day of October 2014, by and between NUVEEN QUALITY PREFERRED INCOME FUND 2, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
CONTINUANCE OF MANAGEMENT AGREEMENTSManagement Agreements • March 19th, 2021 • Nuveen Preferred & Income Securities Fund
Agreement made as of this 30th day of July 2020, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2020.
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 1st day of August, 2002 by and between Nuveen Institutional Advisory Corp., a Delaware corporation and a registered investment adviser ("Manager"), and Spectrum Asset Management Inc., a...Investment Sub-Advisory Agreement • September 20th, 2002 • Nuveen Quality Preferred Income Fund 2 • Illinois
SECOND AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 19th, 2021 • Nuveen Preferred & Income Securities Fund
This Second Amendment (“Amendment”) Is entered into and effective as of this the 26th day of February, 2018, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) {each such investment company, a “Fund”), and Computershare Inc., (“Computershare”) and its fully owned subsidiary Computershare Trust Company, N.A., (“Trust Company”, and together with Computershare, “Transfer Agent”) dated June 15, 2017 (the “Agreement”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
WITNESSETH:Nuveen Quality • September 20th, 2002 • Nuveen Quality Preferred Income Fund 2
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • November 3rd, 2015 • Nuveen Quality Preferred Income Fund 2
This Amendment is made as of this 20th day of July, 2015, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 17.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
November 6, 2002 Nuveen Quality Preferred Income Fund 2 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Quality Preferred Income Fund 2 FundPreferred Shares to be Issued Pursuant to the Underwriting Agreement (File Nos. 333-100668; 811-21137)...Nuveen Quality Preferred Income Fund 2 • November 6th, 2002
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTSInvestment Management Agreements • November 3rd, 2015 • Nuveen Quality Preferred Income Fund 2
This Agreement made this 28th day of July 2015 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”);
NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 19th, 2021 • Nuveen Preferred & Income Securities Fund
WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager “) and Spectrum Asset Management, Inc., a Connecticut corporation (the “Sub-Adviser”) have entered into a Sub-Advisory Agreement dated as of October 1, 2014 (the “Agreement”) and continued to August 1, 2020, pursuant to which the Sub-Adviser furnishes investment advisory services to Nuveen Preferred & Income Securities Fund f/k/a Nuveen Preferred Securities Income Fund; and
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 29th, 2012 • Nuveen Quality Preferred Income Fund 2 • Illinois
AGREEMENT made this 13th day of November 2007, by and between NUVEEN QUALITY PREFERRED INCOME FUND 2, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 29th, 2012 • Nuveen Quality Preferred Income Fund 2 • Illinois
AGREEMENT made as of this 13th day of November, 2007 by and between Nuveen Asset Management, a Delaware corporation and a registered investment adviser (“Manager”), and Spectrum Asset Management, Inc., a Connecticut corporation and a federally registered investment adviser (“Sub-Adviser”).
Third Amendment to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • March 19th, 2021 • Nuveen Preferred & Income Securities Fund
This Third Amendment (“Amendment”), effective as of May 11, 2020 (“Effective Date”), Is to the Transfer Agency and Service Agreement (the “Agreement”, made as of June 15, 2017, by and between each of the Nuveen closed-end investment companies listed on Schedule A (each such investment company, a “Fund”, and Computershare Inc. (“Computershare’’) and Computershare Trust Company, N.A. (“Trust Company”, and together with Computershare, “Transfer Agent’’). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
FORM OF DEALER LETTER AGREEMENTDealer Letter Agreement • October 29th, 2012 • Nuveen Quality Preferred Income Fund 2
EXHIBIT H.3 NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT February 9, 2001 Dear Ladies and Gentlemen: In connection with public offerings of securities ("Securities") of registered investment companies sponsored by Nuveen Investments...Nuveen Quality Preferred Income Fund 2 • October 9th, 2002 • New York
