INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 30th, 2002 • Conestoga Funds • Delaware
Page ARTICLE I - NAME AND DEFINITIONS.............................................1 Section 1.01 Name..........................................................1 Section 1.02 Definitions...................................................1 Section 1.03...Conestoga Funds • September 30th, 2002
RECITALS:Accounting Services Agreement • January 27th, 2004 • Conestoga Funds • New York
RECITALS:Transfer Agent Agreement • January 27th, 2004 • Conestoga Funds • New York
DISTRIBUTION AGREEMENTDistribution Agreement • September 30th, 2002 • Conestoga Funds • Pennsylvania
TRANSFER AGENT AGREEMENTTransfer Agent Agreement • January 28th, 2011 • Conestoga Funds • Ohio
THIS AGREEMENT is made and entered into this 5th day of February, 2009, by and between the Institutional Advisors LargeCap Fund of the Conestoga Funds (the “Trust”), a Delaware business trust having its principal place of business at 259 North Radnor Chester Road, Radnor, PA and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • January 28th, 2011 • Conestoga Funds • Ohio
THIS AGREEMENT is made and entered into this 5th day of February, 2009, by and between the Institutional Advisors LargeCap Fund of the Conestgoga Funds (the “Trust”), a Delaware business trust having its principal place of business at 259 North Radnor Chester Road, Radnor, PA and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
DISTRIBUTION AGREEMENTDistribution Agreement • January 28th, 2020 • Conestoga Funds • Ohio
This Agreement, dated February 1, 2019 is between Conestoga Funds (the “Trust”), a Delaware Statutory trust, Conestoga Capital Advisors (the “Advisor”), a limited liability company organized under the laws of Pennsylvania and Ultimus Fund Distributors, LLC (“Distributor”), a limited liability company organized under the laws of the State of Ohio.
WITNESSETH:Investment Company Services Agreement • September 30th, 2002 • Conestoga Funds • Pennsylvania
TRANSFER AGENT AGREEMENTTransfer Agent Agreement • November 7th, 2013 • Conestoga Funds • Ohio
THIS AGREEMENT on behalf of the Conestoga SMid Cap Fund is made and entered into this 6th day of November, 2013, by and between the Conestoga Funds (the “Trust”), a Delaware Statutory Trust having its principal place of business at 259 N. Radnor-Chester Road, Radnor Court, Suite 120, Radnor, PA 19087, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • November 7th, 2013 • Conestoga Funds • Ohio
THIS AGREEMENT on behalf of the Conestoga SMid Cap Fund is made and entered into this 6th day of November, 2013, by and between the Conestoga Funds (the “Trust”), a Delaware Statutory Trust having its principal place of business at 259 N. Radnor-Chester Road, Radnor Court, Suite 120, Radnor, PA 19087, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
INVESTMENT ADVISORY AGREEMENT between CONESTOGA FUNDS and CONESTOGA CAPITAL ADVISORS, LLCInvestment Advisory Agreement • December 7th, 2021 • Conestoga Funds • Delaware
This AGREEMENT (the “Agreement”) made this 8th day of December, 2021, by and between Conestoga Funds, a Delaware business trust which may issue one or more series of shares of beneficial interest (the “Trust”), and Conestoga Capital Advisors, LLC, a Delaware limited liability company (the “Adviser”).
CUSTODY AGREEMENT Dated November 28, 2006 Between UMB BANK, N.A. and CONESTOGA FUNDSCustody Agreement • January 28th, 2011 • Conestoga Funds
INVESTMENT ADVISORY AGREEMENT between CONESTOGA FUNDS and CONESTOGA CAPITAL ADVISORS, LLCInvestment Advisory Agreement • November 7th, 2013 • Conestoga Funds • Delaware
This AGREEMENT (the “Agreement”) made this 6th day of November 2013, by and between Conestoga Funds, a Delaware business trust which may issue one or more series of shares of beneficial interest (the “Trust”), and Conestoga Capital Advisors, LLC, a Delaware limited liability company (the “Adviser”).
FORM OF CONESTOGA FUNDSShareholder Servicing Agreement • November 29th, 2004 • Conestoga Funds • Pennsylvania
TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESTri-Party Agreement for Distribution Services • January 28th, 2015 • Conestoga Funds • Ohio
THIS AGREEMENT is made as of June 30, 2014, between The Conestoga Funds (the “Trust” or “Fund”), a Delaware Statutory Trust, Conestoga Capital Advisors, the Registered Investment Advisor (the “RIA”), a Delaware limited liability company, and Arbor Court Capital, LLC (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
FORM OF INVESTMENT ADVISORY AGREEMENT between CONESTOGA FUNDS and INSTITUTIONAL ADVISORS LLCInvestment Advisory Agreement • January 15th, 2009 • Conestoga Funds • Delaware
This AGREEMENT (the “Agreement”) made this __ day of February 2009, by and between Conestoga Funds, a Delaware business trust which may issue one or more series of shares of beneficial interest (the “Trust”), and Institutional Advisors LLC, a Pennsylvania limited liability company (the “Adviser”).
SCHEDULE IShareholder Servicing Agreement • January 15th, 2009 • Conestoga Funds
MASTER SERVICES AGREEMENTMaster Services Agreement • January 27th, 2017 • Conestoga Funds • Delaware
This Agreement, dated February 29, 2016 is between Conestoga Funds (the “Trust”), a Delaware Statutory Trust having its principal place of business at 550 E. Swedesford Road, Suite 120, Wayne, PA 19087, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio.
SCHEDULE IShareholder Servicing Agreement • May 25th, 2021 • Conestoga Funds
CONESTOGA FUNDS SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • November 7th, 2013 • Conestoga Funds • Pennsylvania
We, Conestoga Funds (the “Trust”), wish to enter into this Servicing Agreement with you concerning the provision of support services to your clients (“Clients”) who may from time to time beneficially own shares of the series that we offer (each a “Fund”), as set forth in Schedule I, as amended from time to time.
APPENDIX B CUSTODY AGREEMENTCustody Agreement • March 27th, 2012 • Conestoga Funds
The following open-end management investment companies ("Funds") are hereby made parties to the Custody Agreement dated November 28, 2006, with UMB Bank, n.a. ("Custodian") and CONESTOGA FUNDS, and agree to be bound by all the terms and conditions contained in said Agreement:
APPENDIX B as revised November 17, 2021 CUSTODY AGREEMENTCustody Agreement • December 7th, 2021 • Conestoga Funds
The following open-end management investment companies ("Funds") are hereby made parties to the Custody Agreement dated November 28, 2006, with UMB Bank, n.a. ("Custodian") and CONESTOGA FUNDS, and agree to be bound by all the terms and conditions contained in said Agreement:
FORM OF APPENDIX B as revised [_____, 2021] CUSTODY AGREEMENTCustody Agreement • March 12th, 2021 • Conestoga Funds
The following open-end management investment companies ("Funds") are hereby made parties to the Custody Agreement dated November 28, 2006, with UMB Bank, n.a. ("Custodian") and CONESTOGA FUNDS, and agree to be bound by all the terms and conditions contained in said Agreement:
DISTRIBUTION AGREEMENTForm Of • January 15th, 2009 • Conestoga Funds • New York
THIS AGREEMENT is made as of February ___, 2008, between Conestoga Funds the Institutional Advisors LargeCap Fund (“Fund”) and Rafferty Capital Markets, LLC, (“RCM”), a corporation organized and existing under the laws of the State of New York.
FORM OF APPENDIX B as revised [November 17], 2021 CUSTODY AGREEMENTCustody Agreement • September 24th, 2021 • Conestoga Funds
The following open-end management investment companies ("Funds") are hereby made parties to the Custody Agreement dated November 28, 2006, with UMB Bank, n.a. ("Custodian") and CONESTOGA FUNDS, and agree to be bound by all the terms and conditions contained in said Agreement:
FORM OF SCHEDULE IConestoga Funds • March 12th, 2021
CONESTOGA FUNDS SHAREHOLDER SERVICING AGREEMENTConestoga Funds • March 27th, 2012 • Conestoga Funds • Pennsylvania
We, Conestoga Funds (the “Trust”), wish to enter into this Servicing Agreement with you concerning the provision of support services to your clients (“Clients”) who may from time to time beneficially own shares of the series that we offer (each a “Fund”), as set forth in Schedule I, as amended from time to time.
DISTRIBUTION AGREEMENTDistribution Agreement • January 28th, 2011 • Conestoga Funds • New York
THIS AGREEMENT is made as of February 24, 2009, between Institutional Advisors LargeCap Fund series of the Conestoga Funds (“Fund”), a Delaware statutory trust, and Rafferty Capital Markets, LLC, (“RCM”), a corporation organized and existing under the laws of the State of New York.
FORM OF INVESTMENT ADVISORY AGREEMENT between CONESTOGA FUNDS and CONESTOGA CAPITAL ADVISORS, LLC FORM OF INVESTMENT ADVISORY AGREEMENTForm of Investment Advisory Agreement • September 24th, 2021 • Conestoga Funds • Delaware
This AGREEMENT (the “Agreement”) made this ___ day of __________, 2021, by and between Conestoga Funds, a Delaware business trust which may issue one or more series of shares of beneficial interest (the “Trust”), and Conestoga Capital Advisors, LLC, a Delaware limited liability company (the “Adviser”).
FORM OF TRANSFER AGENT AGREEMENTForm Of • January 15th, 2009 • Conestoga Funds • Ohio
THIS AGREEMENT is made and entered into this _____ day of February, 2009, by and between the Conestoga Funds (the “Trust”), a Delaware business trust (the “Trust”), a Delaware business trust having its principal place of business at 259 N. Radnor-Chester Road, Radnor Court, Suite 120, Radnor, PA 19087, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
SCHEDULE IConestoga Funds • December 7th, 2021
ARTICLE IConestoga Funds Custody Agreement • September 30th, 2002 • Conestoga Funds • Minnesota
FORM OF SCHEDULE IConestoga Funds • September 24th, 2021
FORM OF ACCOUNTING SERVICES AGREEMENTForm Of • January 15th, 2009 • Conestoga Funds • Ohio
THIS AGREEMENT is made and entered into this _____ day of February, 2009, by and between the Conestoga Funds (the “Trust”), a Delaware business trust having its principal place of business at 259 N. Radnor-Chester Road, Radnor Court, Suite 120, Radnor, PA 19087, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
